Brian Applegate

Corporate Officer/Principal presso National Society of Compliance Professionals

Technology Services

Consumer Services

Finance

Posizioni attive di Brian Applegate

Società	Posizione	Inizio	Fine
National Society of Compliance Professionals	Corporate Officer/Principal	01/01/1998	-

Società	Posizione	Inizio	Fine
Seafirst Bank	Corporate Officer/Principal	-	-
Capital One Investing LLC Capital One Investing LLC Investment Banks/BrokersFinance Founded in 1999, Capital One Investing LLC is a broker/dealer located in Bellevue, Washington. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF) which acquired the firm from ING Group in 2012. Capital One Investing was formerly known as ShareBuilder Securities Corp. and as Capital One ShareBuilder, Inc. The firm offers brokerage services to long-term investors. They provide a full array of trading and execution services for their clients, but do not provide any internal research. Capital One Investing is a member FINRA/SIPC.	Responsabile della Conformità	25/04/2011	-
	Corporate Officer/Principal	26/07/2010	25/04/2011
ShareBuilder Corp. ShareBuilder Corp. Internet Software/ServicesTechnology Services ShareBuilder Corp. provides on-line investment solutions for investors. It also provides online financial information and enrollment opportunities in direct stock and dividend reinvestment plans. Its services include automatic investing, real-time trading, options trading, and margin borrowing. ShareBuilder was founded in 1996 and is headquartered in Bellevue, WA.	Responsabile della Conformità	25/04/2011	-
	Consigliere Generale	01/01/2008	25/04/2011

University of Washington

Undergraduate Degree

Distribuzione geografica

Stati Uniti

Posizioni

Corporate Officer/Principal	3
Compliance Officer	2
General Counsel	1

Settori

Posizioni ricoperte

Attive

Inattive

Società quotate in Borsa

Aziende private

Aziende private	4
ShareBuilder Corp. ShareBuilder Corp. Internet Software/ServicesTechnology Services ShareBuilder Corp. provides on-line investment solutions for investors. It also provides online financial information and enrollment opportunities in direct stock and dividend reinvestment plans. Its services include automatic investing, real-time trading, options trading, and margin borrowing. ShareBuilder was founded in 1996 and is headquartered in Bellevue, WA.	Technology Services
Seafirst Bank
National Society of Compliance Professionals
Capital One Investing LLC Capital One Investing LLC Investment Banks/BrokersFinance Founded in 1999, Capital One Investing LLC is a broker/dealer located in Bellevue, Washington. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF) which acquired the firm from ING Group in 2012. Capital One Investing was formerly known as ShareBuilder Securities Corp. and as Capital One ShareBuilder, Inc. The firm offers brokerage services to long-term investors. They provide a full array of trading and execution services for their clients, but do not provide any internal research. Capital One Investing is a member FINRA/SIPC.	Finance