Brock Winterton
Direttore della Ricerca - Azioni presso Clarus Securities, Inc.
Provenienza dei contatti di primo grado di Brock Winterton
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
RBC Dominion Securities, Inc.
 RBC Dominion Securities, Inc. Investment ManagersFinance RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients.
119
| Subsidiary | Investment Managers | 119 |
Clarus Securities, Inc.
 Clarus Securities, Inc. Investment Banks/BrokersFinance Clarus Securities, Inc. is a broker/dealer located in Toronto, Ontario. Their research team covers a wide range of sectors and companies. The theme to all their efforts is the drive to find good investment ideas among the small- to medium-sized issuers in Canada. Clarus Securities' research focuses on growth opportunities in both traditional equities and the business trust sector. They cover a variety of sectors including: alternative energy, clean tech/power infrastructure, energy services, geothermal energy, industrial products, mining, oil and gas, solar energy, special situations and technology.
42
| Private Company | Investment Banks/Brokers | 42 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Brock Winterton tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
| University of Toronto | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin Graduate Degree Graduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree Masters Business Admin | |
| Queen's University | College/University | Corporate Officer/Principal Undergraduate Degree Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree Masters Business Admin Undergraduate Degree Masters Business Admin Undergraduate Degree | |
| University of Western Ontario | College/University | Masters Business Admin Masters Business Admin Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| University of British Columbia | College/University | Director/Board Member Undergraduate Degree Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree Masters Business Admin | |
| Carleton University | College/University | Graduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree Undergraduate Degree | |
RBC Capital Markets LLC
 RBC Capital Markets LLC Investment Banks/BrokersFinance RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets. | Investment Banks/Brokers | Trading-Equity Chief Executive Officer Corporate Officer/Principal Market Strategist Chief Executive Officer | |
| ROYAL BANK OF CANADA | Major Banks | Corporate Officer/Principal Director/Board Member Chief Executive Officer Corporate Officer/Principal Corporate Officer/Principal | |
| Rotman School of Management | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin | |
| McGill University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Masters Business Admin | |
| Brock University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
CIBC World Markets, Inc.
 CIBC World Markets, Inc. Investment Banks/BrokersFinance CIBC World Markets, Inc. is a full-service Canadian brokerage and investment banking firm headquartered in Toronto, Ontario. The firm was founded in 1961 and is a subsidiary of the Canadian Imperial Bank of Commerce (TSE, NYSE: CM). CIBC World Markets provides alternative investment managers with premier prime brokerage that brings together trade execution, reporting, research and capital introduction with a view to enhancing efficiencies and profitability. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity | |
| Richard Ivey School of Business | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin | |
| York University | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin Undergraduate Degree | |
RBC Capital Markets LLC (Investment Management)
 RBC Capital Markets LLC (Investment Management) Investment ManagersFinance RBC Capital Markets LLC (Investment Management) (RBC-IM) is the asset management division of RBC Capital Markets LLC, a broker/dealer headquartered in New York City. The firm is a subsidiary of RBC USA Holdco Corp., ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. RBC-IM provides advisory services to individuals, foundations, endowments, employee benefit plans, trusts and estates, educational institutions, corporations, businesses, government entities and other entities. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer | |
| McMaster University | College/University | Corporate Officer/Principal Undergraduate Degree Undergraduate Degree | |
| University of Ottawa | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| The Schulich School of Business | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| Concordia University | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree | |
| Wilfrid Laurier University | College/University | Undergraduate Degree Undergraduate Degree Graduate Degree | |
| The University of Waterloo | College/University | Undergraduate Degree Graduate Degree Undergraduate Degree | |
Institute of Corporate Directors
 Institute of Corporate Directors Miscellaneous Commercial ServicesCommercial Services The Institute of Corporate Directors is a not-for-profit, member-based association that serves as a resource and voice for directors and boards. The non-profit company is based in Toronto, Canada, and has subsidiaries in Canada. The ICD provides thought leadership through various publications and is a unified voice for directors. The Canadian company was founded by Brian J. Gibson, and Rahul K. Bhardwaj has been the CEO of the company since 2016. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| University of Alberta | College/University | Undergraduate Degree Undergraduate Degree | |
Peters & Co. Ltd.
