David Hochberg

Goldman Sachs Execution & Clearing LP (GSEC) is an SEC-registered broker/dealer headquartered in New York City and was founded in 1931. The firm is a subsidiary of Goldman Sachs Group, Inc. (NYSE: GS). GSEC provides brokerage services to their clients.

Zazove Associates LLC is a SEC-registered investment advisor headquartered in Incline Village, Nevada with an additional office in Northbrook, Illinois. The firm was founded by Dr. Earl Zazove in 1971 and is a subsidiary of Zazove Associates, Inc. Zazove Associates manages portfolios for a wide variety of clients, which includes insurance companies, public and private pension plans, foundations, endowments, trusts, high net-worth individuals and private investment funds.

UBS AG's (NYSE: UBS) New York City-based wealth management arm is known as UBS Private Banking (US). The firm provides a range of customized wealth management products and services for private clients.

Balyasny Asset Management LP (BAM) is a multi-strategy hedge fund manager and SEC-registered investment advisor headquartered in Chicago, Illinois. The firm’s predecessor, Balyasny Capital Management LLC (BCM), was founded in 2001 by Dmitry Balyasny, Scott Schroeder and Taylor O'Malley. In 2003, BCM converted from a limited liability company to a limited partnership. Then, in January 2004, their name was changed to Balyasny Asset Management LP. They are a subsidiary of Balyasny Asset Management Holdings LP. BAM provides investment advisory services to high net-worth individuals and institutional clients through privately offered pooled investment funds.

SDS Capital Group SPC Ltd. is a hedge fund management firm headquartered in Old Greenwich, Connecticut. The firm was founded in 2001 and is a subsidiary of SDS Capital Partners LLC. They offer investment advice to high net-worth individuals and institutional clients.

Cingulate Therapeutics LLC operates as a biopharmaceutical company. It focuses on the development of new products for the treatment of central nervous system and neurobiological disorders. The company was founded by Shane J. Schaffer, Patrick Joseph Gallagher, Matthew Brams, Arthur B. Sthraughn, Craig S. Gilgallon and Raul R. Silva and is headquartered in Kansas City, KS.

RBC, Inc. is a bank holding company, which engages in the provision of banking and financial solutions. Its products include certificate of deposits, demand deposits, and savings accounts. The company was founded in 1870 and is headquartered in Demopolis, AL.

Saratoga Capital Management LLC (SCM) is an independent, SEC-registered investment advisor headquartered in Avondale, Arizona. Founded in 1994, SCM provides its asset allocation and institutional money management services to investment firms located across the US. The firm delivers its services through the mutual fund family that it manages, the Saratoga Advantage Trust – a group of institutionally managed mutual funds.

GAIN Capital, Inc. provides online foreign exchange trading services. It offers direct-access trading and asset management services to the global Foreign Exchange markets. Its management services include customer on-boarding, account funding, transfers, allocations, daily P&L, credits, and commission allocation. The company was founded by Mark Galant in 1999 and is headquartered in Bedminster, NJ.

Fulcrum Investment Ltd. provides investment advisory services. The company is headquartered in Coeur d'' Alene, ID.

Ladenburg Thalmann & Co., Inc. provides investment baking and brokerage services. The firm also provides asset and wealth management, underwriting, alternative investments and advisory services. It serves emerging growth companies and high net worth individuals. The company was founded in 1876 and is headquartered in New York, NY.

Part of Laidlaw Holdings Ltd., Laidlaw & Co. (UK) Ltd. is a British company that provides investment advice. The company is based in London, UK. The company was founded in 1842. Matthew D. Eitner has been the CEO of the company since 2010.

The Hedge Fund Association is an international non-profit organization that aims to promote transparency, development, and trust in alternative investments. The organization is run by elected and appointed volunteers who work on behalf of the entire alternative investment industry, including more than 10,000 hedge funds in the US and abroad, which collectively manage over $3 trillion in assets. The non-profit company is based in Aventura, FL. HFA's membership includes hedge fund firms, financial institutions, funds of hedge funds, family offices, public and private pension funds, endowments and foundations, high net worth individuals, allocators, and service providers.

Algorithm Sciences, Inc. engages in the business of technology services. The company was founded in 2019 and is headquartered in New York, NY.

Voltron Therapeutics, Inc. develops the vaccine and immunotherapy center. The company was founded in 2017 and is headquartered in New York, NY.

Laidlaw Venture Partners (Laidlaw Venture) is a venture capital subsidiary of Laidlaw & Co(UK) Ltd. The firm is headquartered in New York.

Pd Theranostics, Inc. develops algorithms for prostate cancer and diabetic foot ulcers patience. The company is headquartered in New York, NY.

Aerwave Medical, Inc. is a company that is developing a unique alternative to traditional medications used to treat pulmonary diseases such as asthma and COPD. The company is based in New York, NY, and the CEO of the company is Jeffrey Francis O'Donnell. These diseases are characterized by an unmet medical need, with up to 15% of asthma patients and 25% of COPD patients being unresponsive to treatment. Additionally, around 50% of long-term inhaler users discontinue use within the first year due to compliance issues and multiple side effects. Aerwave Medical's revolutionary approach involves an interventional method to treat these diseases.

Cingulate Works, Inc. is a clinical stage biopharmaceutical company which operates drug delivery platform technology to build and advance a pipeline of next-generation pharmaceutical products. Its products designed to improve the lives of patients suffering from burdensome daily dosing regimens and suboptimal treatment outcomes. The company was founded by Shane J. Schaffer, Matthew N. Brams, Raul R. Silva & Craig Steven Gilgallon in 2013 and is headquartered in Kansas City, KS.