Società CITIC Securities Company Limited

CLSA Singapore Pte Ltd. is a broker-dealer headquartered in Singapore. The firm is a subsidiary of Hong Kong-based CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030; OTCMKTS: CIIHF) in China. CLSA Singapore provides sales and execution services to institutional investors and corporates world-wide.

CSI Financial Products Ltd. provides investment and management services. The company is headquartered in Road Town, British Virgin Islands.

Part of CITIC Securities Co., Ltd., CLSA Financial Products Ltd. is a Bermudian company that provides securities brokerage services. The company is located in Bermuda.

CSI MTN Ltd. functions as a financing subsidiary/special purpose entity. The company is based in Hong Kong, Hong Kong.

CITIC Capital Securities Ltd. provides investment advisory services. The firm's services include financial analysis, long and short term investments and other investment services. The company is located in Hong Kong.

CITIC Futures Co., Ltd. is an investment management firm headquartered in Shenzhen, China. The firm was founded in 1993 and they are a wholly-owned subsidiary of CITIC Securities Co., Ltd. (SHA: 600030). CITIC Futures provides services including commodity futures brokerage, financial futures brokerage, futures investment advisory, and funds sales.

CLSA Securities Japan Co., Ltd. (CLSA Japan) is the Japan-based brokerage subsidiary of CLSA Ltd., itself a subsidiary of CITIC Securities Co., Ltd. (SH: 600030; HK: 6030; PK: CIIHY) in China. The firm was established in 2004 as Calyon Securites Ltd. They subsequently became Credit Agricole Securities Asia B.V., Tokyo Branch and changed their name to CLSA Securities Japan Co., Ltd. in 2013 when they merged with CLSA Japan Co. Headquartered in Hong Kong, CLSA Japan provides brokerage services including Japanese & Asian research and European equities. The CLSA Japan team works closely with the global sales teams in London, NY, Hong Kong and Singapore.

Part of CITIC Securities Co., Ltd., CITIC Securities Futures (HK) Ltd. is a Chinese company that provides securities brokerage and investment services. The company is based in Hong Kong, Hong Kong.

Part of CITIC Securities Co., Ltd., CSI Capital Management Ltd. is a There is no available country named vg company that provides institutional brokerage services. The company is located in the British Virgin Islands.

CITIC Securities International Company Limited (“CITIC Securities International” or “CSI”) is a wholly-owned subsidiary of CITIC Securities. CITIC Securities International acts as a conduit for CITIC Securities to spearhead its expansion into global financial markets. This includes Hong Kong, where the Firm is based. The Firm aims to carry out its core corporate vision of becoming a leading China-focused international investment bank.

Part of CITIC Securities Co., Ltd., CLSA Philippines, Inc. is a leading Asian capital markets and investment group. The company is based in Makati, Philippines. CLSA's 1,800 staff operate on the ground in 20 offices across all key markets in Asia, as well as the Americas and Europe. The Filipino company, founded in 1997, offers equities, corporate finance & capital markets, asset management, research, corporate access, and investor forums services that connect institutional investors to ideas and companies to capital.

CLSA Securities (Thailand) Ltd. (CLSA Securities Thailand) is a broker/dealer headquartered in Bangkok, Thailand. The firm is a subsidiary of Netherlands-based CLSA BV, ultimately held by CITIC Securities Co., Ltd. (SHA: 600030; OTCMKTS: CIIHF) in China. CLSA Securities Thailand provides equity broking, capital markets, merger and acquisition, and asset management services to global corporate and institutional clients.

CLSA Securities Korea Ltd. is the South Korean brokerage subsidiary of Netherlands-based CLSA BV, ultimately held by CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Seoul, the firm was founded in 2002 and provides sales and execution services to institutional investors and corporates world-wide.

CLSA Australia Pty Ltd. is a securities brokerage firm headquartered in Sydney, Australia. The firm was founded in 2009 and is a subsidiary of CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Australia provides equity research and broking, asset management, corporate finance and capital markets and securities services to corporates and investors.

CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates.

CLSA Europe BV is a leading Asian capital markets and investment group that provides equities, corporate finance & capital markets, and asset management services to connect institutional investors to ideas and companies to capital. The private company is based in Amsterdam, Netherlands and has 1,800 staff operating in 20 offices across all key markets in Asia, as well as the Americas and Europe. CLSA's 150 writing analysts produce 35,000 Dutch company, market, economic, and thematic research reports each year. The company is consistently ranked in polls for its award-winning research, corporate access, and commitment to the highest levels of client service.

Part of CITIC Securities Co., Ltd., Csi Finance Ltd. is a Chinese company that provides investment services. The company is located in Hong Kong.

Clsa Capital Ltd. operates as an investment holding company. The company was founded on February 17, 1989 and is headquartered in Hong Kong.

Part of CITIC Securities Co., Ltd., CLSA Securities Malaysia Sdn Bhd. The company is based in Kuala Lumpur, Malaysia. is a leading Asian capital markets and investment group. CLSA analysts provide insights and market-leading research to their clients. The Malaysian company, founded in 2005, offers equities, corporate finance & capital markets, and asset management services that connect institutional investors to ideas and companies to capital.

Part of CITIC Securities Co., Ltd., CLSA Alternative Investment Management Ltd. is a Chinese company that provides asset management services. The company is based in Hong Kong, Hong Kong.

CLSA Americas LLC is a FINRA registered broker-dealer headquartered in New York City. The firm was founded in 2012 and is a wholly owned subsidiary of CLSA Americas Holdings, Inc., which is ultimately owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Americas offers a full suite of execution services throughout North America and Latin America.

Part of CITIC Securities Co., Ltd., PT CLSA Sekuritas Indonesia is a leading institutional equity broker and corporate advisory group based in Jakarta, Indonesia. PT CLSA Sekuritas provides equity research, sales, trading & execution services for international and domestic institutional investors. The Indonesian company is renowned for its independent and insightful research, superior trading and execution, and exceptional corporate finance & capital markets services. PT CLSA Sekuritas has over 20 years of grassroots experience in Indonesia and has received numerous industry awards for its services. The company is supervised by the Financial Services Authority (OJK) and is a member of the stock exchange. The company was founded in 1990 and Daniel Oen has been the CEO of the company since 2005.

Part of CITIC Securities Co., Ltd., CLSA BV operates as a holding Dutch company. The company is based in Amsterdam, Netherlands.

CLSA (India) Pvt Ltd. (CLSA India) is a brokerage firm headquartered in Mumbai, India. The firm was founded was founded in 1994 and is a subsidiary of CLSA BV, ultimately owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA India provides execution services to various investors.

Part of CITIC Securities Co., Ltd., CLSA (UK) is a brokerage company based in London, UK. CLSA (UK provides brokerage services. The British company was founded in 1986. Richard P. Ziegler has been the CEO of the company since 2009.

CLSA Finance Ltd. operates finance businesses. The private company is based in Hong Kong, Hong Kong and has subsidiaries in Hong Kong.

CLSA Global Markets Pte. Ltd. engages in the provision of brokerage and investment services. The company is headquartered in Singapore.