Jim Tumbrink

Founded in 1993, WJB Capital Group, Inc. is an institutional broker/dealer located in New York City. The firm employs a partnership philosophy that focuses on customer-centric trading and execution solutions to the buy-side. They offer: (1) a variety of global trading and execution services (2) agency equity and derivative executions (3) a dedicated corporate access team (4) macro, technical, derivative, TMT, healthcare and financial strategists and (5) comprehensive commission management solutions. WJB operates live trading desks for all major U.S. equity and option exchanges as well as in the global market centers of Asia, Australia, Europe, North America, South America and South Africa. The firm is a member of the NYSE, FINRA, SIPC and other principal exchanges

Citadel Securities LLC is a registered market maker headquartered in Chicago, Illinois. The firm was founded by Kenneth Griffin in 2001 and is a subsidiary of GFH HFEVA LLC. Citadel Securities provides execution services to meet the liquidity needs of asset managers, banks, broker-dealers, hedge funds, government agencies, and public pension programs. They offer services across a broad array of fixed income and equity products.

BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading.

Broadfin Capital LLC (Broadfin) is an independent hedge fund manager headquartered in New York City. The firm was founded by Kevin Kotler in 2005. Through the funds they advise, the firm may provide investment management services to individuals, investment companies, pooled investment vehicles, pension and profit sharing plans, trusts, estates, governmental plans, endowments, foundations, charitable organizations, corporations, insurance companies, limited partnerships, commingled investment trusts, and other entities.