Bradford Bodine

Cortview Capital Securities LLC (Member FINRA, SIPC) offers relationship-driven, client-focused service across the full-suite of fixed income products. Regionally focused but national in scope, Cortview's professionals serve their middle-market customers by deploying both deep knowledge of the financial and capital markets and their substantial trading capital to facilitate its customers' portfolio and trading strategies and needs. Cortview was founded by seasoned industry professionals and is backed by a $125 million capital commitment from leading global private equity firm Warburg Pincus. They use that capital for customer-driven trading, to pursue their expansion to recognized centers of middle-market expertise, and to deepen their product and service offerings across not only sales and trading, but also to origination, securitization and advisory services. They are headquartered in Richmond, VA, and presently have offices in New York, Charlotte, NC, and Boca Raton, FL. They shall open additional offices across the country as they attract additional experienced middle-markets sales and trading, securitization and advisory talent to serve their growing customer base. Cortview Capital Securities LLC is a wholly-owned subsidiary of Cortview Capital Holdings Inc.

Cortview Capital Holdings, Inc. provides financial and brokerage services. It operates through its subsidiary Cortview Capital Securities LLC. The company is headquartered in Richmond, VA.

Part of Stifel Financial Corp., DLJ Canada, Inc. is a Canadian company that provides investment advice and equity financing services. The company is located in Canada. DLJ Canada was acquired by Westwind Partners, Inc. from Credit Suisse Group AG on September 24, 2002.