Cathy Ann Simmons
Responsabile della Conformità presso Legacy Wealth Management, Inc.
Profilo
Ms. Cathy A.
Simmons is a Chief Compliance Officer & Shareholder at Legacy Wealth Management, Inc. She is part of the firm's Investment Committee.
She plans and implements Legacy’s compliance processes and procedures.
She also serves as Business Continuity Plan coordinator.
She helps clients with financial planning and portfolio management needs.
Before joining Legacy in 2000, Ms. Simmons spent nine years as a financial advisor with American Express Financial Advisors, Inc. She also taught as an adjunct faculty member at Christian Brothers University in the Financial Planning Program.
Ms. Simmons received her BS in business and an MBA in business from the University of Memphis.
Posizioni attive di Cathy Ann Simmons
| Società | Posizione | Inizio |
|---|---|---|
Legacy Wealth Management, Inc.
 Legacy Wealth Management, Inc. Investment ManagersFinance Legacy Wealth Management, Inc. (Legacy) is an independent, employee-owned SEC-registered investment advisor headquartered in Memphis, Tennessee. The firm was founded in 1982 and formerly known as Middle South Advisory Corp. Legacy provides portfolio management services primarily to individuals, high-net-worth individuals, a limited number of corporate pensions, 401(k) and profit-sharing plans, foundations, endowments and both state and municipal government entities. | Responsabile della Conformità | 01/08/2000 |
Precedenti posizioni note di Cathy Ann Simmons
| Società | Posizione | Fine |
|---|---|---|
| AMERICAN EXPRESS COMPANY | Corporate Officer/Principal | - |
Formazione di Cathy Ann Simmons
| University of Memphis | Masters Business Admin |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Società quotate in Borsa | 1 |
|---|---|
| AMERICAN EXPRESS COMPANY | Finance |
| Aziende private | 1 |
|---|---|
Legacy Wealth Management, Inc.
Legacy Wealth Management, Inc. Investment ManagersFinance Legacy Wealth Management, Inc. (Legacy) is an independent, employee-owned SEC-registered investment advisor headquartered in Memphis, Tennessee. The firm was founded in 1982 and formerly known as Middle South Advisory Corp. Legacy provides portfolio management services primarily to individuals, high-net-worth individuals, a limited number of corporate pensions, 401(k) and profit-sharing plans, foundations, endowments and both state and municipal government entities. | Finance |
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