John G. Cataldo
Nessuna posizione attualmente
Storia della carriera di John G. Cataldo
Precedenti posizioni note di John G. Cataldo
Società | Posizione | Inizio | Fine |
---|---|---|---|
INVESTORS CAPITAL HOLDINGS LTD | Responsabile della Conformità | 01/03/2009 | - |
Corporate Officer/Principal | 01/03/2009 | - | |
Investors Capital Corp.
Investors Capital Corp. Investment Banks/BrokersFinance Founded in 1992, Investors Capital Corp. is an independent SEC-registered broker/dealer headquartered in Lynnfield, Massachusetts. The firm is a subsidiary of Investors Capital Holdings Ltd. They provide a full array of trading and execution services for their clients. The firm does not provide any internal research. Investors Capital Corp. is a member FINRA, NASD and SIPC. | Responsabile della Conformità | 01/03/2009 | - |
Corporate Officer/Principal | 01/03/2009 | - |
Statistiche
Distribuzione geografica
Stati Uniti | 3 |
Posizioni
Compliance Officer | 2 |
Corporate Officer/Principal | 2 |
Settori
Finance | 3 |
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Società collegate
Aziende private | 2 |
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Investors Capital Corp.
Investors Capital Corp. Investment Banks/BrokersFinance Founded in 1992, Investors Capital Corp. is an independent SEC-registered broker/dealer headquartered in Lynnfield, Massachusetts. The firm is a subsidiary of Investors Capital Holdings Ltd. They provide a full array of trading and execution services for their clients. The firm does not provide any internal research. Investors Capital Corp. is a member FINRA, NASD and SIPC. | Finance |
Investors Capital Holdings Ltd.
Investors Capital Holdings Ltd. Financial ConglomeratesFinance Investors Capital Holdings Ltd. is a financial services holding company that operates primarily through its wholly-owned subsidiary, Investors Capital Corp. The company operates through two segments: Broker-dealer Services and Investment Advisory Services. The Broker-dealer Services segment includes corporate stocks and bonds, United States Government securities, municipal bonds, mutual funds, variable annuities, alternative investments and variable life insurance, including provision of market information, internet trading and portfolio tracking facilities and records management. The Investment Advisory Services segment includes asset management, conducting business as investor's capital advisory services. Investors Capital Holdings was founded by Timothy B. Murphy in July 1995 and is headquartered in Lynnfield, MA. | Finance |
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