Christian M. Wagner

Avondale Partners LLC is an independent broker/dealer headquartered in Nashville, Tennessee with additional offices across the US. The firm was founded by Robert Shepherd and Philip Krebs in 2001. Avondale Partners provides financial advisory services as well as equity and fixed income underwriting and private placement services to public and private companies throughout the US, Canada and Europe. They focus on middle-market companies in the healthcare sector.

Founded in 2004, TD Securities (USA) LLC is a broker/dealer located in New York City with additional offices in Toronto, Montreal, Calgary, Vancouver, London, Singapore, Tokyo and Sydney. The firm is a subsidiary of Toronto Dominion Holdings (USA), Inc. and their ultimate parent is Toronto-Dominion Bank (NYSE: TD). TD Securities (USA) provides a wide range of capital market products and services to corporate, government and institutional clients in five areas of finance including: investment banking, debt capital markets, institutional equities, foreign exchange and money markets. Their services include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures and executing daily trading and investment needs. The equity group provides research coverage of media and communications, technology, financial services, oil and gas, mining and metals, industrial products, forest products, technology, utilities and power, real estate, biotechnology, consumer products and merchandising and quantitative analysis strategy. The fixed-income group provides a full range of underwriting sales and trading products for Canadian, U.S. and European debt issuers and investors.

Thompson, Siegel & Walmsley LLC (TSW) is a SEC-registered investment advisor headquartered in Richmond, Virginia. The firm was founded in 1969 and is a subsidiary of Pendal USA, Inc., which is owned by Perpetual Ltd. (ASX: PPT) in Australia. TSW offers a full range of investment management strategies which includes US and Non-US Equities, Income Strategies, Balanced portfolio strategies and Alternatives for both Institutional and Strategic Advisory clients.

Ernst & Young provides accounting services. Its services include auditing, accounting, tax and transaction services, assurance and advisory business, online transaction advisory and a wide range of financial services. The company was founded by Arthur Young and Alwin C. Ernst in 1881 and is headquartered in Kansas City, MO.

The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY.

Founded in 1999 by the late Thomas Watson, Janney Montgomery Scott LLC (JMS) is a full-service financial services firm and registered broker/dealer headquartered in Philadelphia, Pennsylvania. The firm is a subsidiary of Independence Square Properties LLC, itself a subsidiary of Penn Mutual Insurance Co. Their ultimate parent is Harleysville Mutual Insurance Co. JMS is a member of the NYSE, the SIPC and FINRA. The firm provides comprehensive financial advice and services to individual, corporate and institutional investors. Their primary coverage verticals include the consumer, technology, financials and infrastructure sectors.

Lightspeed Management Co. LLC (Lightspeed Venture Partners) is a venture capital firm founded in 1971. The firm is headquartered in Menlo Park, California. It was formerly known as Weiss, Peck & Greer Venture Partners.

Part of The Toronto-Dominion Bank, A.H. Williams, Inc. is an American public finance investment company. The company is based in NY. A.H. Williams was acquired by Commerce Bancorp LLC (New Jersey) on March 27, 1998.

Three Arch Partners (TAP) is a venture capital firm founded in 1993 by Thomas Fogarty and Wilfred Jaeger. The firm is headquartered in San Mateo, California.

Ablestik Laboratories manufactures paste, film and printable paste adhesives and underfill encapsulants. The company supplies its products to semiconductor packaging and micro assembly applications. It also operates in China, Malaysia, Philippines, Singapore, South Korea, Taiwan, Thailand and the United Kingdom. The company is headquartered in Rancho Dominguez, CA.

The Islamic Corporation for the Development of the Private provides financing and financial services. It supports the economic development of its member countries through the provision of finance for private sector projects, promoting competition and entrepreneurship, providing advisory services to the governments and encouraging cross border investments. The company was founded on November 3, 1999 and is headquartered in Jeddah, Saudi Arabia.

Daman Development Capital (Daman Development Capital) is a private equity subsidiary of Daman Investments PSC founded in 1998 by Shebab Gargash. The firm is headquartered in Dubai, UAE.

The Column Group LLC is a venture capital firm founded in 2005 by Peter Svennilson. The firm is headquartered in San Francisco.

Burj Bank Ltd. provides banking services. It offers access account information, transfer funds, pay bills, mobile top-ups, and mobile banking services. The company is headquartered in Karachi, Pakistan.

CCMI, a division of Simplify Compliance, is a trusted source for telecom data and information since 1971. CCMI is based in Gaithersburg, MD. The private company provides specialized, intelligent telecom data solutions and content-rich resources to communications service providers and the enterprise market.

Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services

Fetch, Inc. engages in the provision of pet insurance services. It provides dog and cat insurance. The company was founded by Chris Ashton and Natasha Ashton in 2003 and is headquartered in Newtown Square, PA.

SAX Wealth Advisors LLC (SAXWA) is a SEC-registered investment advisor headquartered in Parsippany, New Jersey. The firm was founded in 1999 and formerly known as SMF Financial Advisors LLC. They are wholly owned by an affiliated accounting firm, SAX LLP. SAXWA manages investment portfolios and offers wealth management services for a wide range of clients which includes individuals/high net-worth individuals, qualified retirement plans, trusts, charitable organizations, corporations and small businesses.

A.H. Williams & Co. LP (AHWCO) is an independent wealth management firm headquartered in Philadelphia, Pennsylvania. AHWCO was founded in 2009, and they specialize in discretionary investment management services for separately managed accounts (SMA) and private pooled investment funds.

Mauser USA LLC engages in the manufacture of industrial packaging products. Its products include composite intermediate bulk containers, classic steel drums, plastic packaging, fiber drums, and blow-molding machines. The company is headquartered in East Brunswick, NJ.

Circle Pharma, Inc. provides biotechnology services. The company was founded by Matthew P. Jacobson and Scott Lokey in June 2014 and is headquartered in San Francisco, CA.

Milkbox Partners LLC is a venture capital firm founded in 2013 by Glenn Frommer, David Krauter and Evan Kraut. The firm is headquartered in New York.