 Peters & Co. Ltd. Investment Banks/BrokersFinance Founded in 1971, Peters & Co. Ltd. is an independent, fully integrated investment firm headquartered in Calgary, Ontario. The firm specializes in investments in the Canadian oil and natural gas and oilfield services industries. They provides investment services to institutional investors and private clients. Peters & Co. employs their own trading group and performs specialized and comprehensive investment research. They are an active underwriter for, and financial advisor to, companies active in the Canadian energy industry. Peters & Co. is a member of the CIPF. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| Bishop's University | College/University | Undergraduate Degree Undergraduate Degree | |
Scotia Capital, Inc. (Broker)
 Scotia Capital, Inc. (Broker) Investment Banks/BrokersFinance Scotia Capital, Inc. (Broker) (Scotia Capital-Broker) is the broker-dealer division of Scotia Capital, Inc., a full-service financial services firm headquartered in Toronto, Canada. The firm is owned by The Bank of Nova Scotia (NYSE, TSE: BNS). Scotia Capital-Broker delivers a broad range of electronic trading products such as high-touch, low-latency, market access and a broad algorithmic trading suite for a wide range of clients globally. They publish monthly indexes to help investors track the performance of Canadian Hedge Funds and Alternative Mutual Funds. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity | |
| RBC /Capital Markets Division/ | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
| University of Manitoba | College/University | Undergraduate Degree Undergraduate Degree | |
| CANACCORD GENUITY GROUP INC. | Investment Banks/Brokers | President Corporate Officer/Principal | |
The Bell Telephone Company of Canada
 The Bell Telephone Company of Canada Wireless TelecommunicationsCommunications The Bell Telephone Company of Canada engages in the provision of communications services. It includes residential, business, and wholesale customers with a range of solutions to all their communications needs, such as wireless, television, internet, home phone, and small business and enterprise communications services. The company was founded in 1880 and is headquartered in Verdun, Canada. | Wireless Telecommunications | Director/Board Member Chairman | |
James Richardson & Sons Ltd.
 James Richardson & Sons Ltd. Food: Major DiversifiedConsumer Non-Durables James Richardson & Sons Ltd. engages in international grain trade and agri-food business, energy, real estate, financial services and investments. It offers agriculture and food processing, energy exploration, development and marketing, financial services, and real estate services. The company was founded by James Richardson in 1857 and is headquartered in Winnipeg, Canada. | Food: Major Diversified | Director/Board Member Corporate Officer/Principal | |
Desjardins Securities, Inc.
 Desjardins Securities, Inc. Investment Banks/BrokersFinance Desjardins Securities, Inc. is the broker/dealer arm of the Desjardins Holding Financier, Inc., ultimately held by Le Mouvement des caisses Desjardins in Canada. Founded in 1991, the firm is headquartered in Montréal and has an additional office in Toronto. Desjardins Securities offers businesses and institutions with a complete range of securities brokerage products and services through its investment advisors and its Disnat Online Brokerage division. The firm is an approved participant on the Montreal Exchange and the Toronto Stock Exchange, as well as a participating member of the TSX Venture Exchange. In addition, Desjardins Securities is a member of both the Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Investor Protection Fund (CIPF). | Investment Banks/Brokers | Corporate Officer/Principal Director of Research - Equity | |
| HEC Montréal | College/University | Undergraduate Degree Undergraduate Degree | |
The Harbour Group (Canada)
 The Harbour Group (Canada) Investment ManagersFinance The Harbour Group is an investment management firm headquartered in Toronto, Canada. The firm was founded in 2000 and is a subsidiary of RBC Dominion Securities, Inc., itself a subsidiary of Royal Bank of Canada (NYSE, TSX: RY). The Harbour Group manages investment portfolios for Canadian and international affluent families and businesses. | Investment Managers | Portfolio Manager-Equities Analyst-Equity | |
National Bank Financial, Inc. (Broker)
 National Bank Financial, Inc. (Broker) Investment Banks/BrokersFinance National Bank Financial, Inc. (Broker) (NBF-Broker) is the broker/dealer division of National Bank Financial, Inc., a Canadian mutual fund manager headquartered in Montréal, Quebec. The firm was founded in 1902 and is a direct subsidiary of National Bank Acquisition Holding, Inc., ultimately owned by National Bank of Canada (TSX: NA). NBF-Broker provides retail advisory and brokerage services with institutional brokerage, investment banking, corporate finance and securities clearing services for third parties. The firm has a substantial presence in all regions of Canada, as well as operations in the US and Europe. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
| BCE INC. | Major Telecommunications | Director/Board Member Chairman | |
| University of Calgary | College/University | Undergraduate Degree Graduate Degree | |
Credit Suisse Securities (USA) LLC (Broker)
 Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Cormark Securities, Inc.
