Peter Roth
Direttore/Membro del Consiglio presso CITY OF LONDON INVESTMENT GROUP PLC
Patrimonio netto: 21 287 $ in data 30/04/2024
Provenienza dei contatti di primo grado di Peter Roth
Entità | Tipo di entità | Settore Industriale | |
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University of Pennsylvania
459
| College/University | Other Consumer Services | 459 |
Keefe, Bruyette & Woods, Inc.
Keefe, Bruyette & Woods, Inc. Investment Banks/BrokersFinance Keefe, Bruyette & Woods, Inc. (KBW) is a full-service investment bank and broker/dealer headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Stifel Financial Corp. (NYSE: SF). KBW offers sales and trading in equities securities of financial services companies.
61
| Subsidiary | Investment Banks/Brokers | 61 |
Guggenheim Credit Income Fund
Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund operates as a finance investment company. It provides shareholders with current income, capital preservation and long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY.
18
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 18 |
Public Company | Investment Trusts/Mutual Funds | 16 | |
Guggenheim Credit Income Fund 2016 T
Guggenheim Credit Income Fund 2016 T Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund 2016 T operates as a non-diversified closed-end management investment company. It intends to meet its investment objectives by investing primarily in privately-negotiated, loans to private middle market U.S. companies. The company was founded in September 5, 2014 and is headquartered in New York, NY.
12
| Private Company | Investment Trusts/Mutual Funds | 12 |
St. Mary's Healthcare System for Children
St. Mary's Healthcare System for Children Hospital/Nursing ManagementHealth Services St. Mary's Healthcare System for Children is a leading provider of long-term and rehabilitative care for critically ill and injured children. The non-profit company is based in Bayside, NY. With a history dating back to the 1870s, the organization serves over 4,000 children and their families each day, providing intensive rehabilitation, specialized care, and education to children with special needs and life-limiting conditions. St. Mary's Healthcare System for Children is committed to improving the health and quality of life for children and families with special needs, and is the largest and most experienced provider of long-term care to children with medically complex conditions. Edwin Simpser has been the CEO of the company since 2014.
6
| Non-Profit Organization | Hospital/Nursing Management | 6 |
Stone Point Credit Corp.
Stone Point Credit Corp. Investment ManagersFinance Stone Point Credit Corp. is an investment holding private company. The company is based in Greenwich, CT and has subsidiaries in the United States. Stone Point Credit was founded in 2020.
4
| Private Eq Fd/Alt Invt | Investment Managers | 4 |
JP Charter Oak Advisors LLC
JP Charter Oak Advisors LLC Financial ConglomeratesFinance JP Charter Oak Advisors LLC specializes in private equity investments in financial institutions. The firm focuses on asset management, life annuity and health insurance and property and casualty insurance, banks and thrifts. The company was founded by Peter E.Roth and John Thomas Hompe in 2012 and is headquartered in, New York, NY.
1
| Private Company | Financial Conglomerates | 1 |
KBW LLC
KBW LLC Investment Banks/BrokersFinance KBW LLC provides investment banking and financial services. It offers mergers, acquisitions, strategic advisory services, equity and fixed income securities offerings, structured finance and mutual thrift conversions, asset management, securities underwriting, and related investment advisory services. The firm focuses on banking and insurance companies, real estate companies and real estate investment trust, broker-dealers, mortgage banks, asset management companies, and specialty finance companies. Its business is organized into three general service offerings: Investment banking, including mergers and acquisitions and other strategic advisory services, equity and fixed income securities offerings, and mutual thrift conversions, Equity and Fixed Income sales and trading; and Research that provides fundamental, objective analysis that identifies investment opportunities and helps its investor customers make investment decisions. The company was founded by Harry Keefe Jr., Gene Bruyette, and Norbert Woods on June 11, 1962 and is headquartered in New York, NY.
1
| Subsidiary | Investment Banks/Brokers | 1 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Peter Roth tramite i suoi contatti personali
Società | Settore | Persone collegate | Posizione principale |
---|---|---|---|
Carey Credit Income Fund Series 2015 A
Carey Credit Income Fund Series 2015 A Finance/Rental/LeasingFinance Carey Credit Income Fund Series 2015 A is a non-diversified closed-end management investment company. The fund’s investment objective is to provide its investment objectives are to provide its shareholders with current income, capital preservation and, to a lesser extent, long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY. | Finance/Rental/Leasing | Chief Executive Officer Director/Board Member Compliance Officer President Director of Finance/CFO Director of Finance/CFO | |
The Wharton School of the University of Pennsylvania | College/University | Corporate Officer/Principal Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin Undergraduate Degree | |
W. P. CAREY INC. | Real Estate Investment Trusts | Chief Executive Officer Chief Executive Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Guggenheim Partners Investment Management LLC
Guggenheim Partners Investment Management LLC Investment ManagersFinance Guggenheim Partners Investment Management LLC (GPIM) is a registered investment advisor headquartered in Santa Monica, California. The firm was founded by Mark Walter in 2005 and is a direct subsidiary of Guggenheim Partners Investment Management Holdings LLC, ultimately owned by Guggenheim Capital LLC. GPIM provides investment advisory and supervisory services to a variety of institutional clients through separately managed accounts (SMAs) and registered and unregistered pooled investment vehicles. | Investment Managers | Portfolio Manager-Fixed Income Investment Committee Member Corporate Officer/Principal Corporate Officer/Principal | |
City of London Investment Management Co. Ltd.
