David Kaynes

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Citigroup Global Markets Europe AG is the German brokerage subsidiary of Citigroup Global Markets Finance Corp. & Co. beschkränkt, ultimately held by Citigroup, Inc. (NYSE: C) in the US. Headquartered in Frankfurt, the firm was founded in 1926 and provides a full spectrum of brokerage services that allows clients to access equity trading, such as shares, ETFs and Fixed Income securities across the world on 37 different stock markets. Equities include common stocks, preferred shares, ETFs and Depositary Receipts. Fixed Incomes include Corporate and Governments bonds trading in a wide range of currencies, coupon types and maturity ranges, both Investment Grade and non-Investment Grades.

Bestinver Gestión SA SGIIC (Bestinver) is the financial services subsidiary of Bestinver SA, itself a wholly-owned subsidiary of Acciona SA (MP: ANA) in Spain. Established in 1988, the firm is headquartered in Madrid and manages the Bestinver range of mutual funds and pension funds for individual and institutional investors.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Ord Minnett Ltd. provides wealth management and financial services. It offers stockbroking, financial planning, superannuation and SMSF, cash, fixed interest securities, exchange traded funds, alternative investments, and estate planning. The company was founded in 1872 and is headquartered in Sydney, Australia.

First Samuel Ltd. is an independent wealth management firm headquartered in Melbourne and was founded in 1999. First Samuel provides integrated wealth management services to individuals, families, charities and not-for-profit organizations.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Shaw & Partners Ltd. (S&P) is the broker subsidiary of EFG International AG (SWX: EFGN) in Switzerland. The firm is headquartered in Sydney, New South Wales and was founded in 1987. S&P provides research and investment strategies to their clients. The firm specializes in emerging and mid-cap companies.

DIF Capital Partners Ltd is a Private Equity firm, a subsidiary of Barings Australia Pty Ltd founded in 2003. DIF Capital Partners Ltd. is headquartered in Marsfield.

Ausbil Investment Management Ltd. (Ausbil) is the Australian equities management subsidiary of Candriam SCA, ultimately held by New York Life Insurance Co. (NYLIC) in the US. The firm was founded by Paul Xiradis and Reubert Hayes in 1997 as a joint venture between the founding investors and Dexia Asset Management. The firm was formerly known as Ausbil Dexia Ltd. and changed their name to Ausbil Investment Management Ltd. when they were acquired by NYLIC in 2014. Headquartered in Sydney, Ausbil primarily manages Australian and global equities for superannuation funds, institutional investors, master trusts and Australian retail clients. The firm provides discretionary investment management services to managed investment trusts offered in Australia. Ausbil is a signatory to the Principles for Responsible Investment (PRI).

Northcape Capital Pty Ltd. is an independent boutique fund manager headquartered in Sydney, Australia. The firm was founded in 2005 by Rob McWilliams, Rob Inglis, Craig McCourtie and Steve Gliddon. They were previously registered as Highbridge Capital, but they changed its name to avoid confusion with a US-based hedge fund called Highbridge Capital Management. The firm manages Australian and international concentrated, high quality equity portfolios for a range of clients which includes financial institutions, superannuation funds, family offices and high net-worth individuals. Northcape Capital is a signatory to the United Nations-supported Principles for Responsible Investment (PRI).

Pengana Capital Ltd. is the fund management subsidiary of Pengana Holdings Pty Ltd., ultimately held by Pengana Capital Group Ltd. (ASX: PCG) in Australia. The firm was founded by Russel Pillemer and Malcolm Turnbull in 2003. Headquartered in Sydney, Pengana Capital provides a range of traditional and alternative investment funds, including listed property trusts and REITs for individual and institutional investors.

HSBC Bank Plc (Broker) (HSBC Bank-Broker) is the broker/dealer division of HSBC Bank Plc, which is owned by HSBC Holdings Plc (LON: HSBA; NYSE: HSBC) in Great Britain. Headquartered in London, HSBC Bank-Broker was founded in 1880 and offers bespoke brokerage services across every major asset class for their corporate and institutional clients.

JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients.

JPMorgan Securities Australia Ltd. (JPMorgan Australia) is a broker/dealer subsidiary of JPMorgan Markets Australia (Pty) Ltd., ultimately held by JPMorgan Chase & Co. (NYSE: JPM) in the US. Headquartered in Sydney, JPMorgan Australia provides brokerage services for investors which they can use in making portfolio decisions.

Morgan Stanley Australia Ltd. is an Australian broker/dealer subsidiary of Morgan Stanley International, Inc., itself owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in Sydney, the firm offers sales, trading and market-making investment management services to global institutions, hedge funds and industry innovators.

Citigroup Global Markets India Pvt Ltd. (Citi India) is a brokerage firm headquartered in Mumbai, India. The firm was founded in 2000 and is a subsidiary of Seven World Holdings LLC, ultimately held by Citigroup, Inc. (NYSE: C) in the US. Citi India offers full-service execution services to corporate and investment banking companies.

