Douglas Siegel

Compliance Officer presso OPPENHEIMER HOLDINGS INC.

Finance

Consumer Services

Profilo

Douglas Siegel is currently the Chief Compliance Officer & Managing Director at Oppenheimer Holdings, Inc. Prior to this, he worked as the Managing Director & Chief Compliance Officer at UBS Financial Services, Inc. from 1998 to 2015.
He obtained his undergraduate degree from Syracuse University in 1985.

Posizioni attive di Douglas Siegel

Società	Posizione	Inizio
OPPENHEIMER HOLDINGS INC.	Compliance Officer	-

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Precedenti posizioni note di Douglas Siegel

Società	Posizione	Fine
UBS Financial Services, Inc. UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.	Chief Executive Officer	01/11/2015

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Formazione di Douglas Siegel

Syracuse University

Undergraduate Degree

Esperienze
Posizioni ricoperte

Attive

Inattive

Società quotate in Borsa

Aziende private

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Relazioni

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Uomo

Donna

Amministratori

Dirigenti

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Società collegate

Società quotate in Borsa	1
OPPENHEIMER HOLDINGS INC.	Finance

Aziende private	1
UBS Financial Services, Inc. UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.	Finance