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Charles Thompson
Gestore di Portafoglio-Azioni presso Wellington Shields Capital Management LLC
Provenienza dei contatti di primo grado di Charles Thompson
Entità | Tipo di entità | Settore Industriale | |
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Wellington Shields Capital Management LLC
![]() Wellington Shields Capital Management LLC Investment ManagersFinance Wellington Shields Capital Management LLC (WSCM) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2010 and is a subsidiary of Wellington Shields Holdings LLC. WSCM provides discretionary and non-discretionary portfolio management advisory services to individuals, corporations, trust, estates, charitable organizations, pension and profit-sharing plans, as well as other types of businesses and institutional clients.
23
| Subsidiary | Investment Managers | 23 |
H. G. Wellington Capital Management
![]() H. G. Wellington Capital Management Investment ManagersFinance H.G. Wellington Capital Management is a wholly owned division of H.G. Wellington & Co., Inc. They manage equity, balanced and fixed-income portfolios for individuals and families, trusts and estates, foundations/endowments and retirement, pension and profit sharing plans.
9
| Extinct | Investment Managers | 9 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Charles Thompson tramite i suoi contatti personali
Società | Settore | Persone collegate | Posizione principale |
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Capital Management Investment Trust | Investment Trusts/Mutual Funds | Chief Executive Officer | |
Flowers Industries, Inc.
![]() Flowers Industries, Inc. Food: Specialty/CandyConsumer Non-Durables Part of Flowers Foods, Inc., Flowers Industries, Inc. produces and distributes a full line of breads, cookies, and other snack foods. The company is based in Thomasville, GA. | Food: Specialty/Candy | Director/Board Member | |
Brown Brothers Harriman & Co. (Investment Management)
![]() Brown Brothers Harriman & Co. (Investment Management) Investment ManagersFinance Brown Brothers Harriman & Co. (Investment Management) (BBH-IM) is the investment management division of Brown Brothers Harriman & Co., a registered broker/dealer headquartered in New York City. The firm was founded in 1931 and do-business-as Brown Brothers Harriman Mutual Fund Advisory Department. BBH-IM advises or sub-advises Mutual Funds, an ETF, and UCITS Funds. | Investment Managers | Corporate Officer/Principal | |
Deutsche Bank Securities, Inc.
![]() Deutsche Bank Securities, Inc. Investment Banks/BrokersFinance Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve. | Investment Banks/Brokers | Analyst-Equity | |
UBS Securities LLC
![]() UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Investment Managers | Analyst-Equity | |
Impax Asset Management LLC
![]() Impax Asset Management LLC Investment ManagersFinance Impax Asset Management LLC is a SEC-registered investment advisor headquartered in Portsmouth, New Hampshire. It was founded in 1971 as Pax World Management LLC. They became Impax Asset Management LLC when they were acquired by Great Britain-based Impax Asset Management Group plc in 2018. Impax Asset Management provides portfolio management services to registered mutual funds and separate account management to institutional clients. | Investment Managers | Portfolio Manager-Equities Portfolio Manager-Equities Chairman | |
FLOWERS FOODS, INC. | Food: Specialty/Candy | Director/Board Member Director/Board Member | |
Wall Street Access LLC
![]() Wall Street Access LLC Investment Banks/BrokersFinance Founded in 1981, Wall Street Access, formerly Wall Street Clearing Corp., is a broker/dealer headquartered in New York City. The firm is a subsidiary of Wall Street Access Corp.. They offer a full array of investment services to corporations, hedge funds, pension funds, trust banks, investment advisors, money managers, mutual funds and high net-worth individuals. They focus on healthcare, mergers & acquisitions, oil & gas, electricity, natural gas, machinery/agribusiness, small-cap equities and special situations sectors. The firm's merger arbitrage research platform enables investors to track both historic and real-time deal information. Wall Street Access offers best-in-class execution through their fixed-income trading platform that creates aggressive, two-sided