Haiyan Li

HSBC Global Asset Management (USA), Inc. (AMUS) is the US-based wholly-owned investment advisory and fund management subsidiary of HSBC USA, Inc., and is indirectly owned by HSBC Holdings Plc (LON: HSBA, NYSE: HBC) in Great Britain. The firm was founded in 1986 and is headquartered in New York City. AMUS provides discretionary and non-discretionary advisory services to clients in several major markets and is a multi-product provider of investment and fund management services. For institutions, the firm provides active and tailored portfolio management on a global, regional, asset-class and country specific basis. They also serve as investment adviser to US registered investment companies. AMUS is a signatory to the UN-supported Principles of responsible Investment (UNPRI).

American Century Investment Management, Inc. (ACIM) is a SEC-registered investment advisor and mutual fund manager headquartered in Kansas City, Missouri. The firm was founded by James E. Stowers, Jr. in 1958 and is a wholly-owned subsidiary of American Century Cos., Inc. ACIM provides portfolio management services to financial advisors, individual investors and institutional clients.

BT Financial Group Pty Ltd. provides online investment balance and transaction services. It offers investment, superannuation, retirement income products, financial advice, and insurance options. The company was founded in 1969 and is headquartered in Sydney, Australia.

Merrill Lynch International (MLI-UK) is a brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of ML UK Capital Holdings Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. MLI-UK provides brokerage services to individual and retail clients.

Glenview Capital Management LLC (Glenview) is a SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Lawrence Robbins in 2000 and is a wholly owned subsidiary of RINC Family Partnership LLC. Glenview manages capital for qualified investors through a series of private investment funds.

Société Générale SA (UK) (Société Générale UK) is the Great Britain-based brokerage division of Societe Generale SA (XP: GLE, ADR: SCGLY) in France. Headquartered in London, Société Générale UK was founded in 1993 and provides broking services.

McKinsey & Co., Inc. provides management consulting services. It specializes in design, marketing and sales, analytics, operations, transformation and restructuring, risk, strategy and corporate finance, and sustainability and resource productivity. The company was founded by James O. McKinsey in 1926 and is headquartered in New York, NY.

Edmond de Rothschild Asset Management SA (EDRAM) is the asset management subsidiary of Edmond de Rothschild (France) SA, itself a subsidiary of Edmond de Rothschild SA in France. The firm was founded in 1985 and previously known as Gestion Saint Honoré. Headquartered in Paris, EDRAM is a multi-specialist expert in managing equities, corporate debt, asset allocation and sovereign debt, quantitative management, infrastructure debt and overlay and benefits from the stable and independent family shareholding structure of their parent company. They are a socially responsible investor which aims to integrate environmental, social and governance factors in an investment approach that adds value in these areas.

AXA Investment Managers (Paris) SA (AXA-IM Paris) is the wholly-owned asset management subsidiary of AXA Investment Managers SA, itself a subsidiary of AXA SA (XP: CS, ADR: AXAHY) in France. Headquartered in Puteaux, the firm traces their origins to 1994 when the AXA Group created the AXA Asset Management division. In 1997, the division was renamed AXA Investment Managers. AXA-IM Paris has a network of investment centers worldwide which cater to institutional investors, distributors and AXA Group insurance firms. They are a socially responsible investor which offers SRI funds and integrates ESG criteria into their investment processes.

BNP Paribas Asset Management Europe SAS (BNP Paribas France) is the investment management subsidiary of BNP Paribas SA (EPA: BNP). Headquartered in Paris, the firm was founded in 1980. BNP Paribas France provides discretionary and pooled investment management for French and international private individuals, companies and institutions.

OFI Asset Management SA (OFI AM) is the investment management subsidiary of OFI Holding, which is owned by Mutuelle Assurance Commerçants et Industriels France SA in France. Headquartered in Paris, OFI AM was founded in 1971 and offers tailored solutions and services to institutional clients and asset, French and international.