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

Part of Deutsche Bank AG, Deutsche Bank AG (Hong Kong) is a financial institution that has been connecting worlds for 65 years. The company is based in Hong Kong, Hong Kong, and serves as the hub for corporate and commercial clients. The company's asset management division, DWS, is a market leader in Hong Kong with a broad product offering. Its corporate bank division is an established market leader in transaction banking, with a presence in 60 countries, including an extensive footprint in HK. The investment bank provides strategic advice to corporate and institutional clients, focusing on the bank’s traditional strengths in financing, advisory, fixed income, and currencies, together with a focused equity capital markets business. The private bank focuses on private customers across all segments as well as business clients, and in HK, this division is represented by a highly competitive wealth manager. The Chinese company was founded in 1958, and its CEO is Werner Steinmüller.

Credit Suisse (Australia) Ltd. (Credit Suisse Australia) is a broker/dealer firm headquartered in Sydney, Australia. The firm was founded in 1999 and is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Australia offers global securities sales, trading and execution, prime brokerage, underwriting, and comprehensive investment research for corporate and institutional investors.

Ambit Capital Pvt Ltd. (Ambit) is a brokerage firm headquartered in Mumbai, India. The firm was founded in 2005 and is a subsidiary of Xero Ltd. (ASX: XRO) in New Zealand. Ambit provides customized execution services to family office, HNIs and professional investor clients. They offer innovative tactical trade ideas for special situations, Futures & Options and derivative trading, hedging strategies, block trades and Interest Rate Futures.

Redburn (Europe) Ltd. (dba Redburn Atlantic) is an equity brokerage firm headquartered in London, UK. The firm was founded in 2003 by Jeremy Evans and Nick Glydon. They are a wholly owned subsidiary of Rothschild & Co. Continuation Holdings AG, ultimately owned by Rothschild & Co SCA. (EPA: ROTH) in France. Redburn Atlantic provides institutional investors with US and European equity research, trade execution and capital markets services. Their Execution Services division delivers high-touch sales trading and execution as well as low-touch execution and algorithmic solutions. The division also offers market structure and trading analytics.

Part of Royal Bank of Canada, RBC Securities Australia Pty Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia.

Commonwealth Securities Ltd. (CommSec) is the securities brokerage subsidiary of Commonwealth Bank of Australia (ASX: CBA ). Headquartered in Sydney, CommSec was founded in 1995 and offers a range of brokerage products and services including online trading, cash management, margin lending, and international share trading to retail cliens.

Evans & Partners Pty Ltd. is an independent brokerage firm headquartered in Melbourne, Australia. The firm was founded by David Evans and Paul Ryan in 2007. They provide trade execution services for private high-net-worth individuals and institutional clients.

CLSA Australia Pty Ltd. is a securities brokerage firm headquartered in Sydney, Australia. The firm was founded in 2009 and is a subsidiary of CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Australia provides equity research and broking, asset management, corporate finance and capital markets and securities services to corporates and investors.

Part of CFRA Research Inc., The Center For Financial Research & Analysis (UK) is a leader in financial intelligence solutions. The company is based in London, UK. The British company offers expert analysis and insights to help businesses and investors make smarter, faster decisions. CFRA's Legal Research provides non-correlated, alpha-focused legal insights, assessing risks and identifying potential mispricings related to major patent, litigation, crisis, and regulatory events. The company offers real-time insights on legal themes, cases, and regulatory events for event-driven investors.

Credit Suisse Australia Ltd. (Private Banking) (Credit Suisse-PB) is the wealth management division of Credit Suisse Australia Ltd., a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1999 and is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse-PB provides investment advice to wealthy families, individuals, entrepreneurs and business owners.

Medical Departures, Inc. operates health, wellness and fitness centers. It also operates as a medical service marketplace that helps patients find, compare and book medical appointments. The company operates two websites to empower global healthcare patients: medical treatments - Medical Departures and dental treatment - Dental Departures. Medical Departures was founded by Paul McTaggart in 2014 and is headquartered in Singapore.

Part of Citigroup, Inc., Citigroup Netherlands Holdings BV functions as a financial holding Dutch company. The company is based in Haarlemmermeer, Netherlands. The company was founded in 1964. The CEO is David Livingstone.

BNP Paribas SA (Broker Spain) (BNP Paribas-Broker) is the broker-dealer division of BNP Paribas SA in Spain. The firm was founded in 1917 and is a subsidiary of BNP Paribas SA (EPA: BNP) in France. Headquartered in Madrid, BNP Paribas-Broker provides securities brokerage services to corporate and institutional clients.

Pollination Capital Partners Ltd. is a climate change advisory and investment firm that accelerates the transition to a net zero, climate resilient future. The company is based in London, UK. and has subsidiaries in the United States and Australia. The British company's website features a collection of articles, podcasts, and interviews related to climate change and the company's work. Recently, the company's co-CEO and director shared their thoughts on the historic agreement reached at the UN Biodiversity COP 15. The company provides thought-provoking insights and reports that affect industries and businesses in the process of climate change transformation. The company was founded in 2008 by Martijn Wilder, who has been the CEO since 2008.

Jarden Australia Pty Ltd. (Jarden) is a broker-dealer firm headquartered in Sydney, Australia. The firm is a subsidiary of Jarden Partners Ltd. in New Zealand. Jarden’s clients are institutional, corporate and private investors that seek a broad range of investment opportunities, backed by world-class service and seamless execution.

Barrenjoey Pty Ltd. is an independent investment research firm headquartered in Sydney, Australia. The firm was founded by Peter Marks and Annie Zhu in 2021. Barrenjoey provides corporate and strategic advisory, equity and debt capital market underwritings, cash equities, research, prime brokerage and traditional fixed income services.