Dean Crowe

UBS O'Connor LLC is a registered investment advisor and hedge fund manager headquartered in Chicago, Illinois. The firm was founded in 2000 and is a subsidiary of UBS Asset Management (Americas) Inc., ultimately owned by UBS Group AG (SIX, NYSE: UBS) in Switzerland. UBS O'Connor primarily provides discretionary and non-discretionary investment advisory services to various types of pooled investment vehicles, (which may or may not be exempt from registration), pension or profit-sharing plans, and institutional separately managed accounts.

Medley Capital LLC is an investment advisory firm headquartered in New York City. Formerly known as Medley Partners LLC, the firm was founded in 2006 by Borrok Taube, Seth Taube and Andrew Fentress. They are a subsidiary of Medley LLC, which is owned by Medley Management, Inc. (NYSE: MDLY). Medley Capital helps high-net-worth investors discover a safe and simple path towards global residency by customized and tailor made solutions.

Sierra Income Corp. operates as a non-diversified closed-end management investment company. It focuses on senior secured first lien debt and second lien debt, subordinated debts and equity investments. The company was founded on June 13, 2011 and is headquartered in New York, NY.

Medley LLC engages in asset management firm offering solutions to retail and institutional investors. It provides investment management services to permanent capital vehicles, long-dated private funds and separately managed accounts and serves as the general partner to the private funds. The company was founded by Brook B. Taube and Seth B. Taube in 2006 and is headquartered in New York, NY.

Medley Credit Strategies LLC is a hedge fund manager located in New York City. The firm is a subsidiary of Medley Capital Corp. (NYSE: MCC), a closed-end, externally managed investment company. They are affiliated with Medley Capital LLC

Merrill Lynch, Pierce, Fenner & Smith, Inc. (MLPF&S) is a global investment banking firm, SEC-registered investment advisor, broker-dealer, and futures commission merchant headquartered in New York City. The firm is a subsidiary of BAC North America Holding Co., ultimately held by Bank of America Corp. (NYSE: BAC). MLPF&S provides investment advisory services to individuals, trusts, estates, charitable organizations, banks, insurance companies, thrift institutions, pension and profit-sharing plans, corporations and other types of business.

RBC Dominion Securities, Inc. (Investment Management) (RBC Dominion Securities-IM) is the asset management division of RBC Dominion Securities, Inc., a brokerage firm headquartered in Toronto, Canada. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (NYSE, TSE: RY). RBC Dominion Securities-IM offers a complete range of investment solutions and wealth management services to individuals, families, businesses, charitable foundations and other organizations across Canada and worldwide.