City of London Investment Management Co. Ltd. Investment ManagersFinance City of London Investment Management Co. Ltd. (CLIM) is an investment advisor firm headquartered in London, UK. The firm was founded by Barry Olliff in 1991 as Streetmatch Ltd. They are a wholly-owned subsidiary of City of London Investment Group Plc (LON: CLIG). CLIM provides investment advisory services to pooled investment vehicles and foreign registered mutual funds. | Investment Managers | Chief Executive Officer Chief Executive Officer Director/Board Member Chief Investment Officer | |
Security Investors LLC
Security Investors LLC Investment ManagersFinance Security Investors LLC (do-business-as Guggenheim Investments) is a registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. The Funds include open-end registered funds, closed-end registered funds, and exchange-traded funds. Their SMA clients may include institutions, such as insurance companies, other financial institutions, pension and profit-sharing plans, US and non-US governmental entities, colleges, hospitals, charitable organizations, endowment funds and foundations, and certain individuals and trusts. | Investment Managers | Compliance Officer Investment Committee Member Investment Committee Member Director of Research - Fxd Inc | |
The Leonard N Stern School of Business | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Compliance Officer Director/Board Member | |
Guggenheim Energy & Income Fund
Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director of Finance/CFO Compliance Officer Director/Board Member | |
Corporate Property Associates 18 Global, Inc.
Corporate Property Associates 18 Global, Inc. Investment ManagersFinance Corporate Property Associates 18 Global, Inc. is a non-traded real estate investment fund that invests in commercial properties and other real estate-related assets located across the globe. It operates through three segments: Net Lease, Self Storage, and Other Operating Properties. The Net Lease segment includes investments in net-leased properties. The Self Storage segment is comprised of investments in self-storage properties. The Other Operating Properties segment is comprised of investments in student housing development projects, student housing operating properties and multi-family residential properties. The company was founded in 2012 and is headquartered in New York, NY. | Investment Managers | Chief Executive Officer Chief Executive Officer Corporate Officer/Principal | |
New York State Bar Association
New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Carey Credit Advisors LLC
Carey Credit Advisors LLC Investment ManagersFinance Part of W.P. Carey, Inc., Carey Credit Advisors LLC is a company that provides investment advisory services. The company is based in New York, NY. Jason E. Fox has been the CEO of the company since 2017. | Investment Managers | Chief Executive Officer Director of Finance/CFO Corporate Officer/Principal | |
Corporate Property Associates 17-Global, Inc.
Corporate Property Associates 17-Global, Inc. Real Estate Investment TrustsFinance Corporate Property Associates 17-Global, Inc. operates as a private equity fund. The company was founded in February 2007 and is headquartered in New York, NY. | Real Estate Investment Trusts | Corporate Officer/Principal Chief Executive Officer Corporate Officer/Principal | |
New York University | College/University | Masters Business Admin Graduate Degree Graduate Degree | |
Goldman Sachs & Co. LLC
Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Corporate Officer/Principal Chief Operating Officer Corporate Officer/Principal | |
Cornell University
Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree Graduate Degree Graduate Degree | |
CAREY WATERMARK INVESTORS INC | Real Estate Investment Trusts | Director of Finance/CFO Chairman Corporate Officer/Principal | |
The American Institute of Certified Public Accountants
The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
American Bar Association
American Bar Association Miscellaneous Commercial ServicesCommercial Services American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Guggenheim Partners LLC
Guggenheim Partners LLC Investment ManagersFinance Guggenheim Partners LLC provides financial services. It offers investments, securities, and insurance services. The company was founded in 1881 and is headquartered in Chicago, IL. | Investment Managers | Director of Finance/CFO Corporate Officer/Principal | |
Seoul National University | College/University | Undergraduate Degree Undergraduate Degree | |
The State University of New York | College/University | Undergraduate Degree Corporate Officer/Principal | |
The Philadelphia Museum of Art
The Philadelphia Museum of Art Other Consumer ServicesConsumer Services The Philadelphia Museum of Art operates as a not-for-profit organization and supported by endowments, voluntary gifts, corporate support, private foundation grants, and state and federal grants, as well as from admissions, membership fees, and merchandise sales. The firm is showcasing human creativity in painting, sculpture, and works on paper, decorative arts and architectural settings from Asia, Europe, and Latin America. The company was founded in 1874 and is headquartered in Philadelphia, PA. | Other Consumer Services | Director/Board Member Director/Board Member | |
GUGGENHEIM ACTIVE ALLOCATION FUND | Investment Trusts/Mutual Funds | Compliance Officer Director/Board Member | |
Drexel University | College/University | Masters Business Admin Masters Business Admin | |
Fordham University
Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY. | College/University | Masters Business Admin Doctorate Degree | |
Yale University | College/University | Undergraduate Degree Undergraduate Degree | |
London School of Economics & Political Science | College/University | Graduate Degree Graduate Degree | |
Pennsylvania State Bar Association | Corporate Officer/Principal Corporate Officer/Principal | ||
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
City of London US Services Ltd.
