Quan Sheng Li

Changsheng Fund Management Co., Ltd. (CFM) is an independent Chinese fund management firm which was established in 1999. The firm's shareholders include Guoyuan Securities Co., DBS Asset Management, a wholly-owned subsidiary of Singapore-based DBS Bank, Anhui Provincial Innovation Investment Co. and Anhui Provincial Investment Group Co., both controlled by the Chinese Government. Based in Beijing with an office in Shanghai, CFM manages mutual funds and contributes to the management of the National Social Security Funds. Their clients are domestic retail investors and international institutions. The firm's culture combines Changsheng's local market knowledge and distribution network with DBS Asset Management's investment and risk management experience.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

China Resources SZITIC Trust Co., Ltd. (CR Trust) is the investment advisory subsidiary of China Resources Co., ultimately held by China State-owned Assets Supervision & Administration Commission in China. Formerly known as Shenzhen International Trust & Investment Co Ltd., the firm was founded in 1982 and is headquartered in Shenzhen. CR Trust provides a range of services including structured finance, securitization trusts, equity investments, wealth management, risk management for high-net worth and institutional clients.

China Merchants Fund Management Co., Ltd. (CMFM) is a Chinese fund management firm which was founded in 2002 as a joint venture between China Merchants Securities Co., Ltd. (45 percent) and China Merchants Bank Co., Ltd. (55 percent). Headquartered in Shenzhen with branch offices in Beijing, Shanghai and Chengdu, the firm was the first joint venture established between a domestic asset manager and a foreign firm in China. CMFM manages a diverse range of funds including the AnTai umbrella fund for institutions and private individuals. They also manage part of the national social security fund as well as pension funds for the government.

Rongtong Fund Management Co., Ltd. (Rongtong) is the investment advisory subsidiary of New Times Securities Co. Ltd. in China. Headquartered in Shenzhen, the firm was founded in 2001 and has a partnership with Nikko Asset Management Co., Ltd. Rongtong manages a range of open-end mutual funds and closed-end investment funds for various investors.

Da Cheng Fund Management Co., Ltd. (DCFM) is an independent fund management firm headquartered in Shenzhen, China. The firm was founded in 1999 and their main shareholders are Zhongtai Trust and Investment Co. Ltd., China Everbright Securities Co. Ltd., China Galaxy Securities Co. Ltd., and Guangdong Securities Co. DCFM manages the Da Cheng range of open-end mutual funds and the Jing range of closed-end investment funds for institutional clients and private investors.

Harvest Fund Management Co., Ltd. (HFM) is an independent Chinese investment advisory firm which was founded in 1999. In 2005, they became a joint venture between China Credit Trust Co., Ltd. (40%), Lixin Investment Co., Ltd. (30%) and Deutsche Asset Management Co., Ltd. (30%). Headquartered in Beijing with additional office in Shanghai, the firm offers a range of domestic equity and fixed-income funds for individual, retail, institutional and Enterprise Annuity investors based in China. HFM is a responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI).

Morgan Stanley Huaxin Fund Management Co. Ltd. (Morgan Stanley Huaxin Funds) is an independent Chinese fund management firm which was founded in 2003 as Jutian Fund Management Co. Ltd. through the joint venture of Morgan Stanley International Holdings, Inc. (34%), Huaxin Securities Co., Ltd. (36%), Hantang Securities Co., Ltd. (15%), China Merchants Finance Holdings Co., Ltd. (10%) and Shenzhen China Technology Industry Group Co., Ltd. (5%). In 2008, they were renamed Morgan Stanley Huaxin Fund Management Co. after Morgan Stanley became their largest shareholder. Headquartered in Shenzhen with additional offices in Beijing and Shanghai, Morgan Stanley Huaxin Funds provides asset management services and products for individual and institutional clients.

Penghua Fund Management Co., Ltd. (Penghua) is an independent Chinese investment management firm which was founded in 1998 to manage third party asset, principally through equities and fixed-income. In 2007 they set up a joint venture with Eurizon Financial Group (Intesa Sanpaolo), selling half of their capital to the Italian firm and Guosen Securities Co. Ltd. Headquartered Shenzhen, Penghua manages a range of mutual funds, including open- and closed-end funds, for institutional and retail investors.

Great Wall Fund Management Co., Ltd. (GWFM) is an independent asset management firm headquartered in Shenzhen, China. The firm was jointly founded in 2001 by Great Wall Securities Co., Ltd., Orient Securities Co., Ltd., Northern International Trust Co., Ltd., and Centaline Trust Co., Ltd. GWFM manages open and closed-ended funds for institutional investors.

Lion Fund Management Co., Ltd. (LFM) is an independent Chinese fund management firm which was founded in 2003 and is jointly-owned by China Foreign Economic & Trade Trust Investment Co. Ltd., Shenzhen JieLong Investment Co. Ltd. and DaHeng New Era Technology Co. Ltd. LFM is headquartered in Shenzhen and manages a range of investment funds including open- and closed-end funds.

Chang Xin Asset Management Co., Ltd. (Chang Xin AM) is a fund management firm headquartered in Shanghai, China. Founded in 2003, Chang Xin AM manages the ChangXin range of open-end mutual funds.

