Thomas Patrick Mulroy

Legg Mason, Inc. is a holding company. It engages in the provision of investment management and related products and services to institutional and individual clients, company-sponsored mutual funds, and other investment vehicles. The company was founded in 1981 and is headquartered in Baltimore, MD.

EquityCompass Investment Management LLC (EquityCompass) is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm was founded in 2007 and formerly known as Choice Financial Partners, Inc. They are a wholly owned subsidiary of Stifel Financial Corp. (NYSE: SF), a full-service regional brokerage and investment banking firm that was created in 1890. EquityCompass provides portfolio strategies and investment research to financial intermediaries and institutions in the US.

Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors.

Living Classrooms Foundation, Inc. operates as a non-profit organization that provides e-learning services. The non-profit company is based in Baltimore, MD. The company was founded by G. Dennis O’Brien. James Piper Bond has been the CEO of the company since 1985.

Stifel Nicolaus Europe Ltd. (SNEL) is a brokerage firm headquartered in London, UK. The firm was founded in 1999 and do-business-as Keefe, Bruyette & Woods Ltd. (KBW). They are a subsidiary of Stifel Europe Holdings Ltd., ultimately owned by Stifel Financial Corp. (NYSE: SF) in the US. SNEL provides Pan-European equity research and sales and trading products for their institutional clients.