markets on a large inventory of fixed-income securities. The firm also provides their clients with traditional sales coverage. They provide execution services for investment grade corporate bonds, U.S. Treasuries and U.S. Agencies to a network of over 2,000 global customers. Wall Street Access' approach creates both market transparency and liquidity in a marketplace that has historically not been served with these essentials. The firm seeks to provide best-in-class trade execution and generation of trading ideas. They actively assess and manage risk while executing innovative transactions in a fast-paced and constantly changing global market. Wall Street Access provides superior service, expertise and speedy execution in equities, options, bonds and currencies. The firm seeks to achieve superior execution through electronic connectivity to multiple exchanges combined with their access to significant pools of liquidity. Wall Street Access is an agent, managing trading volumes and finding liquidity in a discrete manner for their institutional clients. The firm's Prime Brokerage division serves small and medium sized hedge fund clients. Wall Street Access maintains a large institutional equity and options desk, as well as a 35-person fixed-income desk. The firm acts as an introducing broker to Goldman Sachs Execution & Clearing LP. , L.P., so your investors can be confident their assets are safe and secure at a leading custodian. Wall Street Access is a member of NYSE, ISE and NASDAQ OMX, as well as other exchanges. | Investment Banks/Brokers | Analyst-Equity | |
NYSE Group, Inc.
![]() NYSE Group, Inc. Investment Banks/BrokersFinance NYSE Group, Inc. operates multiple securities stock exchange. It through its subsidiaries operates multiple securities market centers, including the New York Stock Exchange (NYSE) and NYSE Arca (formerly known as the Archipelago Exchange and the Pacific Exchange). It provides securities listings, market information products and services. It offers a range of investment vehicles and order execution services. It operate as electronic platform used to trade securities and security-related financial instruments. It is headquartered in New York, NY. | Investment Banks/Brokers | Corporate Officer/Principal | |
The Trustees of Columbia University in The City of New York | College/University | Doctorate Degree | |
University of Pennsylvania | College/University | Undergraduate Degree Undergraduate Degree | |
George Washington University | College/University | Undergraduate Degree Undergraduate Degree | |
Drexel University | College/University | Graduate Degree | |
NIKKO ASSET MANAGEMENT CO., LTD. - LISTED TRACERS US GOVERNMENT BOND 0-2YEARS LADDER FUND | Investment Managers | Analyst-Equity | |
The Reed Institute | College/University | Undergraduate Degree | |
Rutgers State University of New Jersey | College/University | Undergraduate Degree Undergraduate Degree | |
Loyola Marymount University | College/University | Undergraduate Degree | |
Franklin & Marshall College | College/University | Undergraduate Degree | |
Towson University | College/University | Undergraduate Degree | |
New York University | College/University | Graduate Degree Masters Business Admin | |
Pace University | College/University | Undergraduate Degree | |
University of South Florida | College/University | Masters Business Admin | |
Georgetown University | College/University | Undergraduate Degree Undergraduate Degree | |
London School of Economics & Political Science | College/University | Graduate Degree | |
CFA Institute
![]() CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
The New York Society of Security Analysts, Inc.
![]() The New York Society of Security Analysts, Inc. Miscellaneous Commercial ServicesCommercial Services The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
RBS Equity Corp.
![]() RBS Equity Corp. Financial ConglomeratesFinance Part of NatWest Group Plc, RBS Equity Corp. is a private equity firm. The company is based in New York, NY. | Financial Conglomerates | Corporate Officer/Principal | |
New York Stock Exchange LLC
![]() New York Stock Exchange LLC Investment Banks/BrokersFinance New York Stock Exchange LLC operates securities exchange market. The company was founded in 1792 and is headquartered in New York, NY. | Investment Banks/Brokers | Corporate Officer/Principal | |
Police Athletic League, Inc.
