![James Shorris](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
James Shorris
Direttore/Membro del Consiglio presso
FIRE Solutions, Inc.
Profilo
Attualmente, James Shorris ricopre la posizione di Chief Compliance Officer presso Curaleaf Holdings, Inc. È anche nel consiglio di FIRE Solutions, Inc. Nella sua carriera passata è stato socio di Choate, Hall & Stewart LLP, socio di Morgan, Lewis & Bockius LLP e Of Counsel presso BMC Partners LLP (una filiale di Morgan, Lewis & Bockius LLP), vicepresidente esecutivo & Associate Counsel presso LPL Financial LLC, vicepresidente senior & Deputy General Counsel presso Tucker Anthony, Inc. (Canada), Chief Compliance Officer di BMO Capital Markets Corp., Executive Vice President di Financial Industry Regulatory Authority, Inc. e Senior Vice President di National Association of Securities Dealers, Inc. Si è laureato al Macalester College e si è laureato alla Case Western Reserve University School of Law.
Posizioni attive di James Shorris
| Società | Posizione | Inizio |
|---|---|---|
FIRE Solutions, Inc.
 FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Direttore/Membro del Consiglio | 29/01/2015 |
Precedenti posizioni note di James Shorris
| Società | Posizione | Fine |
|---|---|---|
| CURALEAF HOLDINGS, INC. | Responsabile della Conformità | 01/12/2024 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Corporate Officer/Principal | 30/04/2011 |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Corporate Officer/Principal | 31/03/2006 |
BMC Partners LLP
 BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Consigliere Generale | 31/10/2003 |
Tucker Anthony, Inc.
 Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Corporate Officer/Principal | 30/11/2001 |
Formazione di James Shorris
Esperienze
Posizioni ricoperte
Attive
Inattive
Società nel listino
Aziende private
Relazioni
72
Relazioni di 1° grado
14
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 14 |
|---|---|
Choate, Hall & Stewart LLP
 Choate, Hall & Stewart LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
BMO Capital Markets Corp. (Canada)
 BMO Capital Markets Corp. (Canada) Investment Banks/BrokersFinance Offers corporate and investment banking, treasury management, research & advisory services | Finance |
BMO Capital Markets Corp.
 BMO Capital Markets Corp. Investment ManagersFinance BMOCMC serves as a sub-advisor to their affiliate BMO Asset Management, Inc. (BMOAM) in connection with the portfolio of the BMO US Equity Plus Fund. The fund seeks to provide long-term capital growth by investing primarily in equity securities of US and Canadian large-cap companies. The firm makes investment decisions based upon fundamental opinions and investment strategy quantitative analysis. | Finance |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | Finance |
Tucker Anthony, Inc.
Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Finance |
BMC Partners LLP
BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
Morgan, Lewis & Bockius LLP
 Morgan, Lewis & Bockius LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
FIRE Solutions, Inc.
FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Commercial Services |
Macalester College
 Macalester College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
New York County District Attorney's Office
 New York County District Attorney's Office General GovernmentGovernment Provides law services to people | Government |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Finance |
Case Western Reserve University School of Law
 Case Western Reserve University School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Curaleaf Holdings, Inc.
 Curaleaf Holdings, Inc. Agricultural Commodities/MillingProcess Industries Operates as a vertically integrated medical and wellness cannabis company | Process Industries |
