Dana Lusardo
Nessuna posizione attualmente
Profilo
Ms. Dana Lusardo is a Sales Associate at Ancora Advisors LLC.
Before joining Ancora Advisors in 2010, Ms. Lusardo was at RBC Wealth Management where she worked as an Assistant Complex Manager.
She was responsible for the supervision of daily sales and trade-related activities of the nine complex branches and their employees.In addition, she provided risk assessment and document management services for new account set-up and account reviews.
Prior to her work at RBC, she worked as an Office Compliance Manager at Morgan Stanley where she managed and maintained compliance procedures for an office of 52 brokers and trainees.
Ms. Lusardo has almost two decades of experience in the investment industry.
She holds several FINRA licenses that include series 7, 8, 31 and 65 registrations.
Precedenti posizioni note di Dana Lusardo
| Società | Posizione | Fine |
|---|---|---|
RBC Wealth Management
 RBC Wealth Management Investment ManagersFinance RBC Wealth Management (RBCWM) is wealth management division of RBC Capital Markets Equity Research, which is ultimately owned by Royal Bank of Canada (NYSE; TSE: RY). Formerly known as RBC Dain Rauscher, Inc., the firm was founded in 2001 and is headquartered in Minneapolis, Minnesota. RBCWM provides trusted advice and wealth management solutions to individuals, families and institutions. | Corporate Officer/Principal | - |
| MORGAN STANLEY | Corporate Officer/Principal | - |
Ancora Advisors LLC
 Ancora Advisors LLC Investment ManagersFinance Ancora Advisors LLC is a SEC-registered investment advisor headquartered in Cleveland, Ohio. The firm was founded by Richard Barone in 2003 and is a subsidiary of The Ancora Group, Inc., ultimately owned by Focus Financial Partners, Inc. (NASDAQ: FOCS). Ancora Advisors provides customized portfolio management for individual investors, high net worth investors, investment companies (mutual funds), and institutions such as pension/profit sharing plans, corporations, charitable & Not-for-Profit organizations, unions, and other investment advisers. | Vendite & Marketing | - |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Società collegate
| Società quotate in Borsa | 1 |
|---|---|
| MORGAN STANLEY | Finance |
| Aziende private | 2 |
|---|---|
Ancora Advisors LLC
Ancora Advisors LLC Investment ManagersFinance Ancora Advisors LLC is a SEC-registered investment advisor headquartered in Cleveland, Ohio. The firm was founded by Richard Barone in 2003 and is a subsidiary of The Ancora Group, Inc., ultimately owned by Focus Financial Partners, Inc. (NASDAQ: FOCS). Ancora Advisors provides customized portfolio management for individual investors, high net worth investors, investment companies (mutual funds), and institutions such as pension/profit sharing plans, corporations, charitable & Not-for-Profit organizations, unions, and other investment advisers. | Finance |
RBC Wealth Management
RBC Wealth Management Investment ManagersFinance RBC Wealth Management (RBCWM) is wealth management division of RBC Capital Markets Equity Research, which is ultimately owned by Royal Bank of Canada (NYSE; TSE: RY). Formerly known as RBC Dain Rauscher, Inc., the firm was founded in 2001 and is headquartered in Minneapolis, Minnesota. RBCWM provides trusted advice and wealth management solutions to individuals, families and institutions. | Finance |
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