 Cormark Securities, Inc. Investment Banks/BrokersFinance Cormark Securities Inc. (Cormark) is an independent investment dealer headquartered in Toronto, Canada with additional office in Calgary. The firm was founded in 1981 as Sprott Securities, Inc. Cormark Securities provides execution and comprehensive coverage of Canadian listed companies to domestic and international institutional investors. They focus on Canadian-listed, mid-cap and emerging growth companies. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Jarislowsky, Fraser Ltd.
 Jarislowsky, Fraser Ltd. Investment ManagersFinance Jarislowsky Fraser Ltd. (JFL) is a Canadian investment counsel firm headquartered Montréal, Quebec. The firm was founded by Stephen Jarislowsky in 1955 and was acquired in 2018 by The Bank of Nova Scoatia (NYSE, TSX: BNS). JFL manages pension funds, endowment funds, corporate and private portfolios for clients in North America and overseas. They manage investments on behalf of governments, corporations, universities, labor unions, and high net worth individuals. | Investment Managers | Portfolio Manager-Equities | |
LightPoint Financial Technology LLC
 LightPoint Financial Technology LLC Packaged SoftwareTechnology Services LightPoint Financial Technology LLC provides SaaS-based solutions for trading, order management, portfolio management, and accounting, all managed from a single position source. The company is based in Tampa, FL. The platform is scalable and extensible, providing fund managers with configurable solutions to grow their businesses. The company was founded by Mark Standish, who has been the CEO since incorporation. | Packaged Software | Chief Executive Officer | |
TD Waterhouse Private Investment Counsel, Inc.
 TD Waterhouse Private Investment Counsel, Inc. Investment ManagersFinance TD Waterhouse Private Investment Counsel, Inc. (TDWPIC) is an investment adviser headquartered in Toronto, Ontario with offices throughout Canada. The firm is a subsidiary of the Toronto-Dominion Bank (NYSE: TD). Founded in 1991, TDWPIC manages assets for individuals, families, estates and trusts, charitable and business organizations, and Aboriginal communities. | Investment Managers | Corporate Officer/Principal |
Statistiche
Distribuzione geografica
| Canada | 46 |
| Stati Uniti | 6 |
Settori
| Finance | 23 |
| Consumer Services | 22 |
| Commercial Services | 3 |
| Communications | 3 |
| Utilities | 2 |
Posizioni
| Director/Board Member | 167 |
| Corporate Officer/Principal | 165 |
| Analyst-Equity | 84 |
| Undergraduate Degree | 72 |
| Independent Dir/Board Member | 50 |
Contatti più connessi
| Insiders | |
|---|---|
| Charles Winograd | 35 |
| Stephen Wilkinson | 27 |
| Gordon Nixon | 21 |
| Thomas Muir | 20 |
| Anthony Smithson Fell | 20 |
| Maureen Howe | 17 |
| Evan Hazell | 16 |
| Stephen Swaffield | 14 |
| Leonard Clough | 14 |
| Mark Standish | 14 |
| Donald Macdonald | 13 |
| Fir M. Geenen | 13 |
| Pentti Karkkainen | 13 |
| Graham Macmillan | 12 |
| Dean G. Prodan | 12 |
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- Insiders
- Brock Winterton
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