Daniel Jerry Sullivan
Responsabile della Conformità presso Greenwich Wealth Management LLC
Posizioni attive di Daniel Jerry Sullivan
Società | Posizione | Inizio | Fine |
---|---|---|---|
Greenwich Wealth Management LLC
Greenwich Wealth Management LLC Investment ManagersFinance Greenwich Wealth Management LLC (GWM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Greenwich, Connecticut. The firm was founded by Michael J. Freeburg in 2006. GWM provides investment supervisory services to high net-worth individuals, families, trusts, estates, endowments, charitable organizations, corporations, defined benefit/contribution plans and profit-sharing plans. | Analyst-Equity | 01/10/2007 | - |
Responsabile della Conformità | 01/10/2007 | - |
Storia della carriera di Daniel Jerry Sullivan
Precedenti posizioni note di Daniel Jerry Sullivan
Società | Posizione | Inizio | Fine |
---|---|---|---|
Leigh Baldwin & Co. LLC
Leigh Baldwin & Co. LLC Investment ManagersFinance Leigh Baldwin & Co. LLC (LBC) is an independent, SEC-registered investment advisor headquartered in Cazenovia, New York. The firm was founded by Leigh D. Baldwin in 1991. LBC provides portfolio management services to individuals, high net worth individuals, corporate pension and profit-sharing plans, Taft-Hartley plans, charitable institutions, foundations, endowments, municipalities, registered mutual funds and trust programs. | Corporate Officer/Principal | 01/08/2013 | 01/11/2015 |
Saxony Securities, Inc.
Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Corporate Officer/Principal | 01/12/2007 | 30/06/2013 |
Prudential Investment Portfolios, Inc. 10 | Corporate Officer/Principal | 31/12/2000 | 31/12/2000 |
Commodity Exchange, Inc.
Commodity Exchange, Inc. Investment Banks/BrokersFinance Part of CME Group, Inc., Commodity Exchange, Inc. is a company that provides information about all types of commodities. The company is based in New York, NY. | Corporate Officer/Principal | 31/12/1999 | 31/12/1999 |
Formazione di Daniel Jerry Sullivan
The Ohio State University | Undergraduate Degree |
Statistiche
Distribuzione geografica
Stati Uniti | 7 |
Posizioni
Corporate Officer/Principal | 4 |
Analyst-Equity | 1 |
Compliance Officer | 1 |
Settori
Finance | 5 |
Consumer Services | 2 |
Miscellaneous | 2 |
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Società collegate
Aziende private | 5 |
---|---|
Leigh Baldwin & Co. LLC
Leigh Baldwin & Co. LLC Investment ManagersFinance Leigh Baldwin & Co. LLC (LBC) is an independent, SEC-registered investment advisor headquartered in Cazenovia, New York. The firm was founded by Leigh D. Baldwin in 1991. LBC provides portfolio management services to individuals, high net worth individuals, corporate pension and profit-sharing plans, Taft-Hartley plans, charitable institutions, foundations, endowments, municipalities, registered mutual funds and trust programs. | Finance |
Saxony Securities, Inc.
Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
Greenwich Wealth Management LLC
Greenwich Wealth Management LLC Investment ManagersFinance Greenwich Wealth Management LLC (GWM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Greenwich, Connecticut. The firm was founded by Michael J. Freeburg in 2006. GWM provides investment supervisory services to high net-worth individuals, families, trusts, estates, endowments, charitable organizations, corporations, defined benefit/contribution plans and profit-sharing plans. | Finance |
Prudential Investment Portfolios, Inc. 10 | Miscellaneous |
Commodity Exchange, Inc.
Commodity Exchange, Inc. Investment Banks/BrokersFinance Part of CME Group, Inc., Commodity Exchange, Inc. is a company that provides information about all types of commodities. The company is based in New York, NY. | Finance |