China International Capital Corp. Ltd. (Broker) (CICC) is the brokerage division of China International Capital Corp. Ltd. which was established in 1995 as a strategic partnership between Chinese and international financial institutions and corporations. Headquartered in Beijing, CICC was the first joint venture investment bank in China. The firm's core business departments were investment banking, capital markets, sales & trading, research, fixed-income and asset management. CICC offers a range of brokerage services to international and domestic institutional and individual investors. In 2007 the firm set up a wholly-owned subsidiary specializing in private equity investments and focusing on buyout opportunities within China.

China Universal Asset Management Co., Ltd. (CUAM) is an independent investment management firm headquartered in Shanghai, China. Founded in 2005, CUAM manages a range of Chinese equity and fixed-income mutual funds and segregated mandates for retail and institutional clients.

Bank of Communications Schroder Fund Management Co., Ltd. (BOCOM Schroders) is an independent Chinese fund management firm which was founded in 2005 through a joint venture between Bank of Communications Co., Ltd. (65%), Schroders plc (30%), and China International Marine Containers (Group) Ltd. (5%). Headquartered in Shanghai, BOCOM Schroders manages the BOCUM mutual fund range.

Wanxiang Finance Co., Ltd. engages in financial services. The company was founded on August 22, 2002 and is headquartered in Zhejiang, China.

China CICC Wealth Management Securities Co., Ltd. provides security dealing. The company is based in Shenzhen, China. The Chinese company was founded in 2005. The CEO is Chang Sheng Hu. China CICC Wealth Management Securities Co. was acquired by China International Capital Corp. Ltd. from China Investment Corp. on April 12, 2017 for $2,558.03 million.

Manulife TEDA Fund Management Co. Ltd. (Manulife TEDA FM) is the fund management joint venture between Northern International Trust & Investment Co. Ltd. and Manulife Asset Management (Hong Kong) Ltd. Formerly known as ABN AMRO TEDA Fund Management Co. Ltd., the firm was established in 2002 as Tianjin TEDA Investment Holding Co., Ltd. Manulife TEDA FM is located in Beijing and manages a range of open-end funds, including equity, hybrid, bond and currency funds, for individual and institutional customers.

New China Asset Management Co., Ltd. (NCAMC) is the asset management subsidiary of New China Life Insurance Co., Ltd. (SHA: 601336) in China. Founded in 2006, NCAMC is headquartered in Beijing and primarily provides investment services to institutional investors and insurance companies.

Hwabao Securities Co., Ltd. (Broker) is the securities brokerage arm of Hwabao Securities Co., Ltd., a wholly funded securities company headquartered in Shanghai, China. The firm was founded in 2002 and is owned by Hwabao Investment Co., Ltd., ultimately held by China State-owned Assets Supervision and Administration Commission, a special commission of the People's Republic of China. Their business scope encompasses securities brokerage, securities proprietary trading business, securities investment consultation.

E Fund Management (Hong Kong) Co., Ltd. (E Fund HK) is the wholly-owned fund management subsidiary of E Fund Management Co., Ltd. in China. Established in 2008, the firm serves as the global investment and business platform for their parent company, serving as a window to connect China and overseas markets. They are based in Hong Kong and provide a range of fixed-income and electronically traded fund management services to clients in Hong Kong and overseas.

Zheshang Fund Management Co., Ltd. (ZS Fund) is an independent, Chinese fund management firm which was founded in 2010. Headquartered in Hangzhou with additional office in Shanghai, ZS Fund provides a range of fund management services for individual and institutional investors.

Huatai Securities Co., Ltd. (Broker) (Huatai Securities-Broker) is the broker/dealer division of Huatai Securities Co., Ltd. (SHA: 601688, HKG: 6886), a securities group headquartered in Nanjing, China. Founded in 1991, Huatai Securities-Broker offers brokering and trading of stocks and funds for various investors.

Bosera Asset Management (International) Co., Ltd. (Bosera International) is a fund management firm headquartered in Hong Kong. The firm was founded in 2010 and is a wholly-owned subsidiary of Bosera Asset Management Co., Ltd. in China. Bosera International offers a range of asset management products and services to overseas and domestic institutional and individual investors.

New China Asset Management (Hong Kong) Ltd. (NCAMHK) is an asset management firm headquartered in Hong Kong. The firm was founded in 2006 and jointly held by China-based New China Asset Management Co., Ltd. (NCAM) and New China Life Insurance Company Ltd. (NCL) (SHA: 601336) as to 60% and 40%, respectively. NCAMHK is the offshore asset allocation and investment platform of NCL.

Shanghai Fenbushi Investment Management Co. Ltd. (Shanghai Fenbushi) is the venture capital subsidiary of Wanxiang Group Corp. The firm was founded by Bo Shen in 2015, and is headquartered in Shanghai, China.

China Wanxiang Holdings Co. Ltd. engages in the investment services. It offers industrial investment, investment management, property management, financial advisory technology development and all other related services. The company was founded in 1969 and is headquartered in Shanghai, China.

Hashkey Capital Ltd (Hashkey Capital) a subsidiary of Hashkey Digital Asset Group founded in 2015. The firm is headquartered in Hong Kong.

Bosera CSI 5G Industry 50 ETF functions as an exchange traded fund. The fund was founded on March 27, 2020 and is headquartered in Shenzhen, China.

Latticex Foundation Ltd. operates as a private computing network and economic infrastructure. It focuses on cryptography and blockchain technology. The company was founded by Feng Xiao and Lilin Sun and is headquartered in Singapore.

JT Asset Management Co., Ltd. (JTAM) is an independent investment management firm headquartered in Beijing and was founded in 2014. The firm provides investment management services.