John P. Baugues

Boustead Securities LLC is an investment banking firm that was established in 2006 to assist lower middle market private and public companies in all areas of capital markets formation. The private company is based in Irvine, CA and has subsidiaries in the United States. Today, it provides a full array of corporate finance, third party research, and sales and trading to a diversified client base that includes fast-growing companies, companies facing financial or other challenges, financial institutions, and high net worth clients. Boustead Securities executes and advises on IPOs, mergers and acquisitions, capital raises, and restructuring assignments in a wide array of industries, geographies, and transactions, for a broad client base. The company was founded in 2006 by David Allen Walters and Keith Charles Moore. Keith Charles Moore has been the CEO since 2006.

ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories.

Leading Edge Power Solutions LLC engages provision of maintenance solutions. It offers LE 240 generator, an energy source powered by clean, natural gas to cut peak costs down to affordable rates. Its services include load and tariff analysis, generator dispatch algorithms, financial justification, real time energy and demand charge management, remote monitoring, and finance performance audits. The company was founded by David Allen Walters, Richard L. Paulsen, and Mark Schneider in 2016 and is headquartered in Newport Beach, CA.