Zhi Min Shang

Guotai Asset Management Co., Ltd. (Guotai AMC) is the Chinese asset management firm headquartered in Shanghai and has branch offices in Beijing and Shenzhen. The firm was founded in 1998 through a joint venture between China Jianyin Investment Corp., Generali Group, and China Electricity Finance Co., Ltd. Guotai AMC manages a range of closed and open-ended funds for individual and institutional investors.

Bosera Asset Management Co., Ltd. (Bosera AM) is an independent Chinese asset management firm which was founded in 1998. Formerly known as Boshi Fund Management, the firm is headquartered in Shenzhen with branches in Beijing, Shanghai, Zhengzhou, Shenyang and Chengdu. Bosera AM provides professional investment services for clients, with business covering fund raising, fund distribution, asset management and any other businesses permitted by China Securities Regulatory Commission. Authorized by the National Council of Social Security Fund, the firm manages part of the National Social Security Fund portfolios. In addition, Bosera AM provides investment management services to several corporate pension funds and segregated accounts.

HFT Investment Management Co., Ltd. (HFT) is an independent asset management firm which was founded in 2003 as a joint venture between Fortis Investments Asia (now BNP Paribas Investment Partners) and Haitong Securities, following a strategic alliance agreement signed in 2001. The firm was formerly known as Fortis Haitong Investment Management Co., Ltd. and changed their name to HFT Investment Management Co., Ltd. in 2010. Headquartered in Shanghai, HFT manages mutual and institutional funds for retail and institutional investors in China including corporate pension schemes. They also service foreign investors such as European pension funds through the firm's Qualified Foreign Institutional Investor portfolios.

Guosen Securities Co., Ltd. (Broker) (GSEC-Broker) is the broker/dealer division of Guosen Securities Co., Ltd. (SHE: 002736), a financial services company headquartered in Shenzhen, China. The firm was founded in 1994 as Shenzhen SDIC Securities Co., Ltd. GSEC-Broker provides retail clients with a full range of services such as securities trading, investment consulting, margin financing, stock pledge financing, futures IB, and financial product agency sales.

Yinhua Fund Management Co., Ltd. (Yinhua) is an independent asset management firm headquartered in Beijing, China. Founded in 2001, Yinhua offers professional investment management services to a diverse clientele that includes financial institutions, social security fund, corporate pension schemes, high-net-worth individuals, and retail investors through mutual funds and segregated accounts.

UBS SDIC Fund Management Co., Ltd. (UBS SDIC) is an investment management subsidiary of SDIC Taikang Trust Co., Ltd., itself an indirect subsidiary of SDIC Capital Co., Ltd. (SHA: 600061), a public firm owned by the Government of China. UBS SDIC was founded in 2002 by five Chinese investment trust and securities companies. Formerly known as China Dragon Fund Management Co., the firm was restructured into a joint venture in 2005 and shareholders officially changed to SDIC TAIKANG Trust Co., Ltd. and UBS AG, with shareholding proportion of 51 and 49 percent respectively. Headquartered in Shenzhen, the firm has additional offices in Shanghai and Beijing. UBS SDIC provides financial advisory and wealth management services, managing discretionary portfolios and mutual funds primarily for Chinese clients. The firm's culture combines local expertise with the global asset management capabilities of UBS.

Harfor Fund Management Co., Ltd. (HFM), previously known as Huafu Fund Management, is an independent investment management firm which was founded in 2004. Shareholders include Hua An Securities Co., Xingtai Holding and Anhui Guaranty Group. Headquartered in Shanghai, HFM provides financial services to fund holders. They also manage mutual funds and accept direct mandates from individuals and institutions for asset management services.

Ping An Securities Co. Ltd. is the securities brokerage subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) Co. of China Ltd. (SHA: 601318; HKG: 2318). Headquartered in Shenzhen, the firm was founded in 1991 and provides institutional brokerage services based on the needs of professional investors such as private equity, public equity, trust, asset management, general corporate institutions, and high-net-worth clients.

