Anthony Mario Capozza
Nessuna posizione attualmente
Storia della carriera di Anthony Mario Capozza
Precedenti posizioni note di Anthony Mario Capozza
Società | Posizione | Inizio | Fine |
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First Allied Securities, Inc.
First Allied Securities, Inc. Investment Banks/BrokersFinance Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Corporate Officer/Principal | 01/07/1997 | 01/07/1997 |
International Securities Exchange, Inc. | Corporate Officer/Principal | 01/01/1997 | 01/01/1997 |
Vanguard Capital
Vanguard Capital Investment Banks/BrokersFinance Founded in 1988 by Gregory Serras, Vanguard Capital is a general securities broker/dealer located in San Diego, California. The firm offers a full array of trading and execution services. They do not provide internal research. Vanguard Capital is registered with FINRA, the SEC and the Commodities Futures Trading Commission (CFTC). The firm is a member of the SIPC, the National Futures Association (NFA) and the Securities Industry and Financial Markets Association (SIFMA). Custodial services for Vanguard Capital's broker/dealer and investment advisory clients' assets and portfolios are provided by Pershing LLC and Charles Schwab Corp. | Corporate Officer/Principal | 01/12/1995 | 01/12/1995 |
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC). | Corporate Officer/Principal | - | - |
Capstone Group LLC
Capstone Group LLC Investment ManagersFinance Capstone Group LLC is a hedge fund-of-funds located San Diego, California. They manage the Capstone Partners LP and the Capstone Opportunity Partners LP. | Amministratore Delegato | 01/08/2002 | - |
Fondatore | 18/08/2009 | - | |
Corporate Officer/Principal | 01/08/2002 | 19/11/2012 | |
Capstone Investments
Capstone Investments Investment Banks/BrokersFinance Founded in 1995, Capstone Investments is a broker/dealer headquartered in San Diego, California with an additional office in Milwaukee, Wisconsin. The firm provides a full range of institutional services including, investment banking, research, deal origination and capital introduction services. They provide fundamental research and investment opinions to their clients primarily on small- to mid-cap companies. | Analyst-Equity | 01/01/1995 | - |
Analista-Rendimento Fisso | 01/01/1995 | - | |
Direttore della Ricerca - Azioni | 01/01/1995 | - | |
Fondatore | 17/11/2010 | - | |
Presidente | 01/01/1995 | - |
Formazione di Anthony Mario Capozza
Providence College | Undergraduate Degree |
Statistiche
Distribuzione geografica
Stati Uniti | 8 |
Posizioni
Corporate Officer/Principal | 5 |
Founder | 2 |
Analyst-Equity | 1 |
Settori
Finance | 6 |
Consumer Services | 2 |
Commercial Services | 2 |
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Società collegate
Aziende private | 6 |
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Capstone Investments
Capstone Investments Investment Banks/BrokersFinance Founded in 1995, Capstone Investments is a broker/dealer headquartered in San Diego, California with an additional office in Milwaukee, Wisconsin. The firm provides a full range of institutional services including, investment banking, research, deal origination and capital introduction services. They provide fundamental research and investment opinions to their clients primarily on small- to mid-cap companies. | Finance |
Capstone Group LLC
Capstone Group LLC Investment ManagersFinance Capstone Group LLC is a hedge fund-of-funds located San Diego, California. They manage the Capstone Partners LP and the Capstone Opportunity Partners LP. | Finance |
First Allied Securities, Inc.
First Allied Securities, Inc. Investment Banks/BrokersFinance Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
International Securities Exchange, Inc. | Commercial Services |
Vanguard Capital
Vanguard Capital Investment Banks/BrokersFinance Founded in 1988 by Gregory Serras, Vanguard Capital is a general securities broker/dealer located in San Diego, California. The firm offers a full array of trading and execution services. They do not provide internal research. Vanguard Capital is registered with FINRA, the SEC and the Commodities Futures Trading Commission (CFTC). The firm is a member of the SIPC, the National Futures Association (NFA) and the Securities Industry and Financial Markets Association (SIFMA). Custodial services for Vanguard Capital's broker/dealer and investment advisory clients' assets and portfolios are provided by Pershing LLC and Charles Schwab Corp. | Finance |
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC). | Finance |