Jon Tyras

Brookfield Total Return Fund, Inc. is a diversified, closed-end fund whose primary objective is to provide high total return, including short and long-term capital gains and a high level of current income. The company is headquartered in New York, NY.

Helios Strategic Mortgage Income Fund, Inc. is a diversified closed-end investment fund/Investment trust. The trust is managed by Brookfield Investment Management Inc., an investment advisor specializing in core fixed income, high yield, structured products as well as global REITs and listed infrastructure securities. Its objective is to provide high total return, including short and long-term capital gains and a high level of current income. The trust was founded on May 17, 2002 and is headquartered in New York, NY.

Helios High Income Fund, Inc. is a diversified, closed-end management investment company. It seeks capital growth as a secondary investment objective when consistent with its primary investment objective. The company invests a majority of its total assets in below-investment grade debt securities that offer attractive yield and capital appreciation potential. It invests in corporate bonds, mortgage-backed, asset-backed securities, municipal and foreign government obligations, as well as securities of companies in bankruptcy reorganization proceedings or otherwise in the process of debt restructuring. Helios High Income Fund was founded on April 16, 2003 and is headquartered in New York, NY.

Helios Strategic Income Fund, Inc. is a diversified, closed-end management investment company. The company's primary investment objective is to seek a high level of current income and secondary investment objective is capital growth. The Fund invests in a diversified portfolio of securities that offers attractive yield and capital appreciation potential and consists primarily of debt securities and secondarily of equity securities. The company was founded on January 16, 2004 and is headquartered in New York, NY.

Helios Advantage Income Fund, Inc. is a non-diversified, closed-end management investment company. It seeks a high level of current income. The Fund seeks capital growth as a secondary investment objective when consistent with its primary investment objective. It invests majority of its total assets in below-investment grade debt securities that offer attractive yield and capital appreciation potential. The company was founded on September 7, 2004 and is headquartered in New York, NY.

Helios Multi-Sector High Income Fund, Inc. is a closed-end investment fund/investment trust. Its primary investment objective is to seek a high level of current income with capital growth as a secondary investment objective. Helios Multi-Sector invests in a wide range of debt securities including, corporate bonds, mortgage-backed and asset-backed securities, convertible debt securities, distressed securities, including securities of companies in bankruptcy reorganization proceedings or otherwise in the process of debt restructuring, U.S. government and municipal obligations and foreign government obligations. The company was founded on November 14, 2005 and is headquartered in New York, NY.

Brookfield High Income Fund, Inc. is a mutual fund-closed end company engages in the provision of investment activities. Its objective is to seek high current income by investing in bonds, debenture and debt instruments. The company was founded on July 31, 1998 and is headquartered in New York, NY.

Soundvest Equity Fund is a closed-end investment fund. It engages in the management of a diversified portfolio of preferred and common shares, income trusts, income securities, including bonds and debentures, Canadian mortgage-backed securities, real estate investment trusts, and other equity securities. The company was founded on September 28, 2005 and is headquartered in Ottawa, Canada.

Soundvest Split Trust is a closed-end investment fund and investment trust. Its portfolio consists of common and preferred shares, income securities, including bonds and debentures, income trusts, real estate investment trusts, Canadian mortgage-backed securities, and other equity securities. The firm’s investment objective is to provide security holders with fixed quarterly interest payments, regular distributions, and to maximize long-term total return. The company was founded on February 25, 2005 and is headquartered in Ottawa, Canada.

AMP Capital Brookfield Pty Ltd. (AMP Capital-Australia) is the wholly-owned specialist investment management subsidiary of US-based AMP Capital Brookfield, a joint venture created in 2009 between AMP Capital Investors and Brookfield Investment Management Inc. Based in Sydney, the firm offers competitive investment opportunities across a broad range of asset classes for institutional and retail clients including insurance companies, pension funds, foundations and endowments. In addition to the Sydney office, AMP Capital has operations in China, India, Japan, the UK, New Zealand and Singapore. AMP Capital-Australia is committed to a number of responsible investment and environmental initiatives, including the UN Principles for Responsible Investing, the Energy Efficiency Opportunities Act and the National Greenhouse and Energy Reporting Act. The firm's environmental committee has oversight of these environmental initiatives together with other waste, water and energy programs.

Brookfield Investment Management (Canada), Inc. (BIM Canada) is an investment management firm headquartered in Toronto, Canada. The firm is a subsidiary of Brookfield Corp. (NYSE, TSX: BN). BIM Canada manages specialized investments for Canadian investors.

CB1 Capital Management LLC (CB1 Capital) is an independent investment manager and advisor headquartered in New York City. The firm was founded by Todd Harrison in 2017. CB1 Capital buys, sells, and invests in securities of publicly traded companies and select private ventures, and advice emerging companies in the space.