ICBC Credit Suisse Asset Management Co., Ltd. (ICBCCS) is an asset management firm which was founded in 2005 through a joint venture between State-owned Industrial and Commercial Bank of China (ICBC) and Crédit Suisse First Boston, part of Crédit Suisse Group (SWX: CSGN; ADR: CS). Headquartered in Beijing, ICBCCS manages mutual funds and pension funds for Chinese retail investors. The firm distributes their products through ICBC's network throughout China.

CCB Principal Asset Management Co., Ltd. (CCB-PAM) is an independent Chinese asset management firm which was founded in 2005 as a joint venture between China Construction Bank Corp. (SHA: 601939, HK: 939, ADR: CICHY), Principal Financial Group and China Huadian Group. Headquartered in Beijing, CCB-PAM offers mutual funds and asset management services to individuals and corporations in China.

HSBC Jintrust Fund Management Co. Ltd. (HSBC Jintrust) is a mutual fund management firm headquartered in Shanghai, China. The firm was founded in 2005 as a joint venture between HSBC Global Asset Management (formerly HSBC Investments UK Ltd.) and Shanxi Trust and Investment Ltd. HSBC Jintrust provides investment advice services and account management.

Zhongtai Securities Co., Ltd. (Broker) is the brokerage division of Zhongtai Securities Co., Ltd. (SHA: 600918), which is a subsidiary of Shandong State-Owned Assets Supervision and Administration Commission in China. The firm was founded in 2001 as Qilu Securities Co., Ltd. Headquartered in Jinan, Zhongtai Securities provides securities brokerage services to institutional clients.

Yimin Asset Management Co., Ltd. (YAM) is an independent Chinese asset management firm which was established in 2005. Registered in Chongqing with their main offices in Beijing, the firm manages mutual funds. YAM's shareholders include Chongqing International Trust, China Xin Ji yuan Co. Ltd. and Zhongshan Securities Co. Ltd.

Shanghai Stock Exchange provides marketplace and facilities for securities trading. Its services include formulating business rules, accepting and arranging listings, organizing and monitoring securities trading, regulating members & listed companies, managing, and disseminating market information. The company was founded on November 26, 1990 and is headquartered in Shangha, China

China CICC Wealth Management Securities Co., Ltd. provides security dealing. The company is based in Shenzhen, China. The Chinese company was founded in 2005. The CEO is Chang Sheng Hu. China CICC Wealth Management Securities Co. was acquired by China International Capital Corp. Ltd. from China Investment Corp. on April 12, 2017 for $2,558.03 million.

Shanghai Pudong Science & Technology Investment Co. Ltd. (PDSTI) is an independent Shanghai private equity and venture capital investment firm which was established in 1999, specializing in high-tech industries investments and M&A opportunities. Based in Shanghai, the firm focuses on the investment of integrated circuit, healthcare and other high-tech industries, and forms an experienced and professional team in M&A investment (domestic and cross-border), equity investments and other investment fields. PDSTI aims to commit itself to integrate the global high-tech industry resources, and enhance the corporate value, in order to portray itself as a global, dynamic and competitive world-class investment institution.

Neuberger Berman Asia Ltd. (NBAL) is the investment management subsidiary of Neuberger Berman Asia Holdings II LLC, ultimately held by NBSH Acquisition LLC in the US. Headquartered in Hong Kong, NBAL was founded in 2007 and manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide.

Part of Huatai Securities Co., Ltd., Huatai United Securities Co., Ltd. is a brokerage firm that provides brokerage services. The company is based in Shenzhen, China. The Chinese company was founded in 1997. The CEO is Xiao Ma.

Huatai-PineBridge Fund Management Co., Ltd. (Huatai-PineBridge FM) is an independent Chinese fund management firm which was founded in 2004 through a joint venture between Pinebridge Investment Co., Huatai Securities Co., Ltd. and Suzhou New District Hi-Tech Industrial Park Co., Ltd. Formerly known as AIG Huatai Fund Management Co. Ltd., the firm changed their name to Huatai-PineBridge Fund Management Co., Ltd. in 2010. Huatai-PineBridge FM is headquartered in Shanghai and manages a range of funds for individual and institutional investors.

