Profilo
Carrie Ann Thompson worked as a Manager of Operations, Compliance & Trading at Steele Investment Counsel Ltd.
and as a Registered Representative at Charles Schwab & Co., Inc. (Broker) from 1992 to 1995.
She received an undergraduate degree from Pepperdine University in 1991.
Precedenti posizioni note di Carrie Ann Thompson
Società | Posizione | Fine |
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Charles Schwab & Co., Inc. (Broker)
Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Corporate Officer/Principal | 01/01/1995 |
Steele Investment Counsel Ltd.
Steele Investment Counsel Ltd. Investment ManagersFinance Steele Investment Counsel Ltd. (SIC) is an independent asset management firm headquartered in Dublin, Ohio. The firm was founded by Michael Steele in 1984. SIC provides fee-only investment advisory services to individuals, employers, professionals, and trusts. | Trading-Equity | - |
Formazione di Carrie Ann Thompson
Pepperdine University | Undergraduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
Aziende private | 2 |
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Steele Investment Counsel Ltd.
Steele Investment Counsel Ltd. Investment ManagersFinance Steele Investment Counsel Ltd. (SIC) is an independent asset management firm headquartered in Dublin, Ohio. The firm was founded by Michael Steele in 1984. SIC provides fee-only investment advisory services to individuals, employers, professionals, and trusts. | Finance |
Charles Schwab & Co., Inc. (Broker)
Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Finance |
- Borsa valori
- Insiders
- Carrie Ann Thompson