Tim Grant

H.G. Wellington Capital Management is a wholly owned division of H.G. Wellington & Co., Inc. They manage equity, balanced and fixed-income portfolios for individuals and families, trusts and estates, foundations/endowments and retirement, pension and profit sharing plans.

Impax Asset Management LLC is a SEC-registered investment advisor headquartered in Portsmouth, New Hampshire. It was founded in 1971 as Pax World Management LLC. They became Impax Asset Management LLC when they were acquired by Great Britain-based Impax Asset Management Group plc in 2018. Impax Asset Management provides portfolio management services to registered mutual funds and separate account management to institutional clients.

The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding.

Founded in 1925, H. G. Wellington & Co., Inc., is a full-service broker/dealer located in New York City. The firm is a subsidiary of H.G. Wellington Capital Management. H.G. Wellington & Co. is self-clearing and they are a member of the NYSE, the NASD and the SIPC.

Wellington Shields Capital Management LLC (WSCM) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2010 and is a subsidiary of Wellington Shields Holdings LLC. WSCM provides discretionary and non-discretionary portfolio management advisory services to individuals, corporations, trust, estates, charitable organizations, pension and profit-sharing plans, as well as other types of businesses and institutional clients.