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Robbie Joseph Hayes
Responsabile della Conformità presso N.E.W. Advisory Services LLC
Provenienza dei contatti di primo grado di Robbie Joseph Hayes
Entità | Tipo di entità | Settore Industriale | |
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Financial Industry Regulatory Authority, Inc.
![]() Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
25
| Non-Profit Organization | Miscellaneous Commercial Services | 25 |
St. Norbert College, Inc.
4
| College/University | Other Consumer Services | 4 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Robbie Joseph Hayes tramite i suoi contatti personali
Società | Settore | Persone collegate | Posizione principale |
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Janus Henderson Investors US LLC
![]() Janus Henderson Investors US LLC Investment ManagersFinance Janus Henderson Investors US LLC (JHIUS) is a SEC-registered investment advisor and mutual fund manager headquartered in Denver, Colorado. The firm was founded in 1969 and formerly known as Janus Capital Management LLC. They are a subsidiary of Janus Henderson US (Holdings) Inc., owned by Janus Henderson Group plc (NYSE: JHG, LSE: 0RPW) in Great Britain. JHIUS provides investment management services, as an investment adviser or sub-adviser, to pooled investment vehicles. | Investment Managers | Analyst-Equity | |
Artisan Partners LP
![]() Artisan Partners LP Investment ManagersFinance Artisan Partners LP (Artisan Partners) is a mutual fund manager and SEC-registered investment advisor headquartered in Milwaukee, Wisconsin. The firm was founded in 2009 by Andrew Ziegler and is a wholly-owned subsidiary of Artisan Partners Holdings LP, itself a subsidiary of Artisan Partners Asset Management, Inc. (NYSE: APAM). Artisan Partners serves as investment adviser to a variety of separately managed accounts, unregistered pooled investment vehicles, trustees of collective investment trusts, and to each series of Artisan Partners Funds, Inc., an open-ended management investment company. | Investment Managers | Corporate Officer/Principal | |
Choate, Hall & Stewart LLP
![]() Choate, Hall & Stewart LLP Miscellaneous Commercial ServicesCommercial Services Choate, Hall & Stewart LLP provides legal services. It offers services in the areas of private equity, technology, intellectual property, mergers & acquisitions, commercial litigation, and insurance & reinsurance litigation. The company was founded in 1899 and is headquartered in Boston, MA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Reinhart Partners, Inc.
![]() Reinhart Partners, Inc. Investment ManagersFinance Reinhart Partners, Inc. is a privately-held, SEC-registered investment advisor headquartered in Mequon, Wisconsin. The firm was founded by James Reinhart in 1991 and was formerly known as Reinhart & Mahoney Capital Management, Inc. Reinhart Partners provides investment advisory services to mutual funds, corporations, other investment advisers, pension and profit-sharing plans, Taft-Hartley plans, municipalities and other public institutions, foundations, trusts, individuals and other separate accounts. They also provide model portfolio recommendations to sponsors of managed account programs. | Investment Managers | Analyst-Equity | |
STRATEGIC ACQUISITIONS, INC. | Financial Conglomerates | Director/Board Member | |
AMERICAN BANK INCORPORATED | Regional Banks | Director/Board Member | |
BMO Capital Markets Corp. (Canada)
![]() BMO Capital Markets Corp. (Canada) Investment Banks/BrokersFinance BMO Capital Markets Corp. (Canada) (BMO Capital Markets-Canada) is the Canadian brokerage arm of BMO Capital Markets Corp., a full-service financial services provider in the US. The firm was founded in 1817 and is a subsidiary of BMO Asset Management, Inc., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. Headquartered in Toronto, BMO Capital Markets-Canada provides full-service, institutional brokerage services to corporate, institutional and government clients around the world. | Investment Banks/Brokers | Compliance Officer | |
Commerce Capital Markets, Inc.
