Renee Lucille Kaufert
Responsabile della Conformità presso North Star Asset Management, Inc.
Profilo
Ms. Renee L.
Kaufert is a Chief Compliance Officer & Securities Trader at North Star Asset Management, Inc. She has over 35 years of experience within the financial services industry.
She supervises operations, compliance, and securities trading.
Prior to joining NSAM in July 1996, Ms. Kaufert served as Senior Registered Sales Assistant/Operations Manager with Dain Bosworth, Inc., where she had been employed since 1989.
She held various securities-related positions with Piper Jaffray & Hopwood and Associated Bank since 1979.
Ms. Kaufert earned her Investment Advisor Certified Compliance Professional designation in 2007.
Posizioni attive di Renee Lucille Kaufert
Società | Posizione | Inizio |
---|---|---|
North Star Asset Management, Inc.
North Star Asset Management, Inc. Investment ManagersFinance North Star Asset Management, Inc. (NSAM) is an independent, SEC-registered investment advisor headquartered in Neenah, Wisconsin. The firm was founded in 1996 by Kenneth Brusda, Michael Flesch, Geoffry Penn, David Risgaard and Eric Richter. NSAM provides investment advice on a discretionary/non-discretionary basis to individual and institutional clients. | Responsabile della Conformità | 01/07/1996 |
Precedenti posizioni note di Renee Lucille Kaufert
Società | Posizione | Fine |
---|---|---|
Dain Bosworth, Inc. | Corporate Officer/Principal | - |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
Aziende private | 2 |
---|---|
North Star Asset Management, Inc.
North Star Asset Management, Inc. Investment ManagersFinance North Star Asset Management, Inc. (NSAM) is an independent, SEC-registered investment advisor headquartered in Neenah, Wisconsin. The firm was founded in 1996 by Kenneth Brusda, Michael Flesch, Geoffry Penn, David Risgaard and Eric Richter. NSAM provides investment advice on a discretionary/non-discretionary basis to individual and institutional clients. | Finance |
Dain Bosworth, Inc. | Finance |
- Borsa valori
- Insiders
- Renee Lucille Kaufert