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Roger Capen Shaffer
Direttore/Membro del Consiglio presso
SIGNATURE BANK OF GEORGIA
Profilo
Mr. Roger C.
Shaffer is a Managing Director & Partner at HighTower Advisors LLC and a Member at Investment Management Consultants Association.
He is on the Board of Directors at Signature Bank of Georgia.
He has over 20 years of experience in the financial services industry.
Mr. Shaffer was employed as a Financial Advisor by Merrill Lynch & Co., Inc. and a Senior Vice President by SunTrust Investment Services, Inc. He also served on the board at Signature Bancshares, Inc. (Georgia).
Mr. Shaffer received his Bachelor of Arts from the University of North Carolina.
He holds the Certified Investment Management Analyst (CIMA) designation.
He holds a certificate in wealth management and is also a Certified Private Wealth Advisor (CPWA).
Posizioni attive di Roger Capen Shaffer
| Società | Posizione | Inizio |
|---|---|---|
| SIGNATURE BANK OF GEORGIA | Direttore/Membro del Consiglio | 01/01/2016 |
Hightower Advisors LLC
 Hightower Advisors LLC Investment ManagersFinance HighTower’s investment process begins by establishing each client's investment goal and risk tolerance. Once a client's investment statement has been developed and reviewed, portfolios are designed and managed using a mix of investments, including stocks, bonds, mutual funds (stock funds, bond funds and other asset classes), options, warrants, real estate investment trusts REITS, ETFs, alternative investments, and other securities as chosen by the firm. | Gestore di Portafoglio-Azioni | 01/05/2013 |
Investment Management Consultants Association
 Investment Management Consultants Association Miscellaneous Commercial ServicesCommercial Services Operates as a professional association and provides education services | Corporate Officer/Principal | - |
Precedenti posizioni note di Roger Capen Shaffer
| Società | Posizione | Fine |
|---|---|---|
Suntrust Investment Services, Inc. (Investment Adviser)
 Suntrust Investment Services, Inc. (Investment Adviser) Investment ManagersFinance SunTrust Investment Services (STIS) generally believes that a diversified asset allocation strategy is the best approach to maximize clients' returns while minimizing risk across market cycles. The firm provides wealth accumulation services including financial planning, asset management consulting, mutual funds, annuities, educational planning and lending and financing solutions. They also offer wealth preservation services including estate planning, alternative investments and hedging and monetization strategies. The firm's wealth transition services include charitable giving, exchange funds and business succession planning. They offer corporate services including employee benefits, liquidity management, share repurchase programs and corporate lending. STIS' executive services include compensation plans, advisory services, restricted stock and trading plans. The firm also offers a variety of corporate growth strategies. | Corporate Officer/Principal | 31/12/2012 |
Signature Bancshares, Inc. (Georgia)
 Signature Bancshares, Inc. (Georgia) Regional BanksFinance Operates as a bank holding company whose subsidiary provides community banking services | Direttore/Membro del Consiglio | - |
Merrill Lynch & Co., Inc.
 Merrill Lynch & Co., Inc. Investment ManagersFinance Provides wealth management, securities trading and sales, corporate finance and investment banking services | Corporate Officer/Principal | - |
Formazione di Roger Capen Shaffer
Esperienze
Posizioni ricoperte
Attive
Inattive
Società nel listino
Aziende private
Relazioni
80
Relazioni di 1° grado
7
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 7 |
|---|---|
Suntrust Investment Services, Inc. (Investment Adviser)
Suntrust Investment Services, Inc. (Investment Adviser) Investment ManagersFinance SunTrust Investment Services (STIS) generally believes that a diversified asset allocation strategy is the best approach to maximize clients' returns while minimizing risk across market cycles. The firm provides wealth accumulation services including financial planning, asset management consulting, mutual funds, annuities, educational planning and lending and financing solutions. They also offer wealth preservation services including estate planning, alternative investments and hedging and monetization strategies. The firm's wealth transition services include charitable giving, exchange funds and business succession planning. They offer corporate services including employee benefits, liquidity management, share repurchase programs and corporate lending. STIS' executive services include compensation plans, advisory services, restricted stock and trading plans. The firm also offers a variety of corporate growth strategies. | Finance |
Signature Bancshares, Inc. (Georgia)
Signature Bancshares, Inc. (Georgia) Regional BanksFinance Operates as a bank holding company whose subsidiary provides community banking services | Finance |
Signature Bank of Georgia
 Signature Bank of Georgia Regional BanksFinance Functions as a state chartered commercial bank | Finance |
Investment Management Consultants Association
Investment Management Consultants Association Miscellaneous Commercial ServicesCommercial Services Operates as a professional association and provides education services | Commercial Services |
Hightower Advisors LLC
Hightower Advisors LLC Investment ManagersFinance HighTower’s investment process begins by establishing each client's investment goal and risk tolerance. Once a client's investment statement has been developed and reviewed, portfolios are designed and managed using a mix of investments, including stocks, bonds, mutual funds (stock funds, bond funds and other asset classes), options, warrants, real estate investment trusts REITS, ETFs, alternative investments, and other securities as chosen by the firm. | Finance |
The University of North Carolina at Charlotte
 The University of North Carolina at Charlotte Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Merrill Lynch & Co., Inc.
Merrill Lynch & Co., Inc. Investment ManagersFinance Provides wealth management, securities trading and sales, corporate finance and investment banking services | Finance |
