Liz Anne Watkins

Liz Anne Watkins

Corporate Officer/Principal presso National Society of Compliance Professionals

Finance
Consumer Services
Commercial Services

Profilo

Ms. Liz A.
Watkins is Chief Risk & Compliance Officer at Ziegler Cos., Inc. In addition to Ziegler Cos., Inc., she serves as Chief Compliance Officer at Ziegler Capital Management LLC and Chief Risk & Compliance Officer at Ziegler Capital Markets Group.
She joined Ziegler in November 2003.
She has extensive experience in the investment services industry in marketing, brokerage and trading operations, and compliance, having held various management positions at independent and boutique financial services firms.
She is focused on providing business units with regulatory guidance and in maintaining a client-centric, proactive, risk management program.
She is a member of the National Society of Compliance Professionals and the Security Industry Association's Compliance and Legal Division.
Ms. Watkins is a graduate of Northern Illinois University and is currently undertaking a course of study to obtain the Compliance and Regulatory Certified Professional designation from the FINRA and the Wharton School of the University of Pennsylvania.

Posizioni attive di Liz Anne Watkins

SocietàPosizioneInizio
National Society of Compliance Professionals Corporate Officer/Principal -
Consigliere Generale -
Tutte le posizioni attive di Liz Anne Watkins

Precedenti posizioni note di Liz Anne Watkins

SocietàPosizioneFine
Corporate Officer/Principal 01/09/2011
Consigliere Generale 01/09/2011
Direttore degli Investimenti 15/10/2009
THE ZIEGLER COMPANIES, INC. Consigliere Generale 10/04/2012
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Formazione di Liz Anne Watkins

Northern Illinois University Undergraduate Degree

Esperienze
Posizioni ricoperte

Attive

Inattive

Società quotate in Borsa

Aziende private

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Relazioni

100 +

Relazioni di 1° grado

7

Aziende connesse in 1º grado

Uomo

Donna

Amministratori

Dirigenti

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Società collegate

Aziende private6

Finance

Finance

Commercial Services

Finance

Finance

National Society of Compliance Professionals

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