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Katie Anne Brown
Responsabile della Conformità presso ADE LLC
Profilo
Ms. Katie A.
Brown is a Chief Operating Officer & Chief Compliance Officer at ADE LLC.
She fully manages the day to day operations of Armstrong Dixon and their associated RIA, ADE, LLC.
Her duties range from supervising some employees to creating processes ensuring clients get a wonderful service experience.
In addition to leading the operations team, her responsibilities also include ensuring the firm remains in compliance with all regulatory authorities to include FINRA & the SEC.
She graduated from Towson University's School of Business and Economics with a degree in Finance in December of 2014.
She currently holds her FINRA Series 7 and 24 registrations with LPL Financial and Series 66 registration held through LPL Financial and ADE, LLC.
Posizioni attive di Katie Anne Brown
Società | Posizione | Inizio |
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ADE LLC
![]() ADE LLC Investment ManagersFinance ADE LLC (dba Armstrong Dixon) is a private, SEC-registered investment advisor and wealth management firm headquartered in Baltimore, Maryland. The firm was founded by Greg Armstrong in 2013 and manages investment portfolios for individual clients, high net worth families, charitable foundations, and small business owners. ADE also provides investment management services on a wrap fee basis. | Responsabile della Conformità | 01/07/2015 |
Formazione di Katie Anne Brown
Towson University | Undergraduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
Aziende private | 1 |
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ADE LLC
![]() ADE LLC Investment ManagersFinance ADE LLC (dba Armstrong Dixon) is a private, SEC-registered investment advisor and wealth management firm headquartered in Baltimore, Maryland. The firm was founded by Greg Armstrong in 2013 and manages investment portfolios for individual clients, high net worth families, charitable foundations, and small business owners. ADE also provides investment management services on a wrap fee basis. | Finance |
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