![James F. Angelos](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
James F. Angelos
Responsabile della Conformità presso
GAI Agility Income Fund
Profilo
James F.
Angelos is currently the Chief Compliance Officer at GAI Agility Income Fund since 2014.
He previously held the same position at A.G.
Edwards Capital, Inc. from 2014 to 2017 and at Wells Fargo Investment Institute, Inc. from 2014 to 2016.
Prior to that, he was the Surveillance Director at Financial Industry Regulatory Authority, Inc. from 2011 to 2013 and the Vice President-Asset Management Compliance at Ameriprise Financial Services LLC from 2007 to 2010.
He also served as the Chief Compliance Officer at GAI Aurora Opportunities Fund LLC.
Posizioni attive di James F. Angelos
| Società | Posizione | Inizio |
|---|---|---|
GAI Agility Income Fund
 GAI Agility Income Fund Investment ManagersFinance Functions as a private equity fund | Responsabile della Conformità | 01/01/2014 |
Precedenti posizioni note di James F. Angelos
| Società | Posizione | Fine |
|---|---|---|
A.G. Edwards Capital, Inc.
 A.G. Edwards Capital, Inc. Investment ManagersFinance A.G. Edwards Capital seeks to make venture capital and buyout investments across a variety of growth industries. Their strategy is to invest alongside other private equity fund managers. They invest nationwide in industries where they substantial depth of knowledge and expertise, including information technology, consumer products, industrial growth and healthcare. | Responsabile della Conformità | 01/01/2017 |
Wells Fargo Investment Institute, Inc.
 Wells Fargo Investment Institute, Inc. Investment ManagersFinance WFII operates through three separate divisions: Global Manager Research (GMR), the Global Investment Strategy (GIS), and the Global Portfolio Management (GPM). GMR utilizes established and documented investment research processes to complete comprehensive and ongoing research of investment managers for use with the line of business client accounts. GIS provides asset class targets and strategies developed in a manner consistent with their macro-economic outlook. GPM receives advice from the GMR and GIS investment research divisions of WFII to recommend products utilized for the models and to allocate model portfolios according to the asset allocation strategies promulgated by WFII. | Responsabile della Conformità | 01/01/2016 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Corporate Officer/Principal | 01/01/2013 |
Ameriprise Financial Services LLC
 Ameriprise Financial Services LLC Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | 01/01/2010 |
GAI Aurora Opportunities Fund LLC
 GAI Aurora Opportunities Fund LLC Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Responsabile della Conformità | - |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società nel listino
Aziende private
Relazioni
69
Relazioni di 1° grado
6
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 6 |
|---|---|
Ameriprise Financial Services LLC
Ameriprise Financial Services LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
GAI Agility Income Fund
GAI Agility Income Fund Investment ManagersFinance Functions as a private equity fund | Finance |
GAI Aurora Opportunities Fund LLC
GAI Aurora Opportunities Fund LLC Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
A.G. Edwards Capital, Inc.
A.G. Edwards Capital, Inc. Investment ManagersFinance A.G. Edwards Capital seeks to make venture capital and buyout investments across a variety of growth industries. Their strategy is to invest alongside other private equity fund managers. They invest nationwide in industries where they substantial depth of knowledge and expertise, including information technology, consumer products, industrial growth and healthcare. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
Wells Fargo Investment Institute, Inc.
Wells Fargo Investment Institute, Inc. Investment ManagersFinance WFII operates through three separate divisions: Global Manager Research (GMR), the Global Investment Strategy (GIS), and the Global Portfolio Management (GPM). GMR utilizes established and documented investment research processes to complete comprehensive and ongoing research of investment managers for use with the line of business client accounts. GIS provides asset class targets and strategies developed in a manner consistent with their macro-economic outlook. GPM receives advice from the GMR and GIS investment research divisions of WFII to recommend products utilized for the models and to allocate model portfolios according to the asset allocation strategies promulgated by WFII. | Finance |
