Andra C. Ozols

Nessuna posizione attualmente

Finance

Consumer Services

Profilo

Ms. Andra C.
Ozols is Chief Legal & Compliance Officer at Aviva Investors North America, Inc.She joined Aviva Investors North America, Inc. in 2011 as a chief legal and compliance officer.
Ms. Ozols has over 21 years of investment management experience and over 24 years of legal experience.
She was previously Chief Administrative Officer and General Counsel for Old Mutual Capital and its related companies.
Prior to joining Old Mutual in 2005, she was General Counsel and Executive Vice President of ICON Advisers, Inc., and prior to that, she was Vice President and Assistant General Counsel of Founders Asset Management, part of the Bank of New York/Mellon organization..
Ms. Ozols her investment career with the Denver office of the Enforcement Division of the Securities and Exchange Commission.
She was also an adjunct professor at the University of Denver College of Law, teaching various advanced securities law and international business law classes.
She received her undergraduate degree from the University of Nebraska and her J.D.
from the University of Denver College of Law.
She holds FINRA Series 7 and 24 licenses..

Precedenti posizioni note di Andra C. Ozols

Società	Posizione	Fine
University of Denver	Corporate Officer/Principal	-
Securities & Exchange Commission Historical Society	Corporate Officer/Principal	-
Founders Asset Management LLC Founders Asset Management LLC Investment ManagersFinance Founded in 1938, Founders Asset Management LLC is a mutual fund manager and registered investment advisor headquartered in Denver, Colorado. The firm is a subsidiary of Mellon Financial Corp. (NYSE: MEL) which acquired the firm in 1998. They manage the Dreyfus Founders funds	Consigliere Generale	-
ICON Advisers, Inc. ICON Advisers, Inc. Investment ManagersFinance ICON Advisers, Inc. (ICON) is a SEC-registered investment advisor headquartered in Greenwood Village, Colorado. The firm was founded by Dr. Craig Callahan in 1986 as Meridian Investment Management Corp. They are wholly owned subsidiary of ICON Management & Research Corp. ICON provides sub-advisory and portfolio management services to registered mutual funds and high net worth individuals.	Consigliere Generale	-
Old Mutual Capital, Inc. Old Mutual Capital, Inc. Investment ManagersFinance Old Mutual Capital, Inc. provided investment advice. The company was headquartered in Denver, CO.	Direttore Amministrativo	-

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Formazione di Andra C. Ozols

University of Nebraska	Undergraduate Degree
University of Denver	Graduate Degree

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