Mark Neuberger

Founded in 1990 by Liam Dalton, Axiom Capital Management, Inc. is a full-service broker/dealer located in New York City. The firm offers traditional fixed-income and equity services including separately managed accounts through mutual funds, hedge funds, fund of funds and exchange funds. They serve high net-worth individuals, pension plans, profit sharing plans and other institutions. Axiom Capital Management is member of FINRA/SIPC. Axiom assists start-up and transitional hedge funds in selecting the prime broker best suited for their funds. The firm's services include: soft dollar reimbursements, execution of foreign market derivatives, turnkey information technology infrastructure solutions. Axiom can meet the needs of hedge funds worth up to $1 billion. Axiom is an experienced soft-dollar broker. The firm works their large, diverse institutional customer base to arrange equitable and compliant soft-dollar agreements. The firm's trading desk adheres to the highest compliance standards combining state-of-the-art technology and experienced traders to deliver quality executions in most domestic and international products.

Founded in 2002 by Ben Chinea, James Craig and Ben Pfeffer, Direct Access Partners LLC a broker/dealer located in New York City. The firm is a member of NYSE Euronext, FINRA and the SIPC. Direct Access Partners provides complete anonymity and non-conflicting multi-asset class agency execution sales and trading, a state of the art electronic trading platform, NYSE direct access, soft dollar services, compliance services, prime brokerage, global prime services, independent research and introductions to their alliances with capital raising services. Their clients include U.S. and international hedge funds, mutual funds, insurance companies and government agencies. The firm does not engage in proprietary trading, market making activities or investment banking.

Part of Israel A. Englander & Co Holdings, Inc., SRT Securities LLC is a brokerage firm that specializes in institutional equities, options execution, and soft dollar services. The company was founded in 1977 by Stephen C. Tobias and is based in New York, NY. SRT Securities leverages deep-rooted relationships, leading-edge technology solutions, and high-touch service to optimize the client experience. The firm focuses on listed options execution and is a member of FINRA, CBOE, NYSE-AMER, NYSE-CHI, and BOX. SRT Securities has branch offices in Greenwich, CT, and Chicago. The company's core options execution business represents a significant share of the daily traded contracts on the Chicago Board Options Exchange (CBOE).

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

Founded in 1986, First New York Securities LLC broker/dealer headquartered in New York City. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Titan Capital Group III LP is a company based in New York, NY. Titan Capital Group III LP was founded in 2001 by Russell Howard Abrams.