Profilo
Jim A.
Mooney worked as a Principal at various financial firms including Loeb Rhodes Wall Street Settlement Corp., Kidder, Peabody & Co., Inc., Smith Barney Harris Upham & Co., Inc., Schneider Bernet & Hickman, Inc., and PaineWebber, Inc. He also worked as a Vice President at Capital Institutional Services, Inc. from 1984 to 2012.
Precedenti posizioni note di Jim A. Mooney
| Società | Posizione | Fine |
|---|---|---|
Capital Institutional Services, Inc.
 Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Vendite Istituzionali | 01/07/2012 |
| PaineWebber, Inc. | Corporate Officer/Principal | 01/10/1984 |
| Smith Barney Harris Upham & Co., Inc. | Corporate Officer/Principal | 01/03/1983 |
| Schneider Bernet & Hickman, Inc. | Corporate Officer/Principal | 01/05/1978 |
| Loeb Rhodes Wall Street Settlement Corp. | Corporate Officer/Principal | 01/08/1977 |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 6 |
|---|---|
Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Finance |
| PaineWebber, Inc. | Finance |
| Smith Barney Harris Upham & Co., Inc. | Finance |
Kidder, Peabody & Co., Inc.
 Kidder, Peabody & Co., Inc. Investment Banks/BrokersFinance Kidder, Peabody & Co., Inc. provides security brokerage services. The private company is based in Buffalo, NY and has subsidiaries in Switzerland. The company was founded by Thomas W. Ostrander. | Finance |
| Schneider Bernet & Hickman, Inc. | |
| Loeb Rhodes Wall Street Settlement Corp. |
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