HSBC Global Asset Management (France) SA (HSBC GAM-France) is the French asset management subsidiary of HSBC Continental Europe, ultimately held by HSBC Holdings Plc (LON: HSBA, ADR: HSBC.PRA) in Great Britain. Formerly HSBC Investments (France) SA, the firm was founded in 1998 within the former CCF-Crédit Commercial de France. Headquartered in Courbevoie with additional office in Puteaux, HSBC GAM-France provides investment advice to banks and thrift institutions, investment companies, pension and profit-sharing plan, corporations, and business entities. They are a socially responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI).

Candriam France SAS is the French asset management subsidiary of Candriam Luxembourg, ultimately owned by New York Life Insurance Co. in the US. The firm was founded in 1996 as Dexia Asset Management SA. Headquartered in Paris, Candriam France provides portfolio management and advisory services to pooled investment vehicles, pension plans, insurance companies, banking institutions, corporations, and charitable organizations.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

DNCA Finance SA is the asset management subsidiary of Natixis Investment Managers SA, ultimately held by BPCE SA in France. The firm is headquartered in Paris and was founded in 2000. In 2007, they created a management company in Luxembourg to manage and market an umbrella SICAV fund called DNCA Invest which aims to replicate certain funds created under French law and to acquire new products. DNCA Invest is the flagship for the firm's European expansion. DNCA Finance is a socially responsible investor and integrates environmental, social and societal aspects into its analysis.

CIC Market Solutions SA is the broker-dealer subsidiary of Crédit Industriel et Commercial SA, ultimately owned by Groupe Crédit Mutuel in France. Headquartered in Paris, the firm was founded in 1991 and handles commercial market activities for corporate and professional investor clients of Crédit Mutuel Alliance Fédérale group. CIC Market Solutions also provides primary equity and bond market services and execution and sale on the capital markets.

Pengana Capital Ltd. is the fund management subsidiary of Pengana Holdings Pty Ltd., ultimately held by Pengana Capital Group Ltd. (ASX: PCG) in Australia. The firm was founded by Russel Pillemer and Malcolm Turnbull in 2003. Headquartered in Sydney, Pengana Capital provides a range of traditional and alternative investment funds, including listed property trusts and REITs for individual and institutional investors.

BlackRock Investment Management (UK) Ltd. (BIM-UK) is an investment management firm headquartered in London, UK. The firm is a subsidiary of BlackRock Finance Europe Ltd., ultimately owned by BlackRock, Inc. (NYSE: BLK) in the US. BIM-UK was founded in 2006 following the merger of Merrill Lynch Investment Managers and BlackRock. In 2009, BlackRock merged with Barclays Global Investors, including the iShares exchange traded funds business. The combined firm operates under the BlackRock name and has retained the iShares brand. BIM-UK manages a family of mutual funds and acts as sub-advisor to other mutual and pension funds. They also offer alternative investments and managed accounts for individual and institutional clients.

Kepler Cheuvreux SA (Switzerland) (Kepler Cheuvreux Switzerland) is the Swiss broker/dealer division of Kepler Cheuvreux SA in France. The firm was founded in 1999 and is headquartered in Zurich. Kepler Cheuvreux Switzerland provides execution services platform that supports Equities, Fixed Income, Derivatives, ETFs, and Convertible Bonds.

Quaero Capital SA (Quaero Capital) is an independent Swiss specialist fund management firm which was formerly known as Argos Investment Managers SA, founded in 2005 by Cristofer Gelli and Philip Best. Located in Geneva, the firm has additional offices in Zurich, Paris, London and Luxembourg. They have a partnership with Berger Van Berchem (Geneva) and Lloyd George Management (Hong Kong) for whom they distribute their funds.

Man Group Investments Ltd. (MGI) is the asset management subsidiary of Man Investments Finance Ltd., which is ultimately owned by Man Group Plc (LON: EMG) in Great Britain. Formerly known as GLG Partners UK Ltd., the firm was founded in 1995 as the UK arm of Société Générale Asset Management SA in Paris. In 2009 they were acquired by GLG Partners, which was subsequently acquired by Man Group in 2010. Headquartered in London, MGI provides a comprehensive range of alternative, traditional long-only and hybrid investment products and services for public sector entities, foundations, sovereign wealth funds, financial institutions and high-net worth individuals.