![]() Commerce Capital Markets, Inc. Investment Banks/BrokersFinance Part of The Toronto-Dominion Bank, Commerce Capital Markets, Inc. is a company that provides securities brokerage services. The company is based in Philadelphia, PA. | Investment Banks/Brokers | Corporate Officer/Principal | |
BMO Capital Markets Corp.
![]() BMO Capital Markets Corp. Investment ManagersFinance BMO Capital Markets Corp. (BMOCMC) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1817 and is a direct, wholly-owned subsidiary of BMO Financial Corp., which is wholly-owned by Bank of Montreal (TSE: BMO, NYSE: BMO), a Canadian chartered bank. BMOCMC provides investment advisory and portfolio management services to institutional clients only. | Investment Managers | Compliance Officer | |
LPL Financial LLC
![]() LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Investment Managers | Corporate Officer/Principal | |
Stream S&P Market Neutral Commodity Fund
![]() Stream S&P Market Neutral Commodity Fund Investment Trusts/Mutual FundsMiscellaneous Stream S&P Market Neutral Commodity Fund is a closed-end investment fund/investment trust. The firm issues beneficial interest, which represent units of fractional undivided beneficial interest in and ownership of the fund. The company is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Chief Executive Officer | |
Harvard University
![]() Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Graduate Degree | |
The Depository Trust & Clearing Corp.
![]() The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member | |
Baker Botts LLP
![]() Baker Botts LLP Miscellaneous Commercial ServicesCommercial Services Baker Botts LLP provides legal services. Its services include antitrust and compensation law, corporate, enforcement and investigations, environmental law, intellectual property, litigation, projects, real estate and construction, regulatory, and tax. The firm renders its services to banking and finance industry, energy and natural resources, manufacturing, and technological industries. The company was founded by Peter Gray in 1840 and is headquartered in Houston, Texas. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
The University of Chicago | College/University | Masters Business Admin Doctorate Degree Doctorate Degree | |
Georgetown University | College/University | Graduate Degree Graduate Degree Graduate Degree | |
National Association of Securities Dealers, Inc.
![]() National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
The Pennsylvania State University | College/University | Undergraduate Degree Graduate Degree | |
Financial Accounting Foundation
![]() Financial Accounting Foundation Investment Trusts/Mutual FundsMiscellaneous The Financial Accounting Foundation is a non-profit organization that administers, finances, and appoints financial and governmental accounting standards boards. The non-profit company is based in Norwalk, CT. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
University of Maryland | College/University | Graduate Degree Undergraduate Degree | |
MAYVILLE ENGINEERING COMPANY, INC. | Industrial Machinery | Director/Board Member | |
Michels Corp.
![]() Michels Corp. Engineering & ConstructionIndustrial Services Michels Corp. engages in the provision of engineering, design and construction contracting services. It serves markets including communication; construction materials; foundations; heavy civil construction; oil and gas; power delivery; railway work; renewable energy; sewer and water; and transportation. Its projects include Carter Hotel Demolition, Old Monroe BNSF Bridge, Creekside Estate Subdivision, and Bakken Missouri River Crossing. The company was founded by Dale Michels in 1959 and is headquartered in Brownsville, WI. | Engineering & Construction | Chief Executive Officer | |
Case Western Reserve University School of Law | College/University | Graduate Degree | |
CURALEAF HOLDINGS, INC. | Agricultural Commodities/Milling | Compliance Officer | |
FIRE Solutions, Inc.
![]() FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services FIRE Solutions, Inc. provides compliance and training solutions. It offers various educational courses, such as securities exam preparation, firm element continuing education, anti-money laundering training, CFP continuing education, and insurance pre-licensing and exam preparation. The firm also provides compliance solutions, including annual compliance meeting, questionnaire services, gift and entertainment tracking, and representative registration and tracking. The company was founded by Juliana Lutzi and Nicole Miller in 1999 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Director/Board Member | |
Red Coats, Inc.
