David Kennedy

TCW Asset Management Co. LLC (TCW) is a SEC-registered investment advisor headquartered in Los Angeles, California. The firm was founded in 1992 and is wholly-owned by The TCW Group, Inc. In 2013, TCW management and private investment funds affiliated with The Carlyle Group (NASDAQ: CG) acquired TCW Group from Société Générale. TCW provides investment management and advice for a wide array of investment strategies for institutional and individual investors through investment advisory accounts, private open- and closed-end commingled investment funds and structured investment vehicles such as collateralized debt obligations.

DoubleLine Capital LP (DoubleLine) is an independent, SEC-registered investment advisor headquartered in Tampa, Florida. The firm was founded by Jeffrey Gundlach and Louis Lucido in 2009. DoubleLine provides a variety of investment management services to institutional clients such as corporate entities, pension plans, Undertakings for the Collective Investment of Transferable Interests (UCITS) funds, registered investment companies and unregistered investment companies, foundations, and public and government entities.

DoubleLine Equity LP provides investment advice. The private company is based in Los Angeles, CA and has subsidiaries in the United States.

Doubleline Opportunistic Income Fund Ltd. provides pooled Investment firm. The company is headquartered in Los Angeles, CA.

PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY.

Pacific Investment Management Co. LLC (PIMCO) is a SEC-registered investment advisor headquartered in Newport Beach, California. Founded in 1971, the firm is a subsidiary of Allianz Asset Management of America LP and their ultimate parent is Allianz SE (ETR: ALV), a German global insurance company. PIMCO provides discretionary investment management services to a global client base.

DoubleLine Leveraged Fund LP operates as a investment fund. The company is headquartered in Los Angeles, CA.

Doubleline Leveraged Fund Ltd. operates as a pooled investment fund. The company is headquartered in Los Angeles, CA.

Advisors Series Trust operates as an open-end investment management company. Its investment objective is to seek long-term capital appreciation and income. The company is headquartered in Milwaukee, WI.

Delphi Financial Group, Inc. is an investment advisor headquartered in Wilmington, Delaware. The firm is a subsidiary of Tokio Marine & Nichido Fire Insurance Co., Ltd., itself a subsidiary of Tokio Marine Holdings, Inc. (TYO: 8766) in Japan. Delphi Financial Group was founded by Robert Rosenkranz in 1987 and act as a financial holding firm focused on specialty insurance and insurance-related service businesses in North America.

Omniupdate, Inc. operates as a software development company. The company was founded by Lance Merker in 2001 and is headquartered in Camarillo, CA.

Lupus Research Alliance, Inc. provides research and development for the treatment of lupus disease. The company is headquartered in New York, NY.

Founded in 2006, Ally Securities LLC is a registered broker/dealer and government securities broker/dealer headquartered in New York City. The firm was formerly known as Residential Funding Securities LLC. They are a subsidiary of Ally Financial, Inc., which was formerly know as GMAC LLC and General Motors Acceptance Corp. Ally Securities focuses on residential mortgage-backed securities (RMBS)

Trilantic Capital Management LP is an Independent Private Equity firm founded in 2009 . Trilantic Capital Management LP is headquartered in Los Angeles.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Founded in 2006, Tullett Prebon Financial Services LLC is a FINRA-registered broker/dealer located in Jersey City, New Jersey. The firm is a subsidiary of Tullett Prebon Americas Corp. and their ultimate parent is Tullett Prebon Plc. Tullett Prebon Financial Services provides a variety of services including floor trading, retailing of corporate equity securities OTC, U.S. Government securities, municipal securities, oil & gas interests, puts & Calls, option writing, private placements and the selling of interest in mortgages or other receivables. Tullett Prebon also acts as a broker on a name give-up bases on transactions involving derivatives, including but not limited to credit derivatives.

Chapdelaine & Co, also known as “Chappy,” is a municipal bond broker's broker, and member of SIPC. Chapdelaine & Co. has more than forty five years of experience in the municipal bond market. Their firm provides dealer to dealer service and sales over the entire spectrum of the municipal market. Their brokers are registered with the FINRA and have account responsibilities arranged according to regions of the country or by maturity. The Chapdelaine & Co. trading room organization provides the synergy required, achieving a level of professional service and market execution unparalleled in the municipal market place today. The Chapdelaine home page provides a unique opportunity to client's firm by affording client accesses to current market offerings, bids, and bid wanteds and continually reflects reported changes. Their site features are user friendly and provide customer with quick access to information enabling customer to fill specific inquires for their firm and their firm's customers in the most timely and efficient manner. Each customer serviced by Chapdelaine & Co must be licensed and registered with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or the Municipal Securities Rulemaking Board (MSRB). Each customer of Chapdelaine and Co. is required to meet SEC net capital requirements and provide Chapdelaine & Co. with a copy of their most recent FOCUS 1 report demonstrating compliance with net capital requirements. In addition each customer will provide Chapdelaine & Co. with their clearance information, current clearing account numbers, and appropriate points of contact (POCs) for back office issues. Upon receipt of the above required information Chapdelaine & Co. will provide the same to the customer and will assign a broker as customer's point of contact (POC), enabling customer to execute trades with their brokers. The Chapdelaine & Co. trading room is organized to provide the best coverage throughout the yield curve. To accomplish this their trading activity is organized as follows: First, a Short Desk, specializing in securities maturing within the first seven years of the yield curve. Secondly, they have their National Desk that concentrates on securities maturing within 8yrs to 17yrs from issuance. Thirdly, their Dollar Bond Desk has responsibility to trade securities maturing within 18yrs and 40 years from issuance. Additional organizational features at Chapdelaine & Co. include their regional trading desks, which have primary responsibility to cover the dealers and dealer banks in the Southeast, California, Southwest, Ohio, Chicago and Midwest states. Lastly, their New York trading desk along with their Taxable and Zero coupon trading desks complete their organization matrix which has a proven history of producing optimum results in all aspects of customer service.

American Axle & Manufacturing, Inc. designs, engineers, tests and manufactures driveline, drivetrain, chassis systems and related components for the automotive industry. It offers vehicle architectures, driveline systems, drivetrain systems, powertrain components, chasis system components and metal-formed products. The company has offices in North America, South America, Asia and Europe. The company was founded by Richard E. Dauch in March 1994 and is headquartered in Detroit, MI.

Part of BioCorRx, Inc., BioCorRx Pharmaceuticals, Inc. is a biopharmaceutical company specializing in developing treatments for substance use disorder. The company is based in Anaheim, CA. The lead candidate is a naltrexone pellet implanted subcutaneously being developed to address both opioid and alcohol use disorders. The company is seeking FDA approval of the naltrexone pellet and exploring other products for regulatory approval. The CEO is Brady James Granier, and the company was founded by Lourdes Felix.

University of the Pacific is a nationally ranked university with a long tradition of dedicated teaching, small class sizes, practical experience and vibrant residential life. The breathtaking main campus in Stockton, California is home to seven schools and colleges, with more than 80 majors and programs of study. Pacific also has the McGeorge School of Law in Sacramento and the Arthur A. Dugoni School of Dentistry in San Francisco. Total university enrollment is nearly 7,000, with 3,757 undergraduates in an average class size of 19 and a student/faculty ratio of 14:1. It is located in Stockton, California.

Part of Doubleline ETF Holdings LP, Doubleline ETF Adviser LP provides investment advice. The company is based in Tampa, FL.