SWS MU Fund Management Co., Ltd. (SWS MU) is the fund management subsidiary of Shenwan Hongyuan Securities Co., Ltd., ultimately held by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. The firm was founded in 2004 as SYWG BNP Paribas Asset Management Co. Ltd., a joint venture between Japan-based Mitsubishi UFJ Trust and Banking Corp. and Shenyin & Wanguo Securities Co. Ltd. In 2011 the firm changed their name to SWS MU Fund Management Co. Ltd. after Mitsubishi UFJ Trust and Banking Corp. reached an agreement with BNP Paribas Investment Partners to buy a significant minority stake with Shenyin & Wanguo Securities Co. Ltd. retaining the remaining majority stake in the joint venture. Headquartered in Shanghai, SWS MU manages a range of open-end funds.

Ping An Fund Management Co., Ltd. (Ping An FMC) is a Chinese fund management subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) of China Ltd. (SHA: 601318). The firm was founded as a joint venture between UOB Asset Management, Ping An Trust Co., Ltd. and Sanya Yingwan Tourism Co., Ltd. in 2011. Headquartered in Shenzhen, Ping An FMC provides a range of fund management services to retail investors in China.

CR Yuanta Fund Management Co.,Ltd provides investment advice. The joint venture company is based in Shenzhen, China. and has subsidiaries in China. The Chinese company was founded in 2013. Xian Da Jiang has been the CEO of the company since 2022.

Truvalue Asset Management Co. Ltd. (Truvalue AM) is a Chinese asset management firm which was formed as a joint venture between First Capital Securities Co Ltd. and Shenzhen Jinhe Partners Co Ltd. in 2014. The firm is based in Shenzhen and provides asset management services to institutional and sophisticated investors.

HuaAn Asset Management (Hong Kong) Ltd. (HuaAn HK) is an asset management firm headquartered in Hong Kong. The firm was founded in 2010 and is a wholly owned subsidiary of HuaAn Fund Management Co., Ltd., which is owned by Guotai Junan Securities Co., Ltd. (SHA: 601211) in China. HuaAn HK manages the HuaAn Investment Grade Bond Fund for global institutional investors.

Hui''an Fund Management Co. Ltd. (Hui''an Fund) is an independent Chinese fund management firm which was established in 2016. Headquartered in Beijing, the firm provides a range of fund management services to individual and institutional investors.

Green Court Capital Management Ltd. (Green Court) is an investment management firm headquartered in Hong Kong. The firm was founded by Frank Yao and Lihui Tang in 2017. They are a wholly owned subsidiary of Green Court Management Holdings LLC which is, in turn, owned by Green Court Capital Holdings Ltd. and Neuberger Berman Group LLC as a passive minority investor. Green Court mainly offers two investment strategies: Greater China Equity and China A Share Equity. They serve a global client base that comprises predominantly institutional investors, such as endowments & foundations, pension plan sponsors, sovereign wealth funds and other long-term capital allocators.

China Investment Information Services Ltd. provides stock exchange market data services. The private company is based in Hong Kong, Hong Kong.

Jiangsu Yangheng Chemical Co., Ltd. engages in production of chemical raw materials based on sulphuric acid. Its products include liquid sulphur trioxide, refined ferric sulphate, fuming sulphuric acid, and industrial sulphuric acid. The company was founded on July 30, 2001 and is headquartered in Nantong, China.

Shanxi Securities International Asset Management Ltd. (SSIAM) is the investment management subsidiary of Shanxi Securities International Financial Holdings Ltd. (SSIF), a full license securities firm headquartered in Hong Kong. SSIF is wholly owned by Shanxi Securities Co., Ltd. (002500.SZ), a listed securities firm in the mainland. SSIAM provides distinctive cross-border investment tools with corresponding risk-benefit characteristics for global institutional investors and retail customers.

Part of Hubei Changjiang (Qianjiang) Industrial Investment Fund Ptp LP, Jingrui (Hubei) Microelectronic Materials Co., Ltd. is a Chinese company that manufactures and sells electronic materials. The company is based in Qianjiang City, China. The company was founded in 2019. The CEO is Bing Liu.

Pacific Asset Management Co., Ltd. (PAMC) is the asset management subsidiary of China Pacific Insurance Group Co. Ltd. (SH: 601601) in China. Established in 2006, the firm is headquartered in Shanghai and provides a range of asset management services including management and operation of insurance assets.