Chris Grisanti

Royce Micro-Cap Trust, Inc. operates as a closed-end management investment company. It engages in the provision of current income exempt from regular Federal income tax. The company was founded on September 9, 1993 and is headquartered in New York, NY.

Royce Small-Cap Trust, Inc. operates as a closed-end diversified management investment fund, which engages in investments on small-cap stocks by investing in companies with high returns on invested capital or those with strong fundamentals. The company was founded on July 1, 1986 and is headquartered in New York, NY.

Part of KeyCorp, Spears, Benzak, Salomon & Farrell, Inc. is an investment management firm. The private company is based in White Plains, NY. The company was founded by Vince D. Farrell. Spears, Benzak, Salomon & Farrell was acquired by KeyCorp on April 13, 1995.

Founded in 1999, Grisanti Capital Management LLC is a wealth management firm and registered investment advisor located in New York City. The firm was formerly known as Grisanti Brown & Partners LLC and as Spears Grisanti & Brown LLC. They provide investment management services to individuals, charitable organizations (such as endowments and foundations), tax-exempt entities (such as pension and profit-sharing plans), corporations, partnerships and other entities, as well as to the GCM Opportunity Fund LP.

Royce Global Trust, Inc. operates as closed-end investment fund. The company investment objective is to provide long-term growth of capital. It invests in both U.S. and non-U.S. small-cap stocks. The company was founded on February 14, 2011 and is headquartered in New York, NY.

Simpson Thacher & Bartlett LLP provides legal services. Its areas of practices include corporate, litigation, banking and credit, capital markets, mergers and acquisitions, real estate, private funds, intellectual property, restructuring and bankruptcy, and tax. The firm serves the energy, financial services, healthcare, insurance and reinsurance, technology, retail, defense, education and transportation industries. The company operates through its offices located in Beijing, Hong Kong, Houston, London, Los Angeles, New York, Palo Alto, São Paulo, Seoul, Tokyo and Washington, DC. Simpson Thacher & Bartlett was founded in 1884 and is headquartered in New York, NY.

MAI Capital Management LLC (MAI) is a SEC-registered investment advisor and wealth management firm headquartered in Cleveland, Ohio. They are a wholly-owned subsidiary of MAI Capital Management Intermediate LLC. The firm was founded in 2007 as MAI Wealth Advisors LLC and became MAI Capital Management LLC in 2014. MAI provides discretionary and non-discretionary investment management to individuals, high-net worth individuals and families, and institutions. The firm also manages accounts in wrap-fee programs sponsored by other financial services firms.