Profilo
Mr. Michael Urman is EVP & Regional Director-Southern Region at Southwest Securities, Inc.
Mr. Urman began his securities industry career in 1978 as an Examiner with the National Association of Securities Dealers following his graduation from California State University, Northridge, where he received a B.S.
degree in finance.
In 1980, he joined M.
L.
Stern as Assistant Controller.
From 1982-85, he served as Vice President and Controller for two other Los Angeles area firms before returning to Stern as Senior Vice President.
In 2008, he became Senior Vice President and Administrative Officer for the Stern Division of Southwest Securities.
Mr. Urman holds Series 7, 24, 53 and 65 securities registrations, among others.
He is active in community organizations such as Habitat for Humanity and the American Red Cross and holds a private pilot's license.
Precedenti posizioni note di Michael Urman
| Società | Posizione | Fine |
|---|---|---|
M. L. Stern & Co. LLC
 M. L. Stern & Co. LLC Investment Banks/BrokersFinance Founded in1980, M.L. Stern & Co. LLC is a registered investment adviser firm headquartered in Beverly Hills, California. The firm is a subsidiary of SWS Group, Inc. (NYSE: SWS). | Corporate Officer/Principal | 31/12/2007 |
M. L. Stern & Co. LLC
M. L. Stern & Co. LLC Investment Banks/BrokersFinance Founded in1980, M.L. Stern & Co. LLC is a registered investment adviser firm headquartered in Beverly Hills, California. The firm is a subsidiary of SWS Group, Inc. (NYSE: SWS). | Corporate Officer/Principal | 31/12/1981 |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Corporate Officer/Principal | 31/12/1979 |
Hilltop Securities, Inc.
 Hilltop Securities, Inc. Investment Banks/BrokersFinance Hilltop Securities, Inc. (dba HilltopSecurities) is a broker/dealer firm headquartered in Dallas, Texas. The firm was founded in 1946 as Southwest Securities, Inc. and they a subsidiary of Hilltop Securities Holdings LLC. Hilltop Securities provides a full array of trading and execution services for their clients. | Corporate Officer/Principal | - |
Formazione di Michael Urman
| California State University-Northridge | Undergraduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 3 |
|---|---|
M. L. Stern & Co. LLC
M. L. Stern & Co. LLC Investment Banks/BrokersFinance Founded in1980, M.L. Stern & Co. LLC is a registered investment adviser firm headquartered in Beverly Hills, California. The firm is a subsidiary of SWS Group, Inc. (NYSE: SWS). | Finance |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Finance |
Hilltop Securities, Inc.
Hilltop Securities, Inc. Investment Banks/BrokersFinance Hilltop Securities, Inc. (dba HilltopSecurities) is a broker/dealer firm headquartered in Dallas, Texas. The firm was founded in 1946 as Southwest Securities, Inc. and they a subsidiary of Hilltop Securities Holdings LLC. Hilltop Securities provides a full array of trading and execution services for their clients. | Finance |
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