American Century Investment Management (UK) Ltd. (American Century UK) is the Great Britain-based investment management subsidiary of American Century Investment Management International Ltd., which is owned by American Century Cos., Inc. Headquartered in London, the firm was founded by Michael S. Green in 2008. American Century UK manages a comprehensive range of investment strategies for financial intermediaries, institutions and individual investors. They are a socially responsible investor which seeks to help others and build a strong community.

Part of Carmignac Gestion SA, Carmignac Gestion Luxembourg SA provides asset management services. The company is based in Luxembourg, Luxembourg. The CEO of the Luxembourger company is Eric Helderlé.

Amundi Asset Management SA (Investment Management) (Amundi-IM) is the investment management division of Amundi Asset Management SA, ultimately held by SAS Rue la Boétie’s Crédit Agricole SA (EPA: ACA, ADR: CRARY) in France. It was founded in 2010 when the asset management operations of Crédit Agricole SA and Société Générale merged. Headquartered in Paris, the firm develops products for institutional clients and third-party distributors and has ties with sovereign wealth funds, pension funds, institutional funds and corporate funds. They have distribution agreements with platforms in Europe and Asia. Amundi-IM is a signatory to the United Nations Principles of Responsible Investing (UNPRI).

Société Générale Gestion SA (S2G) is the wholly-owned asset management subsidiary of Amundi Asset Management SA, itself a subsidiary of Crédit Agricole SA (EPA: ACA, ADR: CRARY) in France. The firm was founded in 2006 and is headquartered in Paris. They are the successor to SGAM-Société Générale Asset Management SA, founded in 1997 to take over the asset management activities of Société Générale. In 2009 SGAM absorbed their alternative management subsidiary, Barep Asset Management SA. S2G has specific expertise in employee savings plan management and manages discretionary accounts as well as a range of comingled products. Their clients are French companies and institutions, including associations.

Amundi (UK) Ltd. (Amundi UK) is the Great Britain-based subsidiary of Amundi SA (EPA: AMUN), itself a subsidiary of Rue de la Boetie SAS-held Crédit Agricole SA (EPA: ACA) in France. Headquartered in London, Amundi UK was founded in 1983 and provides asset management services for retail and institutional clients.

Markem-Imaje SAS manufactures and distributes product identification equipment. Its products include pallet and case coding. The company is headquartered in Châteauneuf-sur-Isére, France.

Eiffel Investment Group SAS (Eiffel IG) is an alternative investor and asset manager headquartered in Paris, France. The firm was founded by Fabrice Dumonteil in 2011 and is a subsidiary of Eiffel Investment Group BV in The Netherlands. Eiffel IG manages funds on behalf of major institutional investors and of private investors.

The Capital Group Ltd. is a private company based in London, UK. and has subsidiaries in United Kingdom. The British company provides fund management services.

Carmignac Gestion Luxembourg SA (UK) (Carmignac UK) is the Great Britain-based asset management division of Carmignac Gestion Luxembourg SA, the subsidiary of Carmignac Gestion SA in France which was created in 1989 by Edouard Carmignac and Eric Helderlé. Headquartered in London, Carmignac UK was founded in 2012 and manages Carmignac portfolios for professional investors.

ExodusPoint Capital Management UK LLP (ExodusPoint) is an alternative investment management firm headquartered in London, UK. The firm was founded by Michael Gelband and Hyung Lee in 2017. They are a subsidiary of ExodusPoint Services UK Ltd., which is owned by Exoduspoint Capital Management International Holdings, Inc., in the US. ExodusPoint provides investment solutions to individual and institutional clients.

The Investment Association provides investment services. It also offers trainings and seminars. The company was founded on October 13, 1959 and is headquartered in London, the United Kingdom.