Rick Dooley
Responsabile della Conformità presso KKM Financial LLC
Profilo
Mr. Richard S.
Dooley is a Compliance & Risk Manager at KKM Financial LLC and a Chief Compliance Officer & Head of Risk at Savoie Capital LLC.
Mr. Dooley began his trading career with Cornerstone Trading LLC in 1999 on the floor of the CBOE.
He was responsible for making markets in over 40 stocks, including Cornerstone’s DPM/Specialist post.
Mr. Dooley was actively involved with the CBOE serving as a member of the Market Performance Committee, and Market Quality and Allocation Committee.
In 2005 Mr. Dooley became Director of Trading Operations for Cornerstone where he was responsible for risk management and compliance of the firm, including market making and proprietary algorithmic trading.
From 2010 to 2013 Mr. Dooley served as CEO of Cornerstone Trading.
Mr. Dooley studied mathematics at the University of Illinois at Urbana-Champaign and received a Masters of Computer Science Degree from the University of Chicago.
Posizioni attive di Rick Dooley
| Società | Posizione | Inizio |
|---|---|---|
KKM Financial LLC
 KKM Financial LLC Investment ManagersFinance KKM Financial LLC is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded by Jeffrey Kilburg in 2012 and is a subsidiary of Killir Kapital Management LLC. KKM creates research-based financial products. The firm works with wealth advisors, financial institutions, and family offices globally to assist in portfolio management and provide risk mitigation solutions. | Responsabile della Conformità | 01/01/2018 |
Savoie Capital LLC
 Savoie Capital LLC Investment ManagersFinance Savoie Capital LLC is based in Chicago, IL. Part of Savoie Capital Holdings LP, Savoie Capital LLC is a company that partners with professional institutional investors and traders to build custom asset allocation plans and portfolios to achieve multi-generational wealth. The company was founded in 2013 by Paul Timothy Savoie. Paul Timothy Savoie has been the CEO since 2013. | Responsabile della Conformità | - |
Formazione di Rick Dooley
| University of Illinois | Undergraduate Degree |
| The University of Chicago | Graduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 2 |
|---|---|
KKM Financial LLC
KKM Financial LLC Investment ManagersFinance KKM Financial LLC is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded by Jeffrey Kilburg in 2012 and is a subsidiary of Killir Kapital Management LLC. KKM creates research-based financial products. The firm works with wealth advisors, financial institutions, and family offices globally to assist in portfolio management and provide risk mitigation solutions. | Finance |
Savoie Capital LLC
Savoie Capital LLC Investment ManagersFinance Savoie Capital LLC is based in Chicago, IL. Part of Savoie Capital Holdings LP, Savoie Capital LLC is a company that partners with professional institutional investors and traders to build custom asset allocation plans and portfolios to achieve multi-generational wealth. The company was founded in 2013 by Paul Timothy Savoie. Paul Timothy Savoie has been the CEO since 2013. | Finance |
- Borsa valori
- Insiders
- Rick Dooley