![]() Red Coats, Inc. Miscellaneous Commercial ServicesCommercial Services Red Coats, Inc. provides custodial, commercial cleaning, and property management services. It offers admiral security and contact cleaning services and furnishing, wall, ceiling, floor, window, and kitchen cleaning services. The company was founded by Barbara K. Peel and William F. Peel in 1960 and is headquartered in Bethesda, MD. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Morgan Keegan & Co. LLC
![]() Morgan Keegan & Co. LLC Investment Banks/BrokersFinance Morgan Keegan & Co. LLC is a broker/dealer headquartered in St. Petersburg, Florida. The firm was founded in 1969 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF). Morgan Keegan & Co. provides securities brokerage services to various types of clients. | Investment Banks/Brokers | Corporate Officer/Principal | |
The Wilmington Fund VT, Inc. | Director/Board Member | ||
Marquette University | College/University | Graduate Degree | |
University of Delaware | College/University | Undergraduate Degree | |
Virginia Commonwealth University | College/University | Masters Business Admin | |
St. Lawrence University | College/University | Undergraduate Degree | |
The Ohio State University
![]() The Ohio State University Other Consumer ServicesConsumer Services Global Factory, Inc. provides collaborative manufacturing execution systems. The firm's software gather, organize & analyze demand, production & quality data from various sources and monitor key indicators & execute business processes to control, manage & optimize distributed manufacturing operations. The company was founded in 1999 and is headquartered in Santa Clara, CA. | College/University | Undergraduate Degree | |
Macalester College | College/University | Undergraduate Degree | |
New York County District Attorney's Office | General Government | Corporate Officer/Principal | |
Morgan, Lewis & Bockius LLP
![]() Morgan, Lewis & Bockius LLP Miscellaneous Commercial ServicesCommercial Services Morgan, Lewis & Bockius LLP provides legal consulting services. It specializes in transactional, litigation, labor and employment, regulatory, and intellectual property legal services to various industries. The company was founded in 1873 and is headquartered in Philadelphia, PA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Davis Polk & Wardwell LLP
![]() Davis Polk & Wardwell LLP Miscellaneous Commercial ServicesCommercial Services Davis Polk & Wardwell LLP provides legal services. It offers legal solutions to areas such as capital markets, mergers and acquisitions, credit, insolvency, and restructuring, investment management, tax, and litigation. The company was founded by Francis N. Bangs in 1849 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Bowdoin College
![]() Bowdoin College Other Consumer ServicesConsumer Services Bowdoin College is an independent, nonsectarian, coeducational residential, undergraduate liberal arts institution founded in 1794. It is located in Brunswick, ME. | College/University | Undergraduate Degree |
Statistiche
Distribuzione geografica
Stati Uniti | 43 |
Canada | 2 |
Arabia Saudita | 2 |
Giappone | 2 |
Settori
Finance | 17 |
Consumer Services | 14 |
Commercial Services | 9 |
Miscellaneous | 4 |
Producer Manufacturing | 2 |
Posizioni
Corporate Officer/Principal | 68 |
Director/Board Member | 57 |
Undergraduate Degree | 27 |
Independent Dir/Board Member | 15 |
Graduate Degree | 15 |
Contatti più connessi
Insiders | |
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Carol Davidson | 22 |
Ellyn Brown | 17 |
James Shorris | 14 |
Samuel H. Gaer | 13 |
Christopher J. Brummer | 12 |
Kevin Andrew Carreno | 11 |
Stephen L. Luparello | 9 |
John Gannon | 9 |
F. Gregory Ahern | 8 |
Patrick D. Michels | 8 |
Sam Van | 7 |
Mark W. Sidell | 7 |
Marc Menchel | 7 |
Steven J. Randich | 7 |
Aimee Williams-Ramey | 6 |
- Borsa valori
- Insiders
- Robbie Joseph Hayes
- Connessioni Società