Doug Lockwood

UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.

DWS Investment Management Americas, Inc. (DIMA) is a SEC-registered investment advisor headquartered in New York City. The firm is a subsidiary of DWS USA Corp., ultimately held by Deutsche Bank AG (ETR: DBK) in Germany. The firm was founded in 1984 and formerly known as Deutsche Investment Management Americas Inc. In 2018, they changed their name into DWS as part of the rebranding of Deutsche Asset Management. DIMA provides discretionary and non-discretionary investment advisory services to various institutional clients. They also provide investment advisory services for its municipal bond strategies through wrap fee programs.

Brown Gibbons Lang & Co. LLC offers investment banking services. Its services include mergers & acquisitions, debt & equity placements, financial restructuring, financial advisory & valuation services. The company was founded by Michael Eugene Gibbons in 1989 and is headquartered in Cleveland, OH.

RREEF America LLC is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1975 and is a direct subsidiary of RoPro US Holding, Inc., ultimately owned by Deutsche Bank AG (ETR: DBK), a publicly held banking corporation organized under the laws of Germany. RREEF provides investment and advisory services to funds and institutional clients on a discretionary and non-discretionary basis.

AMI Investment Management, Inc. (AMI) is an independent registered investment advisor headquartered in Kendallville, Indiana. The firm was founded by Michael D. Axel in 1995. AMI provides independent investment management services to individuals and institutions.

Hovde Capital Advisors LLC is an independent hedge fund manager headquartered in Madison, Wisconsin. The firm was founded by Eric Hovde in 1994 and manages the assets of high-net-worth clients.

DeRoy & Devereaux Private Investment Counsel, Inc. (D&D) is a registered investment advisor headquartered in Southfield, Michigan. The firm’s predecessor, RAC Investment Advisors, was founded in 1979 by Arthur DeRoy Rodecker to provide investment management services to the DeRoy Testamentary Foundation. In May of 2002, Mr. Gregg D. Watkins joined Arthur Rodecker at RAC Advisors, acquired an ownership interest in the firm, and renamed the firm DeRoy & Devereaux. D&D provides investment advisory services for individuals, families, foundations, pension plans and other institutional investors on a discretionary basis.

Merrill Lynch Ventures LLC is a venture capital firm headquartered in New York City. The firm is a division of the Merrill Lynch Global Markets & Investment Banking Group and their ultimate parent is Bank of America Corp. (NYSE: BAC).

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

Ernst & Young provides accounting services. Its services include auditing, accounting, tax and transaction services, assurance and advisory business, online transaction advisory and a wide range of financial services. The company was founded by Arthur Young and Alwin C. Ernst in 1881 and is headquartered in Kansas City, MO.

Hoosier Park LLC operates horse racing and whole card simulcasting clubs. The firm provides casino, horse racing and dining services. It also owns and operates three off-track wagering facilities located in Fort Wayne, Indianapolis and Merrillville. The company was founded in 1994 and is headquartered in Anderson, IN.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

California Institute of Technology provides education focusing on science, engineering, academia, business, and public service. The company was founded in 1891 and it is headquartered in Pasadena, CA.

Indiana University Health, Inc. is a non-profit organization which engages in the provision of healthcare services. It offers orthopedics, pediatrics, primary care, radiology, and rehabilitation services. The firm operates four hospitals: Methodist Hospital, Indiana University Hospital, Riley Hospital for Children, and Clarian West Medical Center. The company was founded in 1997 and is headquartered in Indianapolis, IN.

Indiana University Health Bloomington, Inc. provides caring services to the people. Its services include hospital-based physician practices, outpatient centers, six regional lifeline bases, pharmacy and home care services and business solutions. The firm’s business solutions include on-site health clinics, employee assistance program, executive health, urgent care, video visits and health plans. The company specializes in Cancer, Cardiovascular, Neuroscience, Orthopedics, Pediatrics and Transplant treatments. Indiana University Health Bloomington is headquartered in Bloomington, IN.

UHY Advisors, Inc. provides tax, audit and financial accounting services. It offers tax, audit, advisory, and forensic, litigation and valuation services including audits of financial statements and employee benifit plans, internal audit, risk, compliance, management, technology consulting transaction, business valuation, family law and loss/damage determination services. The firm serves to the construction, dealerships, energy, financial, health care, governmental, real estate, staffing and technology industries. The company was founded in July 2000 and is headquartered in Chicago, IL.

Ecolectro, Inc. manufactures materials that make clean fuels and chemicals. The company was founded by Gabriel G. Rodríguez-Calero and is headquartered in Ithaca, NY.

Intermix Performance Materials, Inc. has developed a technology for recycling mixed plastic waste made of polypropylene and polyethylene. The company is based in New York, NY. The company has also created high-performance polymer alloys using this technology. The company was founded by Geoffrey William Coates, Andrew Arriz, Ting-Wei Lin.

Novomer, Inc. manufactures biodegradable plastics, polymers, and other chemicals from renewable substances. It specializes in commercializing a family of low-cost, high-performance, sustainable polymers and other chemicals. The company was founded by Geoffrey William Coates, Anthony Romey Eisenhut and Scott D. Allen in 2004 and is headquartered in Waltham, MA.

Woodmen of the World Life Insurance Society (Invt Port) (dba WoodmenLife) is the investment portfolio division of Woodmen of the World Life Insurance Society, a not-for-profit fraternal benefit society headquartered in Omaha, Nebraska. WoodmenLife manages client’s investment portfolio.

Prolific Capital LLC (Prolific Capital) is a private equity firm founded in 2014 with headquarters located in Indianapolis, Indiana.

Joseph David Advertising LLC engages in the provision of promoting and marketing solutions. It serves the consumer packaged goods, sports, energy, finance, faith, healthcare, and education sectors. The company was founded by Brad Benbow in 2003 and is headquartered in Indianapolis, IN.

Carey Services, Inc. provides housing, employment, education and support services. The firm provides family and individual programs and business services. The company was founded in 1954 and is headquartered in Marion, IN.

KensaGroup LLC (KensaGroup) is a private equity firm founded in 1999 by Bruce Ganem and Tony R. Eisenhut. The firm is headquartered in Ithaca, New York.

Dresner Investment Services, Inc. is a middle-market investment bank that provides financial advisory services to companies worldwide. Dresner Investment Services is headquartered in Chicago, IL, and has professionals located in various cities across the United States. The company specializes in merger and acquisitions advisory, institutional private placements of debt and equity, financial restructuring, valuations, and strategic consulting services. Additionally, the company has an affiliated strategic communications firm called Dresner Corporate Services that specializes in public relations, investor relations, and corporate development. The company was founded in 1993 by Steven M. Dresner, and the CEOs are Bill Sautter and David Smat.

Group Dekko, Inc. provides work space power delivery solutions. Its products include LED lighting, electrical component and assemblies, and workplace power solutions. The company was founded by Chester Dekko and Lyall Morrill in 1952 and is headquartered in Garrett, IN.

JPMorgan Trust IV operates as an open-end management investment company. The company was founded on November 11, 2015 and is headquartered in New York, NY.