Dave G. Hood

DWS Investment Management Americas, Inc. (DIMA) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1984 and formerly known as Deutsche Investment Management Americas Inc. In 2018, they changed their name to DWS as part of the rebranding of Deutsche Asset Management. They are a subsidiary of DWS USA Corp., ultimately held by Deutsche Bank AG (ETR: DBK) in Germany. DIMA provides discretionary and non-discretionary investment advisory services to various institutional clients. They also provide investment advisory services for their municipal bond strategies through wrap fee programs.

SG Americas Securities LLC (SGAS) is the securities broker/dealer subsidiary of SG Americas Securities Holdings LLC, which in turn is owned by Société Générale SA (EPA: GLE) in France. Headquartered in New York City, SGAS offers capital markets and securities services for retail and institutional clients.

AllianceBernstein LP (AB) is a SEC-registered investment advisor and mutual fund manager headquartered in Nashville, Tennessee. Founded in 2000, the firm is owned by Equitable Financial Life Insurance Co., ultimately held by Equitable Holdings, Inc. (NYSE: EQH). AB provides investment advice to investment companies, pension and profit-sharing plans, banks and thrift institutions, trusts, estates, government agencies, charitable organizations, individuals, corporations and other business entities.

Meridian Capital Group LLC provides mortgage brokerage services. Its services include financing solutions for property such as student housing, self storage and land, fixed rate loans, construction and forward commitment, multifamily, office and retail. The company was founded by Ralph Herzka, Mark Mansfield and Howard J Zuckerman in 1991 and is headquartered in New York, NY.

Morrison Cohen LLP provides legal services. It focuses on areas such as corporate and securities, commercial litigation, real estate, taxation and intellectual property. The firm caters to financial and banking sectors. The company was founded in 1984 and is headquartered in New York, NY.

Shearman & Sterling LLP provides legal services. It specializes in appellate litigations, capital markets, corporate governance, environmental, finance, international arbitration, investment funds, litigation, mergers and acquisitions, privatization, real estate, and tax. The company was founded by Thomas Shearman in 1873 and is headquartered in New York, NY.

The Abernathy MacGregor Group, Inc. provides counseling services. The firm offers services to the senior management of business corporations and large organizations in corporate, financial, public & investor relations and transaction & crisis communications disciplines. It has offices in New York, Los Angels, and San Francisco. The company was founded in 1984 and is headquartered in New York, NY.

Standard Chartered International (USA) Ltd. is an international bank that provides services to financial institutions, high net worth individuals and affluent customers. The company was founded in 1919 and it is headquartered in New York, NY.

Patriot Capital (Patriot) is a private equity firm founded in 2001 by Charles McCusker and Chris Royston. The firm is headquartered in Baltimore, Maryland.

Levine Leichtman Capital Partners, Inc (LLCP) is an Independent Private Equity firm founded in 1984 by Arthur E. Levine and Lauren Beth Leichtman. The firm is headquartered in Beverly Hills.

JPMorgan Chase Bank, NA provides commercial banking services. It offers investment banking, merchant services, and institutional asset management services. The company is headquartered in New York, NY.

Sterling Stamos Private Equity (Stamos Capital) is a private equity firm subsidiary of Stamos Capital Partners LP founded in 2002. The firm is headquartered in New York.

Part of Deutsche Bank AG, Deutsche Bank Corp. is a company based in New York, NY.

Alamo Angels (Alamo Angels) is a venture capital firm founded in 2016 by Amit Mehta and Michael Girdley. The firm is headquartered in San Antonio, Texas.

Halyard Asset Management LLC (Halyard) is an independent registered investment advisor headquartered in White Plains, New York. Founded in 2010, Halyard provides investment advisory and sub-advisory services focused on fixed income and foreign exchange strategies for High Net Worth Individuals, Family Offices, Pensions, and Institutions.

Tailwater Capital LLC (Tailwater Capital) is a private equity firm founded in 2013 by Edward Herring and Jason Downie. The firm headquartered in Texas, US.

RGCX LLC rents and leases out railroad cars. It offers tank car, grain hopper, small cube covered hopper, steel gondola, and boxcar. The company is headquartered in McAllen, TX.

Corrum Capital Management LLC (Corrum Capital) is an independent private equity firm founded in 2013 by Jason Cipriani and Jonathan Mandle. The firm is headquartered in Charlotte, North Carolina.

NRD Capital Management LLC (NRD Capital) is a private equity firm founded in 2014 by Aziz Hashim. The firm is headquartered in Atlanta, Georgia.

Dura Software, Inc. engages in the development of hyper-niche software products and solutions. It buys software products from owners wanting an exit and then transform and operate with no intention to sell. The company was founded by Paul Salisbury and Chris Burney in September 2018 and is headquartered in San Antonio, TX.

Dura Holdings LLC acquires and operates hyper-niche software products. The firm provides an administration software service which includes Moki, Nordic IT, 6Connex and Lane. The company was founded by Christopher Burney and Paul Salisbury in 2018 and is headquartered in San Antoino, TX.

Thomson Reuters Ventures (Thomson Reuters) is a venture capital subsidiary of Thomson Reuters Corp founded in 2021. The firm is headquartered in Toronto, Canada.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).