Matt K. Rochlin

Founded in 1994, Williams Capital Group LP is an investment banking firm and broker/dealer located in New York City. The firm serves institutional investors and corporations in the in equity, fixed-income, corporate finance, investment management and private equity markets. Williams Capital provides debt and equity underwriting, secondary market trading, equity research, stock repurchase and corporate finance advisory services. The firm trades and distributes commercial paper and other money market instruments, structured products, corporate debt, government agency notes, and domestic and international equities. The trading desk provides clients with full-service execution for all listed and over-the-counter stocks. Williams Capital Group's clients include small institutional and hedge fund managers, mutual funds, insurance companies and public and private pension funds. The firm's traders provide clients with proprietary research generated by their analytical staff. Williams Capital Group is a member of FINRA and the SIPC.

Founded in 1986, Nutmeg Securities LLC is broker/dealer headquartered in Westport, Connecticut. The firm is a subsidiary of Fieldpoint Private Bank & Trust. Nutmeg Securities provides a full array of investment services. Their research focuses primarily on the technology sector. The firm specializes in value-added trading and small- and mid-cap block trading services. Nutmeg Securities is a member of the NASD, the SIPC and the Chicago Stock Exchange.