Profilo
Prior to joining First Allied Securities in 2005, Mr. Milburn was the Treasury Manager of Wachovia Securities and the Financial Services Manager for First Clearing Corp.
During that period, he helped merge six broker/dealers into the fourth largest broker/dealer in the United States.
Mr. Milburn is a 19-year veteran of the securities industry.
He began his career as an Examiner for the state of Virginia in 1987 developing the state's investment advisor review program and coordinating exams with the regional SEC office.
After leaving the State Corporation Commission, he worked with several firms in Richmond and New York.
He has served as Regulatory Manager and Regional Controller for Wheat, First Securities and Caspian Securities, respectively.
In addition, he worked for an institutional broker/dealer subsidiary of JP Morgan Chase and ING Securities handling regulatory filings.
Mr. Milburn graduated from Virginia Commonwealth University, where he was awarded degrees in Accounting and Management.
He is a licensed CPA and holds series 27, 24, 7, and 63 securities licenses.
He is the father of three children, and enjoys boating and golf.
Precedenti posizioni note di Robert Maurice Milburn
| Società | Posizione | Fine |
|---|---|---|
First Allied Securities, Inc.
 First Allied Securities, Inc. Investment Banks/BrokersFinance Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Direttore Finanziario/CFO | 17/01/2011 |
| Wheat First Securities, Inc. | Corporate Officer/Principal | - |
First Clearing LLC
 First Clearing LLC Investment Banks/BrokersFinance First Clearing LLC is a trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. The company is based in St. Louis, MO. The company provides correspondent services to broker-dealers and registered investment advisors, offering operational and platform solutions, risk management and compliance tools, and innovative approaches to drive business growth. | Corporate Officer/Principal | - |
| Wachovia Securities, Inc. | Corporate Officer/Principal | - |
Formazione di Robert Maurice Milburn
| Virginia Commonwealth University | Undergraduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 4 |
|---|---|
First Allied Securities, Inc.
First Allied Securities, Inc. Investment Banks/BrokersFinance Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
| Wachovia Securities, Inc. | Finance |
First Clearing LLC
First Clearing LLC Investment Banks/BrokersFinance First Clearing LLC is a trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. The company is based in St. Louis, MO. The company provides correspondent services to broker-dealers and registered investment advisors, offering operational and platform solutions, risk management and compliance tools, and innovative approaches to drive business growth. | Finance |
| Wheat First Securities, Inc. | Finance |
- Borsa valori
- Insiders
- Robert Maurice Milburn