![]() Police Athletic League, Inc. Media ConglomeratesConsumer Services Police Athletic League, Inc. is a non-profit organization, which engages in the provision of recreation services. It offers programs from head start, day care and universal pre-K programs to elementary and middle school after-school programs; and summer day camps and summer play streets. The company was founded by Arthur Woods in 1914 and is headquartered in New York, NY. | Media Conglomerates | Director/Board Member | |
Capital Management Associates, Inc. (New York)
![]() Capital Management Associates, Inc. (New York) Investment ManagersFinance Capital Management Associates, Inc. (CMA) is an independent registered investment advisor headquartered in New York City. Founded in 1982, CMA provides discretionary and non-discretionary portfolio management advisory services to individuals, corporations, trust, estates, charitable organizations, pension and profit-sharing plans, as well as other types of businesses and institutional clients. The firm is also the sponsor of a wrap-fee program. | Investment Managers | Chairman Director of Research - Equity President Chief Executive Officer | |
Boy Scouts of America /Greater New York Councils/
![]() Boy Scouts of America /Greater New York Councils/ Services to the Health IndustryHealth Services Boy Scouts of America provides support services to youth and families. The company was founded in 1910 and is headquartered in New York, NY. | Services to the Health Industry | Director/Board Member | |
The Leonard N Stern School of Business | College/University | Masters Business Admin | |
Masonic Brotherhood Foundation, Inc.
![]() Masonic Brotherhood Foundation, Inc. Miscellaneous Commercial ServicesCommercial Services Masonic Brotherhood Foundation, Inc. is a non-profit company based in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Wellington Shields & Co. LLC (Investment Management)
![]() Wellington Shields & Co. LLC (Investment Management) Investment ManagersFinance Wellington Shields & Co. LLC (Investment Management) (WSC-IM) is the wealth management division of Wellington Shields & Co. LLC, a brokerage firm headquartered in New York City. The firm was founded in 2010 and is a subsidiary of Wellington Shields Holdings LLC. WSC-IM provides discretionary and non-discretionary portfolio management advisory services to individuals, corporations, trust, estates, charitable organizations, pension and profit-sharing plans, banks and thrift institutions as well as other types of businesses and institutional clients. | Investment Managers | Chief Executive Officer Chief Executive Officer | |
Bouverie Preserve | Director/Board Member | ||
Siebert Williams Shank & Co. LLC
![]() Siebert Williams Shank & Co. LLC Investment Banks/BrokersFinance Part of Shank Williams Cisneros LLC, Siebert Williams Shank & Co. LLC is a leading national women- and minority-owned investment banking firm. The company is based in New York, NY. The company offers investment banking, sales and trading, research, and advisory services. The company was founded in 2019 by Suzanne F. Shank. Suzanne F. Shank has been the CEO since 2019. | Investment Banks/Brokers | Director of Research - Equity | |
Wellington Shields & Co. LLC
![]() Wellington Shields & Co. LLC Investment Banks/BrokersFinance Founded in 2008, Wellington Shields & Co. LLC is a broker/dealer located in New York City. The firm is a subsidiary of Wellington Shields Holdings LLC. Wellington Shields & Co was formed as the result of a merger between Shields & Company and H.G. Wellington & Co., Inc. The firm offers a variety of products and services including equity research and equity and fixed-income investment capabilities. Wellington Shields & Co. is a member of the NYSE, NASDAQ, FINRA and the SIPC. | Investment Banks/Brokers | Analyst-Equity Chief Executive Officer Chief Executive Officer Market Strategist Analyst-Equity Analyst-Equity Corporate Officer/Principal | |
Josephine Lawrence Hopkins Foundation | President |
Statistiche
Distribuzione geografica
Stati Uniti | 48 |
Giappone | 2 |
Regno Unito | 2 |
Settori
Finance | 25 |
Consumer Services | 17 |
Commercial Services | 4 |
Miscellaneous | 3 |
Consumer Non-Durables | 3 |
Posizioni
Analyst-Equity | 40 |
Portfolio Manager-Equities | 29 |
Corporate Officer/Principal | 25 |
Undergraduate Degree | 18 |
Director/Board Member | 13 |
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