Theodore J. Uhl
Compliance Officer presso XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST
Profilo
Presently, Theodore J.
Uhl is Chief Compliance Officer of Index Funds, Chief Compliance Officer at XAI Octagon Floating Rate Alternative Income Term Trust, Chief Compliance Officer for Axonic Alternative Income Fund, Chief Compliance Officer of Financial Investors Trust, Chief Compliance Officer for Transparent Value Trust, Chief Compliance Officer of Centre Funds, Chief Compliance Officer for Reality Shares ETF Trust and Chief Compliance Officer of Elevation ETF Trust.
Mr. Uhl is also Deputy Chief Compliance Officer at ALPS Fund Services, Inc.
In the past Theodore J.
Uhl held the position of Chief Compliance Officer at Clough Global Opportunities Fund, Chief Compliance Officer of Clough Global Equity Fund, Chief Compliance Officer of Reaves Global Utility & Energy Income Fund, Chief Compliance Officer for Reaves Utility Income Fund, Chief Compliance Officer of SRH Total Return Fund, Inc., Chief Compliance Officer at Clough Global Dividend & Income Fund and Staff Auditor at RSM McGladrey, Inc.
Posizioni attive di Theodore J. Uhl
Società | Posizione | Inizio |
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XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST | Compliance Officer | 27/09/2017 |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Corporate Officer/Principal | 01/10/2006 |
Transparent Value Trust | Compliance Officer | 23/08/2012 |
Financial Investors Trust | Compliance Officer | 01/01/2010 |
Index Funds | Compliance Officer | 01/01/2016 |
Elevation ETF Trust | Compliance Officer | 01/01/2016 |
Centre Funds | Compliance Officer | 01/01/2013 |
Reality Shares ETF Trust | Compliance Officer | 01/01/2014 |
Axonic Alternative Income Fund
Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | Compliance Officer | 01/01/2018 |
Precedenti posizioni note di Theodore J. Uhl
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Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
Aziende private | 16 |
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Financial Investors Trust | Miscellaneous |
Reaves Utility Income Fund
Reaves Utility Income Fund Investment Trusts/Mutual FundsMiscellaneous Reaves Utility Income Fund Is a closed-end management investment company. The Fund's investment objective is to provide a level of after-tax income and total return consisting primarily of tax-advantaged dividend income and capital appreciation. The company was founded on September 15, 2003 and is headquartered in Denver, CO. | Miscellaneous |
Clough Global Opportunities Fund
Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Opportunities Fund is a closed-end investment fund. It seeks to apply fundamental research-driven investment process and will invest in equity and equity-related securities, as well as fixed income securities, including both corporate and sovereign debt. The company was founded on April 25, 2006 and is headquartered in Denver, CO. | Miscellaneous |
Clough Global Equity Fund
Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Equity Fund is a closed-end investment trust, which intends to invest primarily in a managed mix of global equity securities. Its investment objective is to provide a high level of total return. The company was founded on April 27, 2005 and is headquartered in Denver, CO. | Miscellaneous |
Index Funds | Miscellaneous |
Transparent Value Trust | Miscellaneous |
Reaves Global Utility & Energy Income Fund
Reaves Global Utility & Energy Income Fund Investment Trusts/Mutual FundsMiscellaneous Reaves Global Utility & Energy Income Fund is a closed-end management investment company. The company offers investors the opportunity to achieve a high level of after-tax yield through a professionally managed portfolio. Its investment objective is to provide a high level of after-tax yield and total return consisting primarily of dividend and interest income and capital appreciation. Reaves Global Utility & Energy Income was founded on November 15, 2011 and is headquartered in Denver, CO | Miscellaneous |
SRH Total Return Fund, Inc.
SRH Total Return Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous SRH Total Return Fund, Inc. operates as a non-diversified, closed-end management company. It primarily invests in domestic common stocks, warrants, corporate bonds, the United States treasury bills and repurchase agreements. The firm seeks to produce both income and long-term capital appreciation by investing in a portfolio of equity and debt securities. The company is headquartered in Denver, CO. | Miscellaneous |
RSM McGladrey, Inc.
RSM McGladrey, Inc. Miscellaneous Commercial ServicesCommercial Services RSM McGladrey, Inc. provides financial services. It offers audit, tax, consulting, financial advisory, risk advisory, technology and management, transaction advisory, wealth management. The company was founded by George Hansen and Keith Dunn in 1926 and is headquartered in Minneapolis, MN. | Commercial Services |
Clough Global Dividend & Income Fund
Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Dividend & Income Fund is a closed-end investment fund, which engages in investment activity. It focuses on applying a fundamental research-driven investment process and will invest in equity and equity-related securities. The company was founded on July 28, 2004 and is headquartered in Denver, CO. | Miscellaneous |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Finance |
Centre Funds | |
Reality Shares ETF Trust | Miscellaneous |
Elevation ETF Trust | |
XAI Octagon Floating Rate Alternative Income Term Trust
XAI Octagon Floating Rate Alternative Income Term Trust Investment Trusts/Mutual FundsMiscellaneous XAI Octagon Floating Rate Alternative Income Term Trust is a diversified, closed-end management investment company. It invests invests in a dynamically managed portfolio of floating-rate credit instruments and other structured credit investments within the private markets. The company was founded on September 27, 2017 and is headquartered in Chicago, IL. | Miscellaneous |
Axonic Alternative Income Fund
Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | Miscellaneous |