![Brian Carlson](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Brian Carlson
Responsabile della Conformità presso
HENNESSY ADVISORS, INC.
Profilo
Brian C.
Carlson is currently the Senior Vice President & Head-Distribution at Hennessy Funds, Inc. He is also the Chief Compliance Officer & Senior Vice President at Hennessy Advisors, Inc. and a Member of The State Bar of California.
Previously, he was the Senior Managing Director at NRP Financial, Inc. and NRP Advisors, Inc. from 2007 to 2011.
He was also the EVP-Operations & Legal Affairs at National Retirement Partners, Inc. from 2010 to 2011.
Carlson received his undergraduate degree from the University of Southern California in 1994 and his graduate degree from Pacific Mcgeorge School of Law.
Posizioni attive di Brian Carlson
| Società | Posizione | Inizio |
|---|---|---|
| HENNESSY ADVISORS, INC. | Responsabile della Conformità | 01/12/2013 |
The State Bar of California
 The State Bar of California Miscellaneous Commercial ServicesCommercial Services Operates as a official attorney licensing agency | Corporate Officer/Principal | - |
Hennessy Funds, Inc.
 Hennessy Funds, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Corporate Officer/Principal | - |
Precedenti posizioni note di Brian Carlson
| Società | Posizione | Fine |
|---|---|---|
National Retirement Partners, Inc.
 National Retirement Partners, Inc. Miscellaneous Commercial ServicesCommercial Services Provides retirement plan and wealth management services | Direttore operativo | 21/06/2010 |
NRP Financial, Inc. | Corporate Officer/Principal | 01/02/2011 |
NRP Advisors, Inc.
 NRP Advisors, Inc. Investment ManagersFinance Provides investment advice | Corporate Officer/Principal | 01/02/2011 |
Formazione di Brian Carlson
Esperienze
Posizioni ricoperte
Attive
Inattive
Società nel listino
Aziende private
Relazioni
77
Relazioni di 1° grado
8
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 8 |
|---|---|
Hennessy Funds, Inc.
Hennessy Funds, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Hennessy Advisors, Inc.
 Hennessy Advisors, Inc. Investment ManagersFinance Provides investment management services | Finance |
National Retirement Partners, Inc.
National Retirement Partners, Inc. Miscellaneous Commercial ServicesCommercial Services Provides retirement plan and wealth management services | Commercial Services |
NRP Financial, Inc. | |
University of Southern California
 University of Southern California Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
The State Bar of California
The State Bar of California Miscellaneous Commercial ServicesCommercial Services Operates as a official attorney licensing agency | Commercial Services |
NRP Advisors, Inc.
NRP Advisors, Inc. Investment ManagersFinance Provides investment advice | Finance |
Pacific Mcgeorge School of Law
 Pacific Mcgeorge School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
