Alvin Kim

D. A. Davidson & Co. is a dually SEC-registered investment adviser and FINRA broker-dealer headquartered in Great Falls, Montana. The firm was founded in 1935 and is a subsidiary of D.A. Davidson Companies, a financial service holding company. They provide liquidity and execution in small & mid-cap stocks to a wide range of institutional investors, including mutual fund and money managers around the world.

KeyBanc Capital Markets, Inc. is a registered investment bank and broker/dealer headquartered in Cleveland, Ohio. The firm was founded in 1983 and is a subsidiary of KeyCorp. (NYSE: KEY). KeyBanc Capital Markets provides investment banking, commercial lending, treasury management, derivatives, foreign exchange, equity and debt underwriting and trading and syndicated finance products and services to large corporations and middle-market companies.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

RA Capital Management LP (RA Capital) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Boston, Massachusetts. The firm was founded by Peter Kolchinsky in 2004. RA Capital provides discretionary investment advisory services to Healthcare Funds and the Nexus Funds which are open only to certain financially sophisticated and high net-worth individuals and entities.

Tora Trading Services LLC provides trading technology and financial services. Its solutions span trading process, offering suite of trade execution capabilities. The company was founded in 2004 and is headquartered in San Francisco, CA.

Tora Holdings, Inc. operates as a holding company with interest in providing trading technology and financial services. Its platform includes a portfolio management system, a suite of execution and pre/post trade compliance tools, an order management system, an execution management system, analytics solutions, and a risk management system that are available as a platform or individual components. The company is headquartered in Burlingame, CA.

Incorta, Inc. engages in the provision of data analytics solutions. It offers accounts payable analytics; cash-to-cash cycle analytics; enterprise asset management; general ledger analytics; and fixed asset analytics. The company was founded by Osama Elkady, Hichem Sellami, Matthew Halliday, and Klaus Fabian in 2013 and is headquartered in San Mateo, CA.

Xaos Tools, Inc. develops multi-platform graphic software products. The private company is based in Berkeley, CA and has subsidiaries in the United States. The company was founded by Laurent Chazareix.

DVSM LLC (DVSM) is a private equity firm founded in 1991 by Rocky W. Dixon and John E. Von Schlegell. The firm is headquartered in Portland, Oregon.

Intel Capital Corp (Intel Capital) is a venture capital subsidiary of Intel Corp founded in 1991 by Les Vadasz, and Avram Miller. The firm is headquartered in Wilmington, Delaware.

Southwest Power Pool, Inc. provides electric power generation services. It offers reliability coordination, tariff administration, regional scheduling, transmission expansion planning and market operations services. The company was founded in 1941 and is headquartered in Little Rock, AR.

University of Houston System offers higher education degrees and job training or vocational study programs. It offers about 280 undergraduate and graduate degree programs in fields such as business, education, humanities and law. It was founded in 1927 and is headquartered in Houston, TX.

Electric Power Research Institute, Inc. provides energy and environmental research services. It conducts research and development relating to the generation, delivery and use of electricity for the benefit of the public. The firm also provides technology, policy and economic analyses to drive long-range research and development planning and supports research in emerging technologies. The company was founded in 1972 and is headquartered in Palo Alto, CA.

Bonneville Power Administration markets electrical power and provides transmission services. The power comes from federal hydro projects and several other nonfederal nuclear and power plants. Its customers include publicly owned, investor-owned utilities and large industries. The company was founded by Franklin D. Roosevelt in 1937 and is headquartered in Portland, OR.

Wipro Technologies Ltd. provides software development and business process outsourcing (BPO) services. Its services include comprehensive research and development services, IT solutions and services, including systems integration, package implementation, and maintenance. The company was founded in 1945 and is headquartered in Bangalore, India.

Industry Ventures LLC (Industry Ventures) is a venture capital firm founded in 2000 by Johan Douwe Swildens and Tom Litle. The firm is headquartered in San Francisco, California.

Fonality, Inc. provides cloud-based business phone and unified communications solutions for small to medium sized businesses. It offers employee presence, drag and drop calls, voicemail to email or text, mobility, chat, click-to-email, screen share, and HD video collaboration solutions for internal communication; and contact center solutions for automatic call distribution, skills-based routing, real-time metrics, unlimited queues, and on-demand call recording, as well as barge, monitor, and whisper. The firm also provides HD video collaboration and screen sharing solutions for video conferencing and online meetings; VoIP, voicemail to email transcription, and paperless fax services; business phone system equipment, including IP phones and servers; and support services. The company was founded by Samy Kamkar, Adrian Otto, Marc Smookler, and Chris Lyman in 2004 and is headquartered in Plano, TX.

Arnerich Massena, Inc. is an employee-owned registered investment advisory firm headquartered in Portland, Oregon. The firm was founded by Tony Arnerich in 1991. They provide discretionary management and non-discretionary advisory services to high net-worth individuals and families, endowments and foundations, and corporations. Arnerich Massena is a signatory of the internationally recognized United Nations-supported Principles for Responsible Investment (UN PRI).

Consumer Edge Research LLC, dba Consumer Edge (CE), is an equity research holding firm headquartered in New York City. The firm was founded by Bill Pecoriello in 2009. They offer consumer data solutions for everyone from public and private investors to corporate decision makers and strategists. CE focuses on the global consumer sector such as the beverages, food, cosmetics, household/personal care and tobacco industries. Data is gathered both from global syndicated sources as well as primary research surveys, channel checks and other proprietary data collection.

Chartwell Financial Advisory, Inc. provides financial advisory services Its services include ownership advisory, executive compensation and benefits, mergers and acquisitions, capital markets, fairness opinions, solvency opinions, equity compensation, financial reporting and corporate planning. The firm serves private, ESOP, public, and sponsor-backed companies; and agriculture and food and beverage, architecture and engineering, business and consumer services, construction and building materials, consumer products and retail, healthcare and life sciences, industrial; and manufacturing, natural resources, technology and telecommunications industries. The company was founded by Paul Halverson in 1995 and is headquartered in Minneapolis, MN.

Gresham Partners LLC (Gresham) is an independent registered investment advisor and wealth management firm headquartered in Chicago, Illinois. The firm was founded by David Salsburg and Ben Beavers in 1997. Gresham provides investment and wealth planning services to ultra-high net worth individuals, their families and family households, as well as their related trusts, estates, retirement plans, family offices, private trust companies, foundations and endowments.

Ocean Avenue Capital Partners LLC (Ocean Avenue Capital Partners) is an independent private equity firm founded in 2010 by Jeffrey L. Ennis, Duran S. Curis and Jacques Youssefmir. The firm is headquartered in Santa Monica, California.

GOS Capital LLC (GOS Capital) is a venture capital firm founded in 2021 by Scott Goodman. The firm is headquartered in Albuquerque, New Mexico.

Goodman Realty Group owns, leases, develops, and manages commercial and residential properties. The private company is based in Albuquerque, NM.