City of London US Services Ltd. Miscellaneous Commercial ServicesCommercial Services Part of City of London Investment Group Plc, City of London US Services Ltd. engages in the provision of services in support of fund management activity. The company is based in London, UK. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Compliance Officer Director/Board Member | |
New Jersey State Bar Association
New Jersey State Bar Association Miscellaneous Commercial ServicesCommercial Services New Jersey State Bar Association operates as a not-for-profit organization. It educates the public to enhance awareness of the legal system. The company was founded in June 1899 and is headquartered in New Brunswick, NJ. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
GUGGENHEIM CREDIT ALLOCATION FUND | Investment Trusts/Mutual Funds | Compliance Officer Director/Board Member | |
Corporate Property Associates 16 Global, Inc.
Corporate Property Associates 16 Global, Inc. Investment ManagersFinance Corporate Property Associates 16 Global, Inc., a real estate investment trust, invests globally in commercial properties. | Investment Managers | Director of Finance/CFO Director/Board Member | |
Corporate Property Associates 14, Inc.
Corporate Property Associates 14, Inc. Real Estate Investment TrustsFinance Founded in 1997, Corporate Property Associates 14, Inc. is a real estate investment trust that operates as a subsidiary of W.P. Carey, Inc. The company is based in New York, NY. | Real Estate Investment Trusts | Director of Finance/CFO President | |
Corporate Property Associates 15, Inc.
Corporate Property Associates 15, Inc. Real Estate Investment TrustsFinance Corporate Property Associates 15, Inc. operated as a real estate investment trust. The company was founded on February 26, 2001 and is headquartered in Baltimore, MD. | Real Estate Investment Trusts | Director of Finance/CFO Director/Board Member | |
Carey Financial LLC
Carey Financial LLC Investment Banks/BrokersFinance Part of W.P. Carey, Inc., Carey Financial LLC is a company that provides securities brokerage services. The company is based in New York, NY. | Investment Banks/Brokers | Director/Board Member Chairman | |
GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Compliance Officer Director/Board Member | |
KPMG LLP
KPMG LLP Miscellaneous Commercial ServicesCommercial Services KPMG LLP engages in the provision of audit, tax, and advisory services. It serves the banking and capital markets, building, construction and real estate, consumer and retail, energy, natural resources and chemicals, financial services, government and public sector, healthcare and life sciences, industrial manufacturing, insurance, media and entertainment, private equity, technology, telecommunications, and venture capital industries. The company was founded in 1987 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Stone Point Capital LLC
Stone Point Capital LLC Investment ManagersFinance Stone Point Capital LLC (Stone Point Capital) is a Private Equity firm founded in 1985. The firm is headquartered in Greenwich, Connecticut. | Investment Managers | Chief Operating Officer Private Equity Investor |
Statistiche
Distribuzione geografica
Stati Uniti | 47 |
Regno Unito | 4 |
Corea del Sud | 2 |
Settori
Finance | 21 |
Miscellaneous | 13 |
Consumer Services | 12 |
Commercial Services | 7 |
Posizioni
Director/Board Member | 256 |
Corporate Officer/Principal | 173 |
Undergraduate Degree | 86 |
President | 56 |
Chief Executive Officer | 55 |
Contatti più connessi
Insiders | |
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Joanna M. Catalucci | 28 |
Mark Joseph DeCesaris | 26 |
Amy Lee | 25 |
Trevor P. Bond | 24 |
Marc Goodman | 22 |
Nancy J. Karch | 21 |
Mark M. Goldberg | 21 |
Susannah Nicklin | 18 |
Robert Giambrone | 17 |
Paul S. Saint-Pierre | 16 |
Philip Erlanger | 16 |
John Hompe | 16 |
James Howley | 16 |
Fred A. Shabel | 15 |
Robert F. Amweg | 15 |
- Borsa valori
- Insiders
- Peter Roth
- Connessioni Società