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Brian Applegate
Corporate Officer/Principal presso National Society of Compliance Professionals
Provenienza dei contatti di primo grado di Brian Applegate
Entità | Tipo di entità | Settore Industriale | |
---|---|---|---|
National Society of Compliance Professionals
18
| Non-Profit Organization | 18 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Brian Applegate tramite i suoi contatti personali
Società | Settore | Persone collegate | Posizione principale |
---|---|---|---|
Countrywide Financial Corp.
![]() Countrywide Financial Corp. Finance/Rental/LeasingFinance Countrywide Financial Corp. provides mortgage banking services. It offers ancillary services such as home equity loans and homeowners insurance. The company was founded by Angelo R. Mozilo and David S. Loeb in 1969 and is headquartered in Simi Valley, CA. | Finance/Rental/Leasing | Corporate Officer/Principal | |
DEUE STRA | Investment Trusts/Mutual Funds | General Counsel | |
THE ZIEGLER COMPANIES, INC. | Investment Banks/Brokers | General Counsel | |
Linen's N' Things, Inc.
![]() Linen's N' Things, Inc. Specialty StoresRetail Trade Linens 'n Things, Inc. operates as an online retailer of home textiles, house wares and decorative home accessories. It offers garden decor, kitchen, electronics, and pet supplies. The company was founded by Eugene Wallace in 1975 and is headquartered in Clifton, NJ. | Specialty Stores | Corporate Officer/Principal | |
AVANTAX, INC. | Packaged Software | Compliance Officer | |
Ernst & Young LLP
![]() Ernst & Young LLP Miscellaneous Commercial ServicesCommercial Services Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
American Bar Association
![]() American Bar Association Miscellaneous Commercial ServicesCommercial Services American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Securities Industry & Financial Markets Association, Inc.
![]() Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
New York State Bar Association
![]() New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Northern Illinois University | College/University | Graduate Degree Undergraduate Degree | |
The Invest In Others Charitable Foundation
![]() The Invest In Others Charitable Foundation Miscellaneous Commercial ServicesCommercial Services The Invest In Others Charitable Foundation is a 501(c)(3) organization that is backed by the financial services industry. The foundation's mission is to enhance the charitable efforts of financial advisors, employees, and their firms. | Miscellaneous Commercial Services | Director/Board Member | |
The Security Industry Association
![]() The Security Industry Association Miscellaneous Commercial ServicesCommercial Services Security Industry Association provides liaison between the security industry and the government. It also provides educational resources, training programs, government relations and member services. The company is headquartered in Silver Spring, MD. | Miscellaneous Commercial Services | General Counsel | |
Ziegler Capital Markets Group
![]() Ziegler Capital Markets Group Investment Banks/BrokersFinance Ziegler Capital Markets Group is a broker/dealer headquartered in Milwaukee, Wisconsin with an additional office in Chicago. The firm is a subsidiary of Ziegler Capital Management LLC, a registered investment advisor headquartered in Chicago. Ziegler Capital Markets Group investment banking, investment advisory, retail brokerage, fixed-income institutional sales and trading and related financial services. These services are provided to institutions, businesses and individuals with a particular focus on the not-for-profit sectors of healthcare, senior living, churches and schools. They do not provide internal research. Ziegler is a member of FINRA and the SIPC. | Investment Banks/Brokers | Corporate Officer/Principal | |
US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal | |
Bivium Capital Partners LLC
![]() Bivium Capital Partners LLC Investment Banks/BrokersFinance Bivium Capital Partners LLC provides investment management services for public and private plan sponsors and corporations. The firm creates and delivers investment solutions by structuring manager-of-managers portfolios designed to achieve our clients' objectives. The company was founded by Lawrence Patrick Bancroft in 2002 and is headquartered in San Francisco, CA. | Investment Banks/Brokers | Compliance Officer | |
Siegel & Gale, Inc.
![]() Siegel & Gale, Inc. Advertising/Marketing ServicesCommercial Services Siegel & Gale, Inc. provides advertising, marketing and promotional services. The firm's services define brands through advertising, corporate communications materials and logos. It also offers interactive services to promote brands through online media. The company was founded by Alan Siegel 1969 and in is located in New York, NY. | Advertising/Marketing Services | Corporate Officer/Principal | |
Progress Investment Management Co Inc
![]() Progress Investment Management Co Inc Investment ManagersFinance Progress Investment Management Co Inc (Progress Investment Management) is a private equity firm founded in 1990 by Ed Callan and Marx L Cazenave. The firm is headquartered in San Francisco, California. | Investment Managers | Compliance Officer | |
Rutgers State University of New Jersey | College/University | Undergraduate Degree | |
B.C. Ziegler & Co.
![]() B.C. Ziegler & Co. Investment ManagersFinance B.C. Ziegler & Co. is a broker/dealer headquartered in Mequon, Wisconsin. The firm is a subsidiary of Ziegler Cos., Inc. The firm offers investment banking, investment advisory, retail brokerage, fixed-income institutional sales and trading and related financial services. These services are provided to institutions, businesses and individuals with a particular focus on the not-for-profit sectors of healthcare, senior living, churches and schools. They do not provide internal research. B.C. Ziegler & Co. is a member of FINRA and the SIPC. | Investment Managers | General Counsel | |
U.S. Supreme Court Bar Association
![]() U.S. Supreme Court Bar Association Miscellaneous Commercial ServicesCommercial Services The U.S. Supreme Court Bar Association is a professional association. The private company is based in Washington. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Investment Management Consultants Association | Corporate Officer/Principal | ||
Texas State Bar Association | Corporate Officer/Principal | ||
International Trademark Association, Inc.
