M. Conway

Dominari Securities LLC (Investment Management) (DS-IM) is the investment management division of Dominari Securities LLC, a FINRA-registered broker-dealer headquartered in New York City. The firm was founded in 1986 and formerly known as Fieldpoint Private Securities LLC. They were acquired by Dominari Holdings, Inc. (NASDAQ: DOMH) in 2023. As a result of the ownership change the new name of the firm has been changed to Dominari Securities LLC, a subsidiary of Dominari Financial, Inc. DS-IM provides discretionary and non-discretionary investment management and advice to individuals and entities controlled by individuals, such as pension plans, IRAs and trusts.

Morgan Stanley Smith Barney Holdings LLC provides brokerage and investment advisory services to individual investors, small-to-medium sized businesses and institutions. It offers investment alternatives including financial, wealth planning services, annuity and other insurance products, credit and other lending products, cash management services, retirement services, trust and fiduciary services. The company is headquartered in Purchase, NY.