Thomas Rozman
Direttore degli Investimenti presso Simplicity Wealth LLC
Provenienza dei contatti di primo grado di Thomas Rozman
Entità | Tipo di entità | Settore Industriale | |
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Simplicity Solutions LLC
Simplicity Solutions LLC Investment ManagersFinance Simplicity Solutions LLC is a SEC-registered investment advisor headquartered in Minneapolis, Minnesota. The firm was founded in 2009 as Sawtooth Solutions LLC. They were acquired by Simplicity Financial Marketing Holdings, Inc. and has rebranded to Simplicity Solutions LLC in 2021. Simplicity Solutions provides advisory services to other third-party Advisers, which includes investment advisers, brokers/dealers, insurance companies, banks, and trust companies.
2
| Subsidiary | Investment Managers | 2 |
DST Brokerage Solutions LLC
DST Brokerage Solutions LLC Investment Banks/BrokersFinance Part of SS&C Technologies Holdings, Inc., DST Brokerage Solutions LLC provides designed solutions to fit the needs of broker-dealers, enabling fully integrated, seamless communications between fellow broker-dealer desktops, back offices and asset management platforms. The company is based in Kansas City, MO.
1
| Subsidiary | Investment Banks/Brokers | 1 |
Simplicity Wealth LLC
Simplicity Wealth LLC Investment ManagersFinance Simplicity Wealth LLC is a registered investment advisor headquartered in Summit, New Jersey. The firm is principally owned by Simplicity Financial Marketing Holdings, Inc. Simplicity Wealth provides investment advice and/or management supervisory services to individuals, high net worth individuals, defined contribution & defined benefit retirement plans, corporate and institutional investors.
1
| Subsidiary | Investment Managers | 1 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Thomas Rozman tramite i suoi contatti personali
Società | Settore | Persone collegate | Posizione principale |
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Sawtooth Asset Management, Inc.
Sawtooth Asset Management, Inc. Investment ManagersFinance Part of Simplicity Financial Marketing Holdings, Inc., Sawtooth Asset Management, Inc. is a company that provides managed account investment solutions to independent wealth advisors. The company is based in Bloomington, MN. The company was founded in 2009 by Bradley Earl Pries, who has been the CEO since 2009. Sawtooth Asset Management was acquired by Simplicity Financial Marketing Holdings, Inc. on September 14, 2021. | Investment Managers | Chief Executive Officer | |
John Marshall Law School (Georgia) | College/University | Graduate Degree | |
Hobart & William Smith Colleges | College/University | Undergraduate Degree | |
London Business School | College/University | Masters Business Admin | |
Mount Yale Capital Group LLC
Mount Yale Capital Group LLC Investment ManagersFinance Mount Yale Capital Group LLC (Mount Yale) is an investment management firm headquartered in Minneapolis, Minnesota. The firm was founded by Greg Anderson in 1999 and is a subsidiary of Dalton Capital LLC. Mount Yale provides individuals, families, endowments, and foundations with access to research, custom portfolio solutions and high-quality investment strategies. | Investment Managers | Portfolio Manager-Equities | |
MAI Capital Management LLC
MAI Capital Management LLC Investment ManagersFinance MAI Capital Management LLC (MAI) is a SEC-registered investment advisor and wealth management firm headquartered in Cleveland, Ohio. They are a wholly-owned subsidiary of MAI Capital Management Intermediate LLC. The firm was founded in 2007 as MAI Wealth Advisors LLC and became MAI Capital Management LLC in 2014. MAI provides discretionary and non-discretionary investment management to individuals, high-net worth individuals and families, and institutions. The firm also manages accounts in wrap-fee programs sponsored by other financial services firms. | Investment Managers | Corporate Officer/Principal | |
Simplicity Group LLC
Simplicity Group LLC Financial ConglomeratesFinance Simplicity Group LLC engages in the provision web-based technology solutions. The company was founded by Adam K. Wilkinson and Matthew F. Schneck in July 2001 and is headquartered in Provo, UT. | Financial Conglomerates | Chief Executive Officer | |
Simplicity Financial Marketing, Inc.
Simplicity Financial Marketing, Inc. Multi-Line InsuranceFinance Simplicity Financial Marketing, Inc. operates as an insurance distribution company. It provides annuities, life insurance and other financial products. The company was founded in 2008 and is headquartered in Summit, NJ. | Multi-Line Insurance | Chief Executive Officer | |
Redhawk Wealth Advisors, Inc.
Redhawk Wealth Advisors, Inc. Investment ManagersFinance Redhawk Wealth Advisors, Inc. (Redhawk) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Minneapolis, Minnesota. The firm was founded by Dan Hunt in 2008. Redhawk provides investment management and financial planning services to individuals, trusts, estates, charitable organizations, foundations, endowments, corporations, captive insurance companies (CIC or CICs), qualified retirement plans, or other businesses. | Investment Managers | Corporate Officer/Principal | |
The Curtis L. Carlson School of Management | College/University | Masters Business Admin | |
Simplicity Financial Marketing Holdings, Inc.
Simplicity Financial Marketing Holdings, Inc. Investment ManagersFinance Simplicity Financial Marketing Holdings, Inc. engages in financial products and consulting services. Through its subsidiaries, it provides annuity, life insurance, investment, and retirement solutions to independent insurance professionals, financial advisors, and corresponding clients. The company is headquartered in Summit, NJ. | Investment Managers | Chief Executive Officer |
Statistiche
Distribuzione geografica
Stati Uniti | 12 |
Regno Unito | 2 |
Settori
Finance | 8 |
Consumer Services | 5 |
Commercial Services | 2 |
Posizioni
Chief Executive Officer | 7 |
President | 6 |
Corporate Officer/Principal | 4 |
Masters Business Admin | 2 |
Undergraduate Degree | 2 |
Contatti più connessi
Insiders | |
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Bruce Donaldson | 8 |
Brad Pries | 7 |
Will Banning | 1 |
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