![]() International Trademark Association, Inc. Miscellaneous Commercial ServicesCommercial Services International Trademark Association, Inc. operates association of brand owners and professionals to supporting trademarks and related intellectual property. It also operates through the offices located in Brussels, Santiago, Shanghai, Singapore and Washington and representatives in Geneva and New Delhi. The company was founded in 1878 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Financial Industry Regulatory Authority, Inc.
![]() Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
University of Miami
![]() University of Miami Other Consumer ServicesConsumer Services University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL. | College/University | Graduate Degree | |
Quinnipiac University | College/University | Undergraduate Degree | |
Hamburger Law Firm LLC
![]() Hamburger Law Firm LLC Miscellaneous Commercial ServicesCommercial Services Hamburger Law Firm LLC provides legal services. The private company is based in Englewood, NJ. The company was founded by Brian S. Hamburger. | Miscellaneous Commercial Services | Founder | |
Society of Financial Service Professionals
![]() Society of Financial Service Professionals Investment ManagersFinance Society of Financial Service Professionals is a national network of credentialed professionals working in diverse financial disciplines. It promotes its members by delivering education programming, by establishing and rewarding the ethical conduct, and by cultivating mutually beneficial relationships among credentialed financial service professionals. The company was founded in 1928 and is headquartered in Newtown Square, PA. | Investment Managers | Corporate Officer/Principal | |
Financial Planning Association
![]() Financial Planning Association Miscellaneous Commercial ServicesCommercial Services The Financial Planning Association operates as a leadership and advocacy organization. The private company is based in Denver, CO. The company was founded by Michael P. Ryan. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Certified Financial Planner Board of Standards, Inc.
![]() Certified Financial Planner Board of Standards, Inc. Miscellaneous Commercial ServicesCommercial Services Certified Financial Planner Board of Standards, Inc. is a non-profit organization that grants the Certified Financial Planner? (CFP) certification. CFP professionals offers budgeting, tax management, and financial services. The company was founded in 1985 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
US Coast Guard
![]() US Coast Guard General GovernmentGovernment US Coast Guard provides security services. It is a military branch of the United States involved in maritime law, mariner assistance, and search & rescue. The company operates in international waters, US coastal waters, ports, and inland waterways. Its primary roles consist of promoting maritime safety, supporting national defense, providing maritime security, protecting natural resources, facilitating maritime transport, commerce, and recreation. The company was founded on August 4, 1790 and is headquartered in Washington, DC. | General Government | Corporate Officer/Principal | |
MarketCounsel LLC
![]() MarketCounsel LLC Miscellaneous Commercial ServicesCommercial Services MarketCounsel LLC provides business and regulatory compliance consulting services. Its services include RIA incubator program, compliance management, and custom consulting. The company was founded by Brian S. Hamburger in 2000 and is headquartered in Englewood, NJ. | Miscellaneous Commercial Services | Chief Executive Officer | |
New Jersey State Bar Association
![]() New Jersey State Bar Association Miscellaneous Commercial ServicesCommercial Services New Jersey State Bar Association operates as a not-for-profit organization. It educates the public to enhance awareness of the legal system. The company was founded in June 1899 and is headquartered in New Brunswick, NJ. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Pennsylvania State Bar Association | Corporate Officer/Principal | ||
Massachusetts Bar Association
![]() Massachusetts Bar Association Miscellaneous Commercial ServicesCommercial Services The Massachusetts Bar Association is a non-profit organization that serves the legal profession and the public by promoting the administration of justice, legal education, professional excellence, and respect for the law. The MBA is based in Boston, MA. The organization offers various membership advantages, volunteer opportunities, and educational resources such as CLE programs, practicing with professionalism courses, and publications like the ejournal and Lawyers Journal. The MBA also provides advocacy services, public resources, and exclusive benefits to its members such as the Lawyer Referral Service, Insurance Agency, and MBA On Demand. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
The District of Columbia Bar
![]() The District of Columbia Bar Miscellaneous Commercial ServicesCommercial Services The District of Columbia Bar provides legal services. The private company is based in Washington. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
National Association of Securities Professionals
![]() National Association of Securities Professionals Miscellaneous Commercial ServicesCommercial Services National Association of Securities Professionals is a Non-Profit Organization, which assists people to achieve inclusion in the financial services industry. The company was founded by Maynard H. Jackson, Felicia Flowers-Smith, Joyce M. Johnson & Donald Davidson in 1985 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
University of La Verne | College/University | Masters Business Admin | |
Texas Christian University | College/University | Undergraduate Degree | |
George Mason University | College/University | Undergraduate Degree | |
Harvard College | College/University | Undergraduate Degree | |
The College of William & Mary | College/University | Graduate Degree | |
American Military University | College/University | Masters Business Admin | |
Securities & Exchange Commission Historical Society | Corporate Officer/Principal |
Statistiche
Distribuzione geografica
Stati Uniti | 45 |
Francia | 2 |
Settori
Commercial Services | 19 |
Finance | 11 |
Consumer Services | 11 |
Miscellaneous | 2 |
Retail Trade | 2 |
Posizioni
Corporate Officer/Principal | 82 |
Compliance Officer | 30 |
General Counsel | 17 |
Undergraduate Degree | 14 |
Director/Board Member | 14 |
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