Chris S. Crossan

Chris S. Crossan

Nessuna posizione attualmente

Finance
Consumer Services

Profilo

Mr. Chris S.
Crossan
, CPA, is Chief Compliance Officer & Vice President at Dimensional Fund Advisors, Inc. He joined Dimensional in 2004 as the firm's chief compliance officer.
He is responsible for making sure the policies, procedures, practices, and marketing materials for the firm and its global subsidiaries comply with industry regulations as set forth by the US Securities and Exchange Commission, the National Association of Securities Dealers, and other US regulatory agencies.
Before coming to Dimensional, Mr. Crossan was senior compliance officer for Invesco Institutional in Atlanta, Georgia, where he was instrumental in developing and managing the firm's compliance functions.
Previously, he filled a variety of roles at the US Securities and Exchange Commission, inspecting more than 100 investment firms.
His most recent role at the SEC was as branch chief, overseeing their mutual fund and advisor inspection programs in the Southeastern US.
Mr. Crossan is a CPA, licensed in 2002 in the state of Georgia.
He holds a BS in accountancy from Arizona State University.

Precedenti posizioni note di Chris S. Crossan

SocietàPosizioneFine
Corporate Officer/Principal 31/12/2003
Responsabile della Conformità -
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Formazione di Chris S. Crossan

Arizona State University Undergraduate Degree

Esperienze
Posizioni ricoperte

Attive

Inattive

Società quotate in Borsa

Aziende private

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Società collegate

Aziende private